Form 6-K UNITED MICROELECTRONICS For: Dec 28
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
United Microelectronics Corporation |
||||
(Translation of registrants name into English) | ||||
No. 3 Li Hsin Road II Science Park Hsinchu, Taiwan, R.O.C. |
||||
(Address of principal executive office) |
||||
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: [x] Form 20-F [ ] Form 40-F | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ] | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ] | ||||
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: [ ] Yes [x] No | ||||
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. |
United Microelectronics Corporation | ||
Date: 12/28/2015 | By: |
Chitung Liu |
Name: | Chitung Liu | |
Title: | CFO | |
Exhibit No. | Description | |
|
|
|
99 | 6K on 12/28/2015 | |
www.umc.com
Exhibit
Exhibit Description
99.1 | Announcement on 2015/12/01: To announce related materials on acquisition of machinery and equipment |
99.2 | Announcement on 2015/12/09: Represent subsidiary United Semiconductor (Xiamen) Co., Ltd.to announce related materials on acquisition of machinery and equipment |
99.3 | Announcement on 2015/12/11: Represent subsidiary HEJIAN (SUZHOU) TECHNOLOGY CO., LTD. to announce acquisition of UNITED SEMICONDUCTOR (XIAMEN) CO., LTD. |
99.4 | Announcement on 2015/12/16: Important Resolutions from 13th term 4th Board Meeting |
99.5 | Announcement on 2015/12/16: To announce related materials on acquisition of the common shares of Mie Fujitsu |
Semiconductor Limited
99.6 | Announcement on 2015/12/9: November Revenue |
99.7 | Announcement on 2015/12/15: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC |
Exhibit 99.1
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2015/10/05~2015/12/01
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: one batch; average unit price: $557,838,925 NTD; total transaction price:$
557,838,925 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): Applied Materials South East Asia Pte. Ltd.;
non-related party transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price? : Not applicable
13. Has an appraisal report not yet been obtained? : Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction? : Not applicable
18. | Any other matters that need to be specified |
Exhibit 99.2 |
Represent subsidiary United Semiconductor (Xiamen) Co., Ltd.to announce related materials on
acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2015/07/03~2015/12/09
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: one batch; average unit price: $3,049,842,000 NTD; total transaction price:
$3,049,842,000 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): ASML Hong Kong Ltd. c/o ASML Netherlands B.V.;
non-related party transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.3
Represent subsidiary HEJIAN (SUZHOU) TECHNOLOGY CO., LTD. to announce acquisition of UNITED
SEMICONDUCTOR (XIAMEN) CO., LTD.
1. Name and nature of the subject matter (if preferred shares, the terms and conditions of issuance
shall also be indicated, e.g. dividend yield): Acquisition of United Semiconductor (Xiamen) Co.
Ltd.
2. Date of occurrence of the event: 2015/12/11
3. Volume, unit price, and total monetary amount of the transaction: trading volume: NA; total
amount: RMB which is equivalent USD200,000,000 (approximately NTD6,562,000,000);
4. Counterpart to the trade and its relationship to the Company (if the trading counterpart is a
natural person and furthermore is not an actual related party of the Company, the name of the
trading counterpart is not required to be disclosed): United Semiconductor (Xiamen) Co. Ltd.; the
Companys subsidiary
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
be made of the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer, and date of acquisition: Subsidiarys capital injection; N/A
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: N/A
7. Matters related to the creditors rights currently being disposed of (including types of
collateral of the disposed creditors rights; if the creditors rights are creditors rights toward
a related person, the name of the related person and the book amount of the creditors rights
toward such related person currently being disposed of must also be announced): N/A
8. Anticipated profit or loss from the disposal (not applicable in cases of acquisition of
securities) (where originally deferred, the status or recognition shall be stated and explained):
N/A
9. Terms of delivery or payment (including payment period and monetary amount), restrictive
covenants in the contract, and other important stipulations:
Wire transfer; restrictive covenants in the contract: N/A; other important stipulations: N/A
10. The manner in which the current transaction was decided, the reference basis for the decision on price, and the decision-making department:
The decision making manner: Based on the Acquisition or Disposal of Assets Procedure
Reference for the decision on price: In accordance with the agreement
The decision-making department: Board of Directors
11. Current cumulative volume, amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction of rights (e.g. pledges):
Total Amount: RMB which is equivalent USD300,000,000
Shareholding percentage: 30.36%
Restriction of rights: None
12. Current ratio of long or short term securities investment (including the current trade) to the total assets and shareholders equity as shown in the most recent financial statement and the operating capital as shown in the most recent financial statement:
Ratio of total assets: 3.29%;
Ratio of shareholders equity: 4.43%;
The operational capital as shown in the most recent financial statement: NT$30,476,116,000.
