Form 8-K KCG Holdings, Inc. For: Jul 07

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 7, 2016

 

 

KCG HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

DELAWARE		000-54991		38-3898306
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.

545 Washington Boulevard, Jersey City, NJ 07310

(Address of principal executive offices) (Zip Code)

(201) 222-9400

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

---

Item 7.01

Regulation FD Disclosure

On July 7, 2016, KCG Holdings, Inc. (“KCG”) filed an automatic shelf registration statement related to shares of KCG common stock and warrants to purchase shares of KCG common stock owned by GA-GTCO Interholdco, LLC (“GA-GTCO”), a current KCG shareholder and former holder of units of GETCO Holding Company, LLC (“GETCO”), which were received in the merger of Knight Capital Group, Inc. and GETCO. Pursuant to a registration rights agreement entered into by KCG and GA-GTCO at the closing of the merger, KCG was required to file this registration statement upon expiration of the initial selling shareholder automatic shelf registration statement filed at the closing of the merger, which expired on July 1, 2016.

---

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned’s duly authorized signatory.

Dated: July 7, 2016

 

KCG HOLDINGS, INC.
By:		/s/ John McCarthy
Name:		John McCarthy
Title:		General Counsel

---

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

---

You May Also Be Interested In

• Trailbreaker Resources Closes Charity Flow-Through Financing
• Jack Link’s Protein Snacks® Introduces A Bold and Spicy Twist with New Bloody Mary Mixes
• Work Truck Solutions' Q1 2024 Commercial Vehicle Market Analysis Reveals Significant Swings in Trends within the Work Truck and Van Industry