Form 6-K PRIMERO MINING CORP For: Dec 31
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF
THE SECURITIES
EXCHANGE ACT OF 1934
For the month of March 2016
Commission File No. 001-35278
PRIMERO MINING CORP.
(Translation of registrant's name into English)
Suite 2100, 79 Wellington Street West,
TD South Tower,
P.O Box 139
Toronto, Ontario
M5K 1H1 Canada
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F
Form 20-F [ ] Form 40-F [X]
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1) [ ]
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7) [ ]
Indicate by check mark whether the registrant, by furnishing the information contained in this Form, is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes [ ] No [X]
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ______________
SUBMITTED HEREWITH
Exhibits | |
99.1 | Form 52-109F1 Certification of Annual Filings - Full Certificate_Chief Executive Officer |
99.2 | Form 52-109F1 Certification of Annual Filings - Full Certificate_Chief Financial Officer |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: March 31, 2016
PRIMERO MINING CORP.
Wendy Kaufman |
Wendy Kaufman |
Chief Financial Officer |
FORM 52-109F1
CERTIFICATION OF ANNUAL FILINGS
FULL CERTIFICATE
I, Ernest Mast, President and Chief Executive Officer, Primero Mining Corp., certify the following:
1. Review: I have reviewed the AIF, annual financial statements and annual MD&A, including, for greater certainty, all documents and information that are incorporated by reference in the AIF (together, the annual filings) of Primero Mining Corp. (the issuer) for the financial year ended December 31st, 2015.
2. No misrepresentations: Based on my knowledge, having exercised reasonable diligence, the annual filings do not contain any untrue statement of a material fact or omit to state a material fact required to be stated or that is necessary to make a statement not misleading in light of the circumstances under which it was made, for the period covered by the annual filings.
3. Fair presentation: Based on my knowledge, having exercised reasonable diligence, the annual financial statements together with the other financial information included in the annual filings fairly present in all material respects the financial condition, financial performance and cash flows of the issuer, as of the date of and for the periods presented in the annual filings.
4. Responsibility: The issuers other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (DC&P) and internal control over financial reporting (ICFR), as those terms are defined in National Instrument 52-109 Certification of Disclosure in Issuers Annual and Interim Filings, for the issuer.
5. Design: Subject to the limitations, if any, described in paragraphs 5.2 and 5.3, the issuers other certifying officer and I have, as at the financial year end
A. |
designed DC&P, or caused it to be designed under our supervision, to provide reasonable assurance that | ||
|
| ||
I. |
material information relating to the issuer is made known to us by others, particularly during the period in which the annual filings are being prepared; and | ||
|
| ||
II. |
information required to be disclosed by the issuer in its annual filings, interim filings or other reports filed or submitted by it under securities legislation is recorded, processed, summarized and reported within the time periods specified in securities legislation; and |
B. |
designed ICFR, or caused it to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with the issuers GAAP. |
5.1 Control framework: The control framework the issuers other certifying officer and I used to design the issuers ICFR is Internal Control Integrated Framework (2013) published by the Committee of Sponsoring Organizations of the Treadway Commission.
5.2 ICFR material weakness relating to design: N/A
5.3 Limitation on scope of design: N/A
6. Evaluation: The issuers other certifying officer and I have
A. |
evaluated, or caused to be evaluated under our supervision, the effectiveness of the issuers DC&P at the financial year end and the issuer has disclosed in its annual MD&A our conclusions about the effectiveness of DC&P at the financial year end based on that evaluation; and | ||
|
| ||
B. |
evaluated, or caused to be evaluated under our supervision, the effectiveness of the issuers ICFR at the financial year end and the issuer has disclosed in its annual MD&A | ||
|
| ||
I. |
our conclusions about the effectiveness of ICFR at the financial year end based on that evaluation; | ||
|
| ||
II. |
N/A |
7. Reporting changes in ICFR: The issuer has disclosed in its annual MD&A any change in the issuers ICFR that occurred during the period beginning on October 1st, 2015 and ended on December 31st, 2015 that has materially affected, or is reasonably likely to materially affect, the issuers ICFR.