13. Broker and brokers fee: None
14. Concrete purpose or use of the acquisition or disposition: Long term investment
15. Net worth per share of company underlying securities acquired or disposed of: N/A
16. Do the directors have any objection to the present transaction? : No
17. Has the CPA issued an opinion on the unreasonableness of the price of the current transaction?
: No
18. Any other matters that need to be specified: No
Exhibit 99.4
Important Resolutions from 13th term 4th Board Meeting
1. Date of occurrence of the event: 2015/12/16
2. Company name: UNITED MICROELECTRONICS CORP.
3. Relationship to the Company (please enter head office or subsidiaries): head office
4. Reciprocal shareholding ratios: N/A
5. Name of the reporting media: N/A
6. Content of the report: N/A
7. Cause of occurrence:
The board meeting has approved important resolutions as follows:
(1)Approved this rounds capital budget execution of NTD 12,571 million towards capacity deployment. |
(2) | Approved the acquisition of Mie Fujitsu Semiconductor Limited through its new share issuance. |
8. Countermeasures: None
9. Any other matters that need to be specified: None
Exhibit 99.5
To announce related materials on acquisition of the common shares of Mie Fujitsu
Semiconductor Limited
1. Name and nature of the subject matter (if preferred shares, the terms and conditions of issuance
shall also be indicated, e.g. dividend yield): Common shares of Mie Fujitsu Semiconductor Limited
2. Date of occurrence of the event: 2015/12/16
3. Volume, unit price, and total monetary amount of the transaction: trading volume: 8,446,616
shares; unit price: $591.95 JPY; total amount: less than $5,000,000,000 JPY; (approximately NTD
1,358,993,026)
4. Counterpart to the trade and its relationship to the Company (if the trading counterpart is a
natural person and furthermore is not an actual related party of the Company, the name of the
trading counterpart is not required to be disclosed): Mie Fujitsu Semiconductor Limited; UMCs
invested company
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
be made of the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer, and date of acquisition: Subsidiarys capital injection; N/A
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: N/A
7. Matters related to the creditors rights currently being disposed of (including types of
collateral of the disposed creditors rights; if the creditors rights are creditors rights toward
a related person, the name of the related person and the book amount of the creditors rights
toward such related person currently being disposed of must also be announced): N/A
8. Anticipated profit or loss from the disposal (not applicable in cases of acquisition of
securities) (where originally deferred, the status or recognition shall be stated and explained):
N/A
9. Terms of delivery or payment (including payment period and monetary amount), restrictive
covenants in the contract, and other important stipulations: In accordance with the contract.
10. The manner in which the current transaction was decided, the reference basis for the decision
on price, and the decision-making department:
The decision making manner: New shares issuance
Reference for the decision on price: Net assets of the company
The decision-making department: Board of Directors
11. Current cumulative volume, amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction of rights (e.g. pledges):
Volume: 18,446,616 Common shares. Total Amount: Less than $10,000,000,000JPY
Shareholding percentage: Approximately 15.9%
12. Current ratio of long or short term securities investment (including the current trade) to the total assets and shareholders equity as shown in the most recent financial statement and the operating capital as shown in the most recent financial statement:
Ratio of total assets: 24.45%;
Ratio of shareholders equity: 32.93%;
The operational capital as shown in the most recent financial statement: NT$30,476,116,000.
13. Broker and brokers fee: N/A
14. Concrete purpose or use of the acquisition or disposition: Long term investment
15. Net worth per share of company underlying securities acquired or disposed of: $591.95 JPY
16. Do the directors have any objection to the present transaction? : No
17. Has the CPA issued an opinion on the unreasonableness of the price of the current transaction?
: No
18. Any other matters that need to be specified: None
Exhibit 99.6
United Microelectronics Corporation
December 09, 2015
This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of November 2015.
1) | Sales volume (NT$ Thousand) |
Period | Items | 2015 | 2014 | Changes | % | |||||||||||||
November
|
Net sales | 11,117,338 | 11,535,241 | (417,903 | ) | (3.62 | %) | |||||||||||
Year-to-Date
|
Net sales | 134,157,387 | 127,807,725 | 6,349,662 | 4.97 | % |
2) | Funds lent to other parties (NT$ Thousand) : None |
3) | Endorsements and guarantees (NT$ Thousand) |
Last Month | ||||||||||||
This Month | (actual amount | |||||||||||
Balance as of period end | (actual amount provided) | provided) | Limit of lending | |||||||||
UMC
|
1,700,000 | 1,700,000 | 44,404,230 | |||||||||
Note : On December 24, 2014, the board of directors resolved to provide endorsement to
Nexpowers syndicated loan from banks including Bank of Taiwan for the amount up to NT$
17,400 million. |
4) | Financial derivatives transactions : None |
Exhibit 99.7
United Microelectronics Corporation
For the month of November, 2015
This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (UMC) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;
1) | The trading of directors, executive officers and 10% shareholders |
Number of | ||||||||||||||
shares as of | Number of shares as | |||||||||||||
Title | Name | October 31, 2015 | of November30, 2015 | Changes | ||||||||||
Vice President
|
Arthur Kuo | 102,000 | 84,000 | (18,000 | ) |
2) | The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders: |
Number of shares | Number of shares | |||||||||||
pledged as of | pledged as of | |||||||||||
Title | Name | October 31, 2015 | November 30, 2015 | Changes | ||||||||
|
| | | |
Serious News for Serious Traders! Try StreetInsider.com Premium Free!
You May Also Be Interested In
- United Microelectronics Corp (2303:TT) (UMC) PT Lowered to NT$47 at HSBC
- LBank Exchange Will List Armonia Meta Chain (AMAX) on April 28, 2024
- United Microelectronics (UMC) Reports In-Line Q1 EPS, provides outlook
Create E-mail Alert Related Categories
SEC FilingsSign up for StreetInsider Free!
Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!