Form NSAR-B Nuveen AMT-Free Quality For: Oct 31
Tweet
Share
E-mailPAGE 1 000 B000000 10/31/2016 000 C000000 0001195737 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND 001 B000000 811-21213 001 C000000 3129178200 002 A000000 333 WEST WACKER DRIVE 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60606 002 D020000 1286 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 NUVEEN FUND ADVISORS, LLC 008 B000001 A 008 C000001 801-14147 008 D010001 CHICAGO 008 D020001 IL 008 D030001 60606 008 D040001 1286 008 A000002 NUVEEN ASSET MANAGEMENT, LLC 008 B000002 S 008 C000002 801-71957 008 D010002 CHICAGO 008 D020002 IL 008 D030002 60606 008 D040002 1286 012 A000001 COMPUTERSHARE INC. 012 B000001 84-05925 012 C010001 PROVIDENCE 012 C020001 RI 012 C030001 02940 013 A000001 KPMG LLP 013 B010001 CHICAGO 013 B020001 IL 013 B030001 60601 014 A000001 NUVEEN INVESTMENTS, LLC 014 B000001 8-13464 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C PAGE 2 015 C010001 BOSTON 015 C020001 MA 015 C030001 02110 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 185 019 C000000 NUVEENFUND 021 000000 0 022 A000001 CITIGROUP 022 B000001 13-3214963 022 C000001 98828 022 D000001 34842 022 A000002 JP MORGAN CHASE 022 B000002 13-3224016 022 C000002 55332 022 D000002 18072 022 A000003 MERRILL LYNCH 022 B000003 13-5674085 022 C000003 67273 022 D000003 5789 022 A000004 MORGAN STANLEY 022 B000004 13-2655998 022 C000004 54108 022 D000004 15019 022 A000005 PIPER JAFFRAY 022 B000005 41-0953246 022 C000005 42193 022 D000005 0 022 A000006 GOLDMAN SACHS 022 B000006 13-5108880 022 C000006 38341 022 D000006 0 022 A000007 BARCLAYS BANK PLC 022 B000007 13-4942190 022 C000007 35442 022 D000007 1242 022 A000008 WELLS FARGO 022 B000008 41-1508325 022 C000008 5341 022 D000008 27066 022 A000009 RBC CAPITAL MARKETS 022 B000009 41-0212020 022 C000009 9471 022 D000009 6695 022 A000010 SIEBERT BRANDFORD 022 B000010 13-2639174 022 C000010 8549 022 D000010 6014 023 C000000 482448 023 D000000 150398 PAGE 3 024 000000 N 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 PAGE 4 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 N 048 000000 0.000 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 Y 053 A000000 N 054 A000000 Y 054 B000000 N 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N PAGE 5 054 L000000 N 054 M000000 Y 054 N000000 N 054 O000000 Y 055 A000000 N 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 0 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 2.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 151.4 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.1 063 A000000 0 063 B000000 9.1 064 A000000 Y 064 B000000 Y 065 000000 N 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 N 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 N 070 D020000 N 070 E010000 Y 070 E020000 N PAGE 6 070 F010000 N 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 N 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 N 070 L010000 N 070 L020000 N 070 M010000 N 070 M020000 N 070 N010000 N 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 N 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 545070 071 B000000 314477 071 C000000 2535845 071 D000000 12 072 A000000 12 072 B000000 102018 072 C000000 0 072 D000000 0 072 E000000 0 072 F000000 14025 072 G000000 0 072 H000000 0 072 I000000 81 072 J000000 228 072 K000000 79 072 L000000 158 072 M000000 61 072 N000000 0 072 O000000 0 072 P000000 7945 072 Q000000 0 072 R000000 34 072 S000000 96 072 T000000 0 072 U000000 0 PAGE 7 072 V000000 0 072 W000000 5703 072 X000000 28410 072 Y000000 0 072 Z000000 73608 072AA000000 0 072BB000000 9081 072CC010000 0 072CC020000 28788 072DD010000 80907 072DD020000 0 072EE000000 0 073 A010000 0.7599 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 0 074 B000000 0 074 C000000 79210 074 D000000 6114734 074 E000000 0 074 F000000 2176 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 85595 074 K000000 0 074 L000000 74689 074 M000000 10147 074 N000000 6366551 074 O000000 82457 074 P000000 2958 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 2243943 074 S000000 0 074 T000000 4037193 074 U010000 262776 074 U020000 0 074 V010000 15.36 074 V020000 0.00 074 W000000 0.0000 074 X000000 6736 074 Y000000 3716944 075 A000000 0 075 B000000 4037233 076 000000 13.75 077 A000000 Y 077 B000000 Y PAGE 8 077 C000000 Y 077 D000000 N 077 I000000 Y 077 M000000 Y 077 Q010000 Y 078 000000 N 080 A000000 CHUBB GROUP 080 B000000 TRAVELERS,BERKLEY,GREAT AMERICAN,CNA & ZURICH 080 C000000 114000 081 A000000 Y 081 B000000 184 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 183893 086 A020000 999999 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 670657105 087 A030000 NEA 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE STEPHEN D. FOY TITLE V.P. & CONTROLLER
Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Nuveen Funds: In planning and performing our audits of the financial statements of each of the Nuveen Funds listed in Exhibit A attached (the Funds ), as of and for the year or period ended October 31, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we express no such opinion. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A companys internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles (GAAP). A companys internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with GAAP, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the companys assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2016. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission, and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP Chicago, Illinois December 29, 2016 Exhibit A Closed End Funds Nuveen Municipal Value Fund, Inc. (NUV) Nuveen AMT-Free Municipal Value Fund (NUW) Nuveen Municipal Income Fund, Inc. (NMI) Nuveen Enhanced Municipal Value Fund (NEV) Nuveen AMT-Free Municipal Credit Income Fund (NVG) Nuveen Municipal Credit Income Fund (NZF) Nuveen Municipal High Income Opportunity Fund (NMZ) Nuveen Quality Municipal Income Fund (NAD) Nuveen AMT-Free Quality Municipal Income Fund (NEA) 1 1 1-A
Form N-SAR, Sub-Item 77C Submission of matters to a vote of security holders Nuveen AMT-Free Quality Municipal Income Fund f/k/a Nuveen AMT-Free Municipal Income Fund 811-21213 The annual meeting of shareholders was held in the offices of Nuveen Investments on June 16, 2016 for the above- referenced fund; at this meeting the shareholders were asked to vote to approve an Agreement and Plan of Reorganization, the issuance of additional common shares and to elect Board Members. The meeting was subsequently adjourned to July 19, 2016 and additionally adjourned to August 19, 2016. The results of the shareholder votes are as follows:
Form N-SAR, Sub-Item 77I Terms of new or amended securities Nuveen AMT-Free Quality Municipal Income Fund f/k/a Nuveen AMT-Free Municipal Income Fund 811-21213 The Registrant has added new series of Preferred securities which are described in the Statements Establishing and Fixing the Rights and Preferences. These instruments are incorporated by reference to this Sub-Item 77Q1(d) the Form of which can be found in the SEC filing on Form DEF 14A on May 4, 2016, Accession No. 0001193125-16- 575442.
SUB-ITEM 77M Mergers Nuveen AMT-Free Quality Municipal Income Fund f/k/a Nuveen AMT-Free Municipal Income Fund 811-21213 On September 12, 2016 the above-referenced fund was the surviving fund in a reorganization. All of the assets of the Nuveen Municipal Market Opportunity Fund, Inc., Nuveen Performance Plus Municipal Fund, Inc., and Nuveen Premium Income Municipal Fund 2, Inc. were transferred to the Nuveen AMT-Free Municipal Income Fund. The circumstances and details of the reorganization are contained in the SEC filing on Form 497 on April 29, 2016, Accession No. 0001193125-16- 565298, which materials are herein incorporated by reference.
Form N-SAR, Sub-Item 77Q1(a) Copies of any material amendments to the registrants charter Nuveen AMT-Free Quality Municipal Income Fund f/k/a Nuveen AMT-Free Municipal Income Fund 811-21213 The Registrant incorporates by reference to this Sub-Item 77Q1(a) of Form N-SAR, a copy of the forms of five new Statement Establishing and Fixing the Rights and Preferences, considered to be an amendment to the Charter, containing a description of the Funds preferred securities. A form of these Statements was filed in the SEC filing on Form DEF 14A on May 4, 2016, Accession No. 0001193125-16- 575442. In addition, the Funds Charter (Declaration of Trust) was amended on September 9, 2016 to change the name of the fund. A copy of this amendment was filed as Exhibit 1.C to Form POS EX filing on October 5, 2016, Accession No. 0001193125-16-731634, which the Registrant incorporates by reference to this Sub-Item.
Form N-SAR, Sub-Item 77Q1(d) Copies of any constituent instruments defining the rights of shareholders Nuveen AMT-Free Quality Municipal Income Fund f/k/a Nuveen AMT-Free Municipal Income Fund 811-21213 The rights of the holders of each series of Preferred securities are described in the Statements Establishing and Fixing the Rights and Preferences. The registrant established three new series of Preferred Securities in connection with reorganization of funds into the Registrant. These instruments are incorporated by reference to this Sub-Item 77Q1(d) the Form of which can be found in the SEC filing on Form DEF 14A on May 4, 2016, Accession No. 0001193125-16-575442.
Form N-SAR, Sub-Item 77Q1(g) Nuveen AMT-Free Quality Municipal Income Fund f/k/a Nuveen AMT-Free Municipal Income Fund 811-21213 On September 12, 2016 the above-referenced fund was the surviving fund in a reorganization. All of the assets of the Nuveen Municipal Market Opportunity Fund, Inc., Nuveen Performance Plus Municipal Fund, Inc., and Nuveen Premium Income Municipal Fund 2, Inc. were transferred to the Nuveen AMT-Free Municipal Income Fund. The circumstances and details of the reorganization as well as a form of copy of the Agreement and Plan of Reorganization (Appendix A) are contained in the SEC filing on Form 497 on April 29, 2016, Accession No. 0001193125-16-565298, which materials are herein incorporated by reference.
Serious News for Serious Traders! Try StreetInsider.com Premium Free!
You May Also Be Interested In
- MODE Launches BizStack AI Assistant - The World's First IoT Solution With Generative AI
- More Assay Results at Mirage (Lac Escale) Lithium Property
- California Institution for Women and Gordon Philanthropies Present at the 2024 National Children of Incarcerated Parents Conference
Create E-mail Alert Related Categories
SEC FilingsSign up for StreetInsider Free!
Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!
