Close

Form SC 13D/A ICONIX BRAND GROUP, INC. Filed by: Sports Direct International plc

January 17, 2017 1:04 PM EST
 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

(Rule 13d-101)

Under the Securities Exchange Act of 1934

 

(Amendment No. 6)*

 

ICONIX BRAND GROUP INC.

 

 (Name of Issuer)

 

Common Stock

 

 (Title of Class of Securities)

 

451055107

 

 (CUSIP Number)

 

Cameron Olsen
Unit A, Brook Park East
Shirebrook
NG20 8RY
United Kingdom
+44 845 1299 289

 

 (Name, Address and Telephone Number of Person Authorized

to Receive Notices and Communications)

 

January 13, 2017

 

 (Date of Event Which Requires Filing of this Statement)

   

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §240.13d-1(e), §240.13d-1(f) or §240.13d-1(g), check the following box:   ¨

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

  

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
   

 

 

CUSIP No. 451055107    

  

1

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Sports Direct International plc

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) þ

3 SEC USE ONLY
4

SOURCE OF FUNDS

 

WC

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

United Kingdom

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER 

 

*

8

SHARED VOTING POWER

 

*

9

SOLE DISPOSITIVE POWER 

 

*

10

SHARED DISPOSITIVE POWER

 

*

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,100,000*

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

9.1%*

14

TYPE OF REPORTING PERSON

 

CO

 

*Beneficial ownership is disclaimed for both Section 13(d) and Section 16(a) purposes as interests are economic interests held through contracts for differences, the terms of which do not confer voting rights or dispositive power.

 

   

 

  

The following constitutes Amendment No. 6 (“Amendment No. 6”) to the Schedule 13D filed by the undersigned on January 5, 2016 as amended by Amendment No. 1 thereto filed on January 13, 2016, Amendment No. 2 thereto filed on January 21, 2016, Amendment No. 3 thereto filed on August 11, 2016, Amendment No. 4 thereto filed on August 23, 2016 and Amendment No. 6 thereto filed on November 15, 2016 (the “Schedule 13D”). This Amendment No. 6 amends the Schedule 13D as specifically set forth.

 

Item 5. Interest in Securities of the Issuer

 

Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

(a) The Reporting Person has an indirect economic interest in 5,100,000 Shares, representing an 9.09% economic interest in the Shares. Such interest is held through the CFDs with Monecor (London) Limited, trading as ETX Capital, (“ETX Capital”) listed in paragraph (c) of this Item 5.

(b) Pursuant to the CFDs, the Reporting Person does not have the power to vote or direct the vote, or power to dispose or direct the disposition, of any of the Shares and, accordingly, beneficial ownership is disclaimed pursuant to Rules 13d-4 and 16a-1(a)(4) for Section 13(d) and Section 16(a) purposes.

(c) The following table lists each of the purchases and sales by the Reporting Person of CFDs in respect of the Shares during the past 60 days. Each of these CFDs were entered into with ETX Capital and provide that the parties will exchange the difference in the value of the Shares at the time at which the contract is agreed and the time at which it is closed. There were no other transactions effected by the Reporting Person in the Shares or other indirect interests in the Shares during this period.

 

Date of
transaction
  Type of
transaction
  Number of
Shares subject
to the CFD
   Price per
Share at the
time CFD
agreed
 
14 November 2016  Sale   110,438    990.62 
14 November 2016  Sale   100,000    974.80 
15 November 2016  Sale   29,829    970.81 
16 November 2016  Sale   82,215    967.28 
17 November 2016  Sale   187,956    974.26 
02 December 2016  Purchase   33,454    886.77 
02 December 2016  Purchase   2,500    884.00 
09 December 2016  Sale   15,700    968.58 
09 December 2016  Sale   17,754    973.53 
09 December 2016  Sale   2,500    973.53 
22 December 2016  Purchase   2,850    887.83 
23 December 2016  Purchase   28,472    885.75 
27 December 2016  Purchase   700    888.00 
28 December 2016  Purchase   11,500    885.50 
29 December 2016  Purchase   6,650    888.69 
30 December 2016  Sale   10,720    951.34 
03 January 2017  Sale   2,850    970.71 
03 January 2017  Sale   28,472    970.71 
03 January 2017  Sale   700    970.71 
03 January 2017  Sale   780    970.71 
03 January 2017  Sale   6,650    970.71 
04 January 2017  Sale   70,953    1,017.52 
05 January 2017  Purchase   3,250    937.81 
06 January 2017  Purchase   21,848    938.34 
06 January 2017  Purchase   250    937.00 
09 January 2017  Purchase   20,137    934.85 
10 January 2017  Sale   16,982    1,010.35 
11 January 2017  Sale   3,155    1,011.78 
11 January 2017  Sale   250    1,011.78 
11 January 2017  Sale   21,848    1,011.78 
11 January 2017  Sale   3,250    1,011.78 
11 January 2017  Sale   6,243    1,011.78 
12 January 2017  Sale   15,070    1,011.94 
12 January 2017  Sale   71,050    1,011.94 
13 January 2017  Sale   336,684    1,046.90 

 

(d) Not known.

(e) Not applicable.

   

 

  

SIGNATURE

 

After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, such person hereby certifies that the information set forth in this statement is true, complete and correct.

 

Dated: January 17, 2017

 

  Sports Direct International plc
     
  By: Cameron Olsen
  its Company Secretary
     
  By: /s/ Cameron Olsen
    Name: Cameron Olsen
    Title: Company Secretary

 

   



Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings

Related Entities

13D