8. Reporting to the issuers auditors and board of directors or audit committee: The issuers other certifying officer and I have disclosed, based on our most recent evaluation of ICFR, to the issuers auditors, and the board of directors or the audit committee of the board of directors any fraud that involves management or other employees who have a significant role in the issuers ICFR.
Date: March 30, 2016 |
/s/ Ernest Mast |
Ernest Mast |
President and Chief Executive Officer |
FORM 52-109F1
CERTIFICATION OF ANNUAL FILINGS
FULL CERTIFICATE
I, Wendy Kaufman, Chief Financial Officer, Primero Mining Corp., certify the following:
1. Review: I have reviewed the AIF, annual financial statements and annual MD&A, including, for greater certainty, all documents and information that are incorporated by reference in the AIF (together, the annual filings) of Primero Mining Corp. (the issuer) for the financial year ended December 31st, 2015.
2. No misrepresentations: Based on my knowledge, having exercised reasonable diligence, the annual filings do not contain any untrue statement of a material fact or omit to state a material fact required to be stated or that is necessary to make a statement not misleading in light of the circumstances under which it was made, for the period covered by the annual filings.
3. Fair presentation: Based on my knowledge, having exercised reasonable diligence, the annual financial statements together with the other financial information included in the annual filings fairly present in all material respects the financial condition, financial performance and cash flows of the issuer, as of the date of and for the periods presented in the annual filings.
4. Responsibility: The issuers other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (DC&P) and internal control over financial reporting (ICFR), as those terms are defined in National Instrument 52-109 Certification of Disclosure in Issuers Annual and Interim Filings, for the issuer.
5. Design: Subject to the limitations, if any, described in paragraphs 5.2 and 5.3, the issuers other certifying officer and I have, as at the financial year end
|
A. |
designed DC&P, or caused it to be designed under our supervision, to provide reasonable assurance that | |
|
|
|
|
|
I. |
material information relating to the issuer is made known to us by others, particularly during the period in which the annual filings are being prepared; and | |
|
|
|
|
|
II. |
information required to be disclosed by the issuer in its annual filings, interim filings or other reports filed or submitted by it under securities legislation is recorded, processed, summarized and reported within the time periods specified in securities legislation; and |
B. |
designed ICFR, or caused it to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with the issuers GAAP. |
5.1 Control framework: The control framework the issuers other certifying officer and I used to design the issuers ICFR is Internal Control Integrated Framework (2013) published by the Committee of Sponsoring Organizations of the Treadway Commission.
5.2 ICFR material weakness relating to design: N/A
5.3 Limitation on scope of design: N/A
6. Evaluation: The issuers other certifying officer and I have
|
A. |
evaluated, or caused to be evaluated under our supervision, the effectiveness of the issuers DC&P at the financial year end and the issuer has disclosed in its annual MD&A our conclusions about the effectiveness of DC&P at the financial year end based on that evaluation; and | |
|
|
|
|
|
B. |
evaluated, or caused to be evaluated under our supervision, the effectiveness of the issuers ICFR at the financial year end and the issuer has disclosed in its annual MD&A | |
|
|
|
|
|
I. |
our conclusions about the effectiveness of ICFR at the financial year end based on that evaluation; | |
|
|
|
|
|
II. |
N/A |
7. Reporting changes in ICFR: The issuer has disclosed in its annual MD&A any change in the issuers ICFR that occurred during the period beginning on October 1st, 2015 and ended on December 31st, 2015 that has materially affected, or is reasonably likely to materially affect, the issuers ICFR.
8. Reporting to the issuers auditors and board of directors or audit committee: The issuers other certifying officer and I have disclosed, based on our most recent evaluation of ICFR, to the issuers auditors, and the board of directors or the audit committee of the board of directors any fraud that involves management or other employees who have a significant role in the issuers ICFR.
Date: March 30, 2016 |
/s/ Wendy Kaufman |
Wendy Kaufman |
Chief Financial Officer |
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