Form 8-K/A Och-Ziff Capital Managem For: Sep 29
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): September 29, 2016
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
(Exact Name of Registrant as Specified in Its Charter)
Delaware | 001-33805 | 26-0354783 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
9 West 57th Street, New York, New York | 10019 | |
(Address of Principal Executive Offices) | (Zip Code) |
212-790-0000
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On August 2, 2016, Och-Ziff Capital Management Group LLC (the “Company”) filed a Current Report on Form 8-K (the “Original Filing”) to report that on August 1, 2016, the Company’s Board of Directors (the “Board”) appointed William P. Barr to the Board as a Class I director and to serve as a member of the Audit Committee and the Compensation Committee, effective as of August 9, 2016.
The Company amends the Original Filing by filing this Current Report on Form 8-K/A to report that on September 29, 2016, the Board appointed Mr. Barr to serve as the Chair of the Committee on Corporate Responsibility and Compliance (the “Compliance Committee”), which the Board established on September 29, 2016. The Board reassigned Mr. Barr from serving as a member of the Compensation Committee to serve as the Chair of the Compliance Committee, effective as of September 29, 2016.
SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC | |||
(Registrant) | |||
By: | /s/ Joel M. Frank | ||
Joel M. Frank | |||
Chief Financial Officer and Executive Managing Director |
September 29, 2016
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