Form 8-K AG Mortgage Investment For: May 04

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 9, 2016 (May 4, 2016)

 

 

AG Mortgage Investment Trust, Inc.

 

 

 

Maryland		001-35151		27-5254382
(State or other jurisdiction of incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

245 Park Avenue, 26th floor

New York, New York 10167

(212) 692-2000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)

 

 

 

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Item 5.07

Submission of Matters to a Vote of Security Holders.

At the 2016 annual meeting of stockholders of AG Mortgage Investment Trust, Inc. (the “Company”) held on May 4, 2016, the Company’s stockholders voted on the following matters which were set forth in the notice for the meeting:

 

1.

election of the board of directors, with each director serving a one-year term and until his successor is elected and qualified;

 

2.

ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2016; and

 

3.

approval, on an advisory basis, of the Company’s executive compensation.

Each of the seven director nominees was elected, the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm was ratified, and the Company’s executive compensation was approved on an advisory basis.

The vote tabulation for each proposal is as follows:

 

1.

Election of Directors:

 

Director		Votes For				Votes Withheld				Broker Non-Votes
Arthur Ainsberg			15,353,440				405,595				7,950,928
Andrew L. Berger			15,147,193				611,842				7,950,928
Joseph LaManna			15,158,665				600,370				7,950,928
Jonathan Lieberman			14,249,702				1,509,333				7,950,928
Peter Linneman			12,749,642				3,009,393				7,950,928
David N. Roberts			14,821,678				937,357				7,950,928
Frank Stadelmaier			13,396,553				2,362,482				7,950,928

 

2.

Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2016:

 

Votes For		Votes Against		Abstentions		Broker Non-Votes
22,909,372		234,309		566,282		-0-

 

3.

Approval, on an advisory basis, of the Company’s executive compensation:

 

Votes For		Votes Against		Abstentions		Broker Non-Votes
15,113,182		395,779		250,074		7,950,928

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

				AG MORTGAGE INVESTMENT TRUST, INC.
Date: May 9, 2016				By:		/s/ Raul E. Moreno
						Name: Raul E. Moreno
						Title:   General Counsel and Secretary

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