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Form 8-K LIQUIDMETAL TECHNOLOGIES For: Apr 23

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April 28, 2015 4:03 PM EDT

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):   April 23, 2015

 

LIQUIDMETAL TECHNOLOGIES, INC.

(Exact name of Registrant as Specified in its Charter)

 

Delaware

001-31332

33-0264467

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

 

30452 Esperanza

Rancho Santa Margarita, California 92688

(Address of Principal Executive Offices; Zip Code)

 

Registrant’s telephone number, including area code: (949) 635-2100

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 

 

Item 5.07 

Submission of Matters to a Vote of Security Holders.

 

On April 23, 2015, the Company held its annual meeting of stockholders (the “Annual Meeting”).  At the Annual Meeting, the Company’s stockholders (i) elected six directors to the Company’s board of directors, (ii) failed to adopt the Company’s 2015 Equity Incentive Plan, (iii) failed to grant advisory approval of the compensation of the Company’s named executive officers, and (iv) ratified the appointment of SingerLewak LLP as the Company’s independent registered public accounting firm for fiscal year 2015, each as more fully described below.

 

The final voting results were as follows:

 

Item No. 1:

Proposal to elect six directors to the Company’s Board of Directors to serve until the Annual Meeting of Stockholders in 2016.

  

Nominee

 

For

Withheld

Broker Non-

Votes

Thomas Steipp

61,999,181

46,120,529

-

Scott Gillis

64,097,449

44,022,261

-

Abdi Mahamedi

60,601,859

47,517,851

-

Ricardo Salas

61,203,804

46,915,906

-

Bob Howard-Anderson

64,935,284

43,184,426

-

Richard Sevcik

64,658,918

43,460,792

-

 

 

Item No. 2

Proposal to approve the Company’s 2015 Equity Incentive Plan.

  

For

Against

Abstain

Broker Non-

Votes

52,084,855

49,066,291

6,968,564

248,241,757

 

 
 
 

 

Item No. 3

Proposal to grant advisory approval of the compensation of the Company’s named executive officers.

 

For

Against

Abstain

Broker Non-

Votes

46,900,299

53,903,621

7,315,790

248,241,757

 

 

Item No. 4

Proposal to ratify the appointment of SingerLewak LLP as the Company’s independent registered public accounting firm for fiscal 2015.

 

For

Against

Abstain

Broker Non-Votes

273,819,117

77,975,072

4,567,278

-

 

 
 
 

 

Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunder duly authorized.

 

 

LIQUIDMETAL TECHNOLOGIES, INC.

 

 

 

By:

/s/ Thomas Steipp

 

 

 

Thomas Steipp,

 

 

President and Chief Executive Officer

 

 

Date:  April 28, 2015

 

 


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