Form 6-K Vale S.A. For: Oct 07

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United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

October 2016

 

Vale S.A.

 

Avenida das Américas, No. 700 — Bloco 8, Sala 218
22640-100 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F  x  Form 40-F o

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes  o No   x

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes  o No   x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes o No x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-   .)

 

 

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Press Release	3
Signature Page	4

 

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Shares owned by Board Members, Fiscal Council, Executive Directors and principal shareholder on September 30, 2016 (aggregate).

 

Company: Vale S.A.

Board Members

 

						%
Type of security		Characteristic of the security		Quantity		Same class of shares		Total capital
Shares		PN		15,600		—		—
Shares		ON		6,700		—		—
Quotes		Investment Funds		0

 

Company: Vale S.A.

Executive Directors

 

						%
Type of security		Characteristic of the security		Quantity		Same class of shares		Total capital
Shares		PN		1,645,064		0,08		0,03
Shares		ON		9,300		—		—
Debêntures		8ª emissão (1st, 2nd, 3rd, 4rd series)		3,473		—		—

 

Company: Vale S.A.

Audit Committee Members

 

						%
Type of security		Characteristic of the security		Quantity		Same class of shares		Total capital
Shares		PN		3,006		—		—
Shares		ON		—		—		—

 

Company: Vale S.A.

Technical Committee Members

 

						%
Type of security		Characteristic of the security		Quantity		Same class of shares		Total capital
Shares		ON		—		—		—
Shares		PN		3,000		—		—

 

Company: Vale S.A.

Principal Shareholder (Valepar S.A.)

 

						%
Type of security		Characteristic of the security		Quantity		Same class of shares		Total  capital
Shares		ON		1,716,435,045		52.70		31.99
Shares		PN		20,340,000		0.96		0.38

 

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Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

	Vale S.A.
	(Registrant)
	By:	/s/ André Figueiredo
		Director of Investor Relations
Date: October 07, 2016

 

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