Form 8-K DYNEGY INC. For: May 20

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported)

May 23, 2016 (May 20, 2016)

 

 

DYNEGY INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware		001-33443		20-5653152
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

 

 

(713) 507-6400

(Registrant’s telephone number, including area code)

 

N.A.

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.07                             Submission of Matters to a Vote of Security Holders.

 

On May 20, 2016, Dynegy Inc. (“Dynegy”) held its 2016 Annual Meeting of Stockholders. A total of 104,664,741 shares of Dynegy’s common stock were present or represented by proxy at the meeting. During the meeting four proposals were voted upon. The votes were as follows:

 

Proposal 1 — Election of seven directors to serve until the 2017 Annual Meeting of Stockholders, or until successors have been elected or appointed.

 

DIRECTOR		VOTES FOR		VOTES WITHHELD		BROKER NON-VOTES
Hilary E. Ackermann		94,174,603		178,741		10,311,397
Paul M. Barbas		93,755,574		597,770		10,311,397
Robert C. Flexon		94,155,702		197,642		10,311,397
Richard Lee Kuersteiner		93,921,831		431,513		10,311,397
Jeffrey S. Stein		93,950,645		402,699		10,311,397
John R. Sult		94,172,239		181,105		10,311,397
Pat Wood III		93,429,216		924,128		10,311,397

 

Proposal 2 — Approval, on an advisory basis, of the compensation of Dynegy’s named executive officers described in Dynegy’s 2016 Proxy Statement.

 

VOTES FOR		VOTES AGAINST		ABSTENTIONS		BROKER NON-VOTES
70,689,438		23,584,377		79,529		10,311,397

 

Proposal 3 — Approval of amendments to Dynegy’s 2012 Long Term Incentive Plan.

 

VOTES FOR		VOTES AGAINST		ABSTENTIONS		BROKER NON-VOTES
85,137,966		9,137,956		77,422		10,311,397

 

Proposal 4 — Ratification of the appointment of Ernst and Young LLP as Dynegy’s independent registered public accountants for the fiscal year ending December 31, 2016.

 

VOTES FOR		VOTES AGAINST		ABSTENTIONS
104,358,987		250,253		55,501

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

	DYNEGY INC.
	(Registrant)
Dated: May 23, 2016	By:	/s/ Catherine C. James
	Name:	Catherine C. James
	Title:	Executive Vice President, General Counsel and Chief Compliance Officer

 

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