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Form 8-K ALLIANCEBERNSTEIN HOLDIN For: Jul 13

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July 14, 2015 4:10 PM EDT


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):
July 13, 2015
ALLIANCEBERNSTEIN HOLDING L.P.
(Exact name of registrant as specified in its charter)

Delaware
001-09818
13-3434400
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)


1345 Avenue of the Americas, New York, New York
10105
(Address of principal executive offices)
(Zip Code)


Registrant’s telephone number, including area code:
212-969-1000


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:


[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 7.01.    Regulation FD Disclosure.

AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. are furnishing their news release (“AUM Release”) issued on July 13, 2015 announcing AB’s preliminary assets under management as of June 30, 2015. The AUM Release is attached hereto as Exhibit 99.01.

Item 9.01.    Financial Statements and Exhibits.

(d)
Exhibits.

99.01
AUM Release.







SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


 
 
ALLIANCEBERNSTEIN HOLDING L.P.
Dated: July 14, 2015
 
By:


/s/ Mona Bhalla
 
 
 
Mona Bhalla
Corporate Secretary
  



 
Andrea Prochniak, Investors
212.756.4542
Jonathan Freedman, Media
212.823.2687


AB Announces June 30, 2015 Assets Under Management
New York, NY, July 13, 2015 – AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management decreased to $485 billion during June 2015 from $500 billion at the end of May. The 3% decline resulted from a combination of firmwide net outflows and market depreciation. All three distribution channels were net flow negative, most notably Institutions, which experienced two large terminations during the month.
AB (The Operating Partnership)
Assets Under Management ($ in Billions)
 
 
At June 30, 2015
 
At May 31,
 
 
 
2015
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Private
 
 
 
 
 
Institutions
 
Retail
 
Wealth
 
Total
 
Total
 
 
 
 
 
 
 
 
 
 
Equity
 
 
 
 
 
 
 
 
 
    Actively Managed
$
29

 
$
47

 
$
40

 
$
116

 
$
117

    Passive
22

 
28

 
—

 
50

 
52

Total Equity
51

 
75

 
40

 
166

 
169

 
 
 
 
 
 
 
 
 
 
Fixed Income
 
 
 
 
 
 
 
 
 
    Taxable
144

 
61

 
10

 
215

 
226

    Tax-Exempt
2

 
11

 
20

 
33

 
33

    Passive
—

 
9

 
—

 
9

 
9

Total Fixed Income
146

 
81

 
30

 
257

 
268

 
 
 
 
 
 
 
 
 
 
Other(1) 
47

 
7

 
8

 
62

 
63

Total
$
244

 
$
163

 
$
78

 
$
485

 
$
500

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
At May 31, 2015
 
 
 
 
 
 
 
 
 
 
 
 
Total
$
256

 
$
165

 
$
79

 
$
500

 
 
 
 
 
 
 
 
 
 
 
 
(1) Includes Multi Asset services and solutions and certain alternative investments.




www.abglobal.com    1 of 1


Cautions Regarding Forward-Looking Statements
Certain statements provided by management in this news release are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements are subject to risks, uncertainties, and other factors that could cause actual results to differ materially from future results expressed or implied by such forward-looking statements. The most significant of these factors include, but are not limited to, the following: the performance of financial markets, the investment performance of sponsored investment products and separately-managed accounts, general economic conditions, industry trends, future acquisitions, competitive conditions, and current and proposed government regulations, including changes in tax regulations and rates and the manner in which the earnings of publicly-traded partnerships are taxed. AB cautions readers to carefully consider such factors. Further, such forward-looking statements speak only as of the date on which such statements are made; AB undertakes no obligation to update any forward-looking statements to reflect events or circumstances after the date of such statements. For further information regarding these forward-looking statements and the factors that could cause actual results to differ, see “Risk Factors” and “Cautions Regarding Forward-Looking Statements” in AB’s Form 10-K for the year ended December 31, 2014 and Form 10-Q for the quarter ended March 31, 2015. Any or all of the forward-looking statements made in this news release, Form 10-K, Forms 10-Q, other documents AB files with or furnishes to the SEC and any other public statements issued by AB, may turn out to be wrong. It is important to remember that other factors besides those listed in “Risk Factors” and “Cautions Regarding Forward-Looking Statements”, and those listed above, could also adversely affect AB’s financial condition, results of operations and business prospects.
About AB
AB is a leading global investment management firm that offers high-quality research and diversified investment services to institutional investors, individuals and private wealth clients in major world markets.
At June 30, 2015, AB Holding owned approximately 36.9% of the issued and outstanding AB Units and AXA, one of the largest global financial services organizations, owned an approximate 62.7% economic interest in AB.
Additional information about AB may be found on our website, www.abglobal.com.



www.abglobal.com    2 of 2    

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