Close

Form 8-K SCHWAB CHARLES CORP For: Nov 18

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/24/2024

1. TSLA
2. ENPH
3. TXN
4. BA
5. SPOT
6. META
7. V
8. IBM
9. KMB
10. HCP


November 21, 2014 4:04 PM EST

UNITED��STATES

SECURITIES��AND��EXCHANGE��COMMISSION

Washington, D.C.��20549

�

FORM��8-K

�

CURRENT REPORT

Pursuant�to Section 13 or 15(d) of The Securities Exchange Act of 1934

�

Date of Report (Date of earliest event reported): �November�18, �2014

�

The Charles �Schwab Corporation

�

(Exact name of registrant as specified in its charter)

�

�

Commission File Number:��1-9700

�

�

�

Delaware
(State or other jurisdiction
of incorporation)

94-3025021
(I.R.S. Employer
Identification No.)

�

�

211�Main Street, San Francisco, �CA �94105

(Address of principal executive offices, including zip code)

�

(415) 667-7000

(Registrant’s telephone number, including area code)

�

N/A

(Former name or former address, if changed since last report)

�

�

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

�

�

�

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

�

�

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

�

�

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

�

�

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

�

�

�

�

�

�

�

�

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

�

�

Effective November�18, 2014, John Clendening has stepped down from his role as Executive Vice President, Investor Services, of The Charles Schwab Corporation.

�

�

�

�

Signature(s)

�

�

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

�

�

�

�

�

�

�

�

�

THE CHARLES SCHWAB CORPORATION

�

�

�

�

�

�

Date:��November�21, 2014

By:

/s/ Joseph R. Martinetto

�

�

Joseph R. Martinetto

�

�

Executive Vice President and Chief Financial�Officer

�

�

�


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings