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Form 6-K GENETIC TECHNOLOGIES For: Nov 28

November 28, 2014 4:31 PM EST

FORM�6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

dated November�28, 2014

Commission File Number 0-51504

GENETIC TECHNOLOGIES LIMITED

(Exact Name as Specified in its Charter)

N/A

(Translation of Registrant�s Name)

60-66 Hanover Street

Fitzroy

Victoria 3065 Australia

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form�20-F or Form�40-F.

Form�20-F x

Form�40-F o

Indicate by check mark if the registrant is submitting the Form�6-K in paper as permitted by Regulation S-T Rule�101(b)(1): o

Indicate by check mark if the registrant is submitting the Form�6-K in paper as permitted by Regulation S-T Rule�101(b)(7): o

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule�12g3-2(b)�under the Securities Exchange Act of 1934.

Yes o

No x

If �Yes� is marked, indicate below the file number assigned to the registrant in connection with Rule�12g3-2(b):� Not applicable.



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused the Report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date:� November�28, 2014

GENETIC TECHNOLOGIES LIMITED

By:

/s/ Bronwyn Christie

Name:

Bronwyn Christie

Title:

Company Secretary

2



EXHIBIT�INDEX

Exhibit

Description�of�Exhibit

99.1

ASX Announcement, November�27, 2014

99.2

ASX Announcement, November�28, 2014

3


Exhibit�99.1

ASX ANNOUNCEMENT

27 November�2014

Ironridge Converts Remaining Redeemable Convertible Note

Melbourne, Australia, 27 November�2014:� Molecular diagnostics company Genetic Technologies Limited (ASX: GTG; NASDAQ: GENE, �Company�) is pleased to advise that the Company has today received the final conversion notice, from Ironridge BioPharma Co., a division of institutional investor,�Ironridge Global IV,�Ltd. (�Ironridge�), requesting the conversion of the last remaining USD 200,000 of the USD 5 million Redeemable Convertible Note (the �Note�)

The Note, originally issued to Ironridge on 23 December�2013, will be fully converted within the next two days.

FOR FURTHER INFORMATION PLEASE CONTACT

Ms.�Alison Mew

Mr.�Eutillio Buccilli

Candice Knoll (USA)

Chief Executive Officer

Chief Operating Officer�&

Blueprint Life Science Group

Chief Financial Officer

+1 (415) 375 3340, Ext. 105

Genetic Technologies Limited

Genetic Technologies Limited

+61 3 8412 7009

+ 61 3 8412 7050

About Genetic Technologies Limited

Genetic Technologies was an early pioneer in recognizing important new applications for �non-coding� DNA (Deoxyribonucleic Acid).� The Company has since been granted patents in 24 countries around the world, securing intellectual property rights for particular uses of non-coding DNA in genetic analysis and gene mapping across all genes in all species.� Its business strategy is the global commercialization of its patents through an active out-licensing program and the global expansion of its oncology and cancer management diagnostics portfolio.� Genetic Technologies is an ASX and NASDAQ listed company with operations in the USA and Australia. For more information, please visit www.gtglabs.com.

Safe Harbor Statement

Any statements in this press release that relate to the Company�s expectations are forward-looking statements, within the meaning of the Private Securities Litigation Reform Act.� The Private Securities Litigation Reform Act of 1995 (PSLRA) implemented several significant substantive changes affecting certain cases brought under the federal securities laws, including changes related to pleading, discovery, liability, class representation and awards fees.� Since this information may involve risks and uncertainties and are subject to change at any time, the Company�s actual results may differ materially from expected results.� Additional risks associated with Genetic Technologies� business can be found in its periodic filings with the SEC.


Exhibit�99.2

ASX ANNOUNCEMENT

28 November�2014

ASX Appendices 3Z

Following recent changes to the Board of Genetic Technologies Limited (ASX: GTG; NASDAQ: GENE, (�Company�), the Company provides the attached ASX Appendices 3Z for outgoing Directors Prof. Ian McKenzie and Dr.�Mervyn Cass.

