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Form 6-K RIO TINTO PLC For: Nov 17 Filed by: RIO TINTO LTD

November 17, 2016 2:48 PM EST

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 6-K

 

 REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13A-16 OR 15D-16 OF

THE SECURITIES EXCHANGE ACT OF 1934

 

17 November 2016

 

Commission file number: 001-10533

Commission file number: 001-34121

 

 

Rio Tinto plc

Rio Tinto Limited

 

ABN 96 004 458 404

(Translation of registrant’s name into English)

(Translation of registrant’s name into English)

 

 

6 St James’s Square

Level 33, 120 Collins Street

London, SW1Y 4AD, United Kingdom

Melbourne, Victoria 3000, Australia

(Address of principal executive offices)

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

 

Form 20-F _X_  Form 40-F ___

 

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ___

 

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ___

 

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to

Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes ___  No _X_

 

 

If "Yes" is marked, indicate below the file number assigned to the registrant in connection

with Rule 12g3-2(b): 82- ________

 

 


 

 

EXHIBITS

 

99.1

16 November 2016

Senior management changes

     
     
     
     

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorised.

 

Rio Tinto plc            

Rio Tinto Limited

(Registrant)         

 (Registrant)

 

 

By  /s/ Victoria Hames

By  /s/ Victoria Hames

Name  Victoria Hames

Name  Victoria Hames

Title     Company Secretary 

Title     Joint Company Secretary

 

 

Date    17 November 2016   

17 November 2016

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 



Media release

 

Senior management changes

16 November 2016

Rio Tinto today terminated the contracts of Energy & Minerals chief executive Alan Davies and Legal & Regulatory Affairs Group executive Debra Valentine.

The Rio Tinto board reviewed the findings to date of an internal investigation into 2011 contractual arrangements with a consultant who provided advisory services on the Simandou project in Guinea.

The board’s decision does not pre-judge the course of any external inquiries into this matter. However, the board concluded that the executives failed to maintain the standards expected of them under our global code of conduct, The way we work. In the circumstances, the board terminated the contracts of both executives.

In accordance with contract termination, neither executive will be eligible for any short-term incentive plan awards for 2016. Rio Tinto will also cancel all unvested incentive plan awards from previous years.

As previously announced, Rio Tinto contacted the regulatory authorities in the United Kingdom, Australia and the United States about the matter and intends to fully cooperate with any subsequent inquiries. Further comment at this time is therefore not appropriate.

Alan Davies will be replaced by Bold Baatar, who will join the Executive Committee as Energy & Minerals chief executive.

Bold held a number of senior investment banking roles with JP Morgan before taking on chief executive positions with a gold mining company and a diversified investment management business in Mongolia. He joined Rio Tinto in 2013 as Copper International Operations president and is the managing director of Marine and vice president Iron Ore Sales and Marketing.

Rio Tinto chief executive J-S Jacques said “Appointing Bold to run our Energy & Minerals business will add a fresh perspective to the product group. Bold brings broad international and executive experience in a wide range of commercial disciplines. He has a proven track record and will be a great addition to our ExCo, particularly with his strong strategic approach and acute understanding of Asia.”

Bold’s biography is available at www.riotinto.com/ExecutiveCommittee.

Chief financial officer Chris Lynch has temporarily assumed accountability for the corporate Legal & Regulatory Affairs function. The recruitment process for a new chief legal counsel has commenced.

 

 

 

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Contacts

[email protected]

www.riotinto.com

Follow @RioTinto on Twitter
  
Media Relations, EMEA/Americas  Media Relations, Australia/Asia 
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David Luff  Matthew Klar 
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Investor Relations, EMEA/Americas  Investor Relations, Australia/Asia 
John Smelt  Natalie Worley 
T +44 20 7781 1654  T +61 3 9283 3063 
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David Ovington  Rachel Storrs 
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Nick Parkinson   
T +44 20 7781 1552   
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Rio Tinto plc  Rio Tinto Limited 
6 St James’s Square  120 Collins Street 
London SW1Y 4AD  Melbourne 3000 
United Kingdom  Australia 
 
T +44 20 7781 2000  T +61 3 9283 3333 
Registered in England  Registered in Australia 
No. 719885  ABN 96 004 458 404 

 

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