FOR FURTHER INFORMATION PLEASE CONTACT

Ms.�Alison Mew

Mr.�Eutillio Buccilli

Candice Knoll (USA)

Chief Executive Officer

Chief Operating Officer�&

Blueprint Life Science Group

Chief Financial Officer

+1 (415) 375 3340, Ext. 105

Genetic Technologies Limited

Genetic Technologies Limited

+61 3 8412 7009

+ 61 3 8412 7050

About Genetic Technologies Limited

Genetic Technologies was an early pioneer in recognizing important new applications for �non-coding� DNA (Deoxyribonucleic Acid).� The Company has since been granted patents in 24 countries around the world, securing intellectual property rights for particular uses of non-coding DNA in genetic analysis and gene mapping across all genes in all species.� Its business strategy is the global commercialization of its patents through an active out-licensing program and the global expansion of its oncology and cancer management diagnostics portfolio.� Genetic Technologies is an ASX and NASDAQ listed company with operations in the USA and Australia. For more information, please visit www.gtglabs.com.

Safe Harbor Statement

Any statements in this press release that relate to the Company�s expectations are forward-looking statements, within the meaning of the Private Securities Litigation Reform Act.� The Private Securities Litigation Reform Act of 1995 (PSLRA) implemented several significant substantive changes affecting certain cases brought under the federal securities laws, including changes related to pleading, discovery, liability, class representation and awards fees.� Since this information may involve risks and uncertainties and are subject to change at any time, the Company�s actual results may differ materially from expected results.� Additional risks associated with Genetic Technologies� business can be found in its periodic filings with the SEC.

Genetic Technologies Limited Website: www.gtglabs.com Email: [email protected]� ABN 17 009 212 328

Registered Office 60-66 Hanover Street Fitzroy Victoria 3065 Australia Postal Address P.O.�Box 115 Fitzroy Victoria 3065 Australia

Phone +61 3 8412 7000 Fax +61 3 8412 7040



Appendix 3Z

Final Director�s Interest Notice

Rule�3.19A.3

Appendix 3Z

Final Director�s Interest Notice

Information or documents not available now must be given to ASX as soon as available.� Information and documents given to ASX become ASX�s property and may be made public.

Introduced 30/9/2001.

Name of entity

Genetic Technologies Limited

ABN

17 009 212 328

We (the entity) give ASX the following information under listing rule�3.19A.3 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director

Ian Farquhar Campbell McKenzie

Date of last notice

29 November�2013

Date that director ceased to be director

25 November�2014

Part�1 � Director�s relevant interests in securities of which the director is the registered holder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i)�of the definition of �notifiable interest of a director� should be disclosed in this part.

Number�& class of securities

None

Part�2 � Director�s relevant interests in securities of which the director is not the registered holder

Note: In the case of a company, interests which come within paragraph (ii)�of the definition of �notifiable interest of a director� should be disclosed in this part.

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Name of holder�& nature of interest

Number�& class of securities

Note: Provide details of the circumstances giving rise to the relevant interest

None


+ See chapter 19 for defined terms.

11/3/2002

1



Part�3 � Director�s interests in contracts

Detail of contract

Nature of interest

Name of registered holder (if issued securities)

No.�and class of securities to which interest relates

Dated: 25 November�2014


+ See chapter 19 for defined terms.

2



Appendix 3Z

Final Director�s Interest Notice

Rule�3.19A.3

Appendix 3Z

Final Director�s Interest Notice

Information or documents not available now must be given to ASX as soon as available.� Information and documents given to ASX become ASX�s property and may be made public.

Introduced 30/9/2001.

Name of entity

Genetic Technologies Limited

ABN

17 009 212 328

We (the entity) give ASX the following information under listing rule�3.19A.3 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of director

Dr.�Mervyn Cass

Date of last notice

30 September�2011

Date that director ceased to be director

25 November�2014

Part�1 � Director�s relevant interests in securities of which the director is the registered holder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i)�of the definition of �notifiable interest of a director� should be disclosed in this part.

Number�& class of securities

None

Part�2 � Director�s relevant interests in securities of which the director is not the registered holder

Note: In the case of a company, interests which come within paragraph (ii)�of the definition of �notifiable interest of a director� should be disclosed in this part.

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Name of holder�& nature of interest

Number�& class of securities

Note: Provide details of the circumstances giving rise to the relevant interest

Cassen Nominees Pty. Ltd.

577,834 fully paid ordinary shares

Member / Beneficiary


+ See chapter 19 for defined terms.

11/3/2002

1



Part�3 � Director�s interests in contracts

Detail of contract

Nature of interest

Name of registered holder (if issued securities)

No.�and class of securities to which interest relates

Dated: 25 November�2014


+ See chapter 19 for defined terms.

2




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