Form 6-K DIAGEO PLC For: Nov 01
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
For the month of October 2016
Commission File Number: 001-10691
DIAGEO plc
(Translation
of registrant’s name into English)
Lakeside Drive, Park Royal, London NW10 7HQ
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.
Form
20-F
........X..... Form
40-F ..........
Indicate
by check mark whether the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule
101(b)(1): ..................
Indicate
by check mark whether the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule
101(b)(7): ..................
List identifying information required to be furnished
by Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The Securities Exchange Act 1934
1 – 31 October 2016
Information
Public
Announcements/Press
|
|
Required by/when
The
Stock Exchange, London
|
|
|
|
Announcement
Director/PDMR
Shareholding (04 October 2016)
|
|
Announcement
Director/PDMR
Shareholding (20 October 2016)
|
Announcement
Director/PDMR
Shareholding (10 October 2016)
|
|
Announcement
Total
Voting Rights (31 October
2016)
|
Announcement
Director/PDMR
Shareholding (12 October 2016)
|
|
Announcement
|
Announcement
Director/PDMR
Shareholding (19 October 2016)
|
|
Announcement
|
Diageo PLC – Director/PDMR Shareholding
Dated 04
October 2016
Diageo plc
(the "Company")
Transaction
notification
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||
a)
|
Name
|
J FERRAN
|
|
b)
|
Position
/ status
|
NON-EXECUTIVE DIRECTOR
|
|
c)
|
Initial
notification / amendment
|
INITIAL
NOTIFICATION
|
|
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument
|
ORDINARY
SHARES 28 101/108 PENCE
|
|
b)
|
Nature
of the transaction
|
PURCHASE
OF ORDINARY SHARES
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
£
22.21
|
18,500
|
||
d)
|
Aggregated
information
|
N/A
|
|
e)
|
Date of
the transaction
|
29
SEPTEMBER 2016
|
|
f)
|
Place
of the transaction
|
LONDON
STOCK EXCHANGE
|
537577033
Diageo PLC – Director/PDMR Shareholding
Dated 10
October 2016
Diageo plc
(the "Company")
Transaction
notification
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||
a)
|
Name
|
1. KA MIKELLS
2. D CUTTER
3. S MORIARTY
4. FB HUMER
|
|
b)
|
Position
/ status
|
1. CFO
2. MEMBER OF EXECUTIVE COMMITTEE
3. MEMBER OF EXECUTIVE COMMITTEE
4. CHAIRMAN
|
|
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE
|
|
b)
|
Nature
of the transaction
|
1, 2, 3 & 4: PURCHASE UNDER DIAGEO SHARE INCENTIVE
PLAN
4. PURCHASE UNDER ARRANGEMENT WITH COMPANY
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
1. £22.42
|
7
|
||
2. £22.42
|
9
|
||
3. £22.42
|
7
|
||
4. £22.42
|
369
|
||
d)
|
Aggregated
information
|
N/A
|
|
e)
|
Date of
the transaction
|
10 OCTOBER 2016
|
|
f)
|
Place
of the transaction
|
LONDON STOCK EXCHANGE
|
537577033
Diageo PLC – Director/PDMR Shareholding
Dated 12
October 2016
Diageo plc
(the "Company")
Transaction
notification
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||
a)
|
Name
|
1. D CUTTER
2. S FISCHER
3. S MORIARTY
4. FB HUMER
|
|
b)
|
Position
/ status
|
1. MEMBER OF EXECUTIVE COMMITTEE
2. MEMBER OF EXECUTIVE COMMITTEE
3. MEMBER OF EXECUTIVE COMMITTEE
4. CHAIRMAN
|
|
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE
|
|
b)
|
Nature
of the transaction
|
1,2,3&4: It received notification on 12 October 2016 that the
following director and PDMRs, as participants in the Diageo
Dividend Reinvestment Plan (the "Plan") received Ordinary Shares in
respect of the final dividend paid on 10 October 2016.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
1.
£22.2986
|
7
|
||
2.
£22.2986
|
17
|
||
3. £22.2986
|
813
|
||
4. £22.2986
|
1,053
|
||
d)
|
Aggregated
information
|
N/A
|
|
e)
|
Date of
the transaction
|
10 OCTOBER 2016
|
|
f)
|
Place
of the transaction
|
LONDON STOCK EXCHANGE
|
537577033
Diageo PLC – Director/PDMR Shareholding
Dated 19
October 2016
Diageo plc
(the "Company")
Transaction
notification
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||
a)
|
Name
|
1. D MAHLAN
2. J KENNEDY
3. S SALLER
|
|
b)
|
Position
/ status
|
1. MEMBER OF EXECUTIVE COMMITTEE
2. MEMBER OF EXECUTIVE COMMITTEE
3. MEMBER OF EXECUTIVE COMMITTEE
|
|
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument
|
AMERICAN DEPOSITARY SHARES
|
|
b)
|
Nature
of the transaction
|
The persons discharging managerial responsibilities named above, as
participants in the dividend reinvestment programme connected with
the US Employee Stock Purchase Plan (also Known as the US Sharesave
Plan), received American Depositary Shares ("ADS") on 17 October
2016, in respect of the Company's final dividend.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
1. $108.66
|
56
|
||
2. $108.66
|
7
|
||
3. $108.66
|
37
|
||
d)
|
Aggregated
information
|
N/A
|
|
e)
|
Date of
the transaction
|
17 OCTOBER 2016
|
|
f)
|
Place
of the transaction
|
New York Stock Exchange
|
537577033
Diageo PLC – Director/PDMR Shareholding
Dated 20
October 2016
Diageo plc
(the "Company")
Transaction
notification
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||
a)
|
Name
|
B
FRANZ
|
|
b)
|
Position
/ status
|
MEMBER
OF EXECUTIVE COMMITTEE
|
|
c)
|
Initial
notification / amendment
|
INITIAL
NOTIFICATION
|
|
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument
|
AMERICAN
DEPOSITARY SHARES
|
|
b)
|
Nature
of the transaction
|
The
person discharging managerial responsibilities named above, as a
participant in the dividend reinvestment programme connected with
the US Employee Stock Purchase Plan (also Known as the US Sharesave
Plan), received American Depositary Shares ("ADS") on 17 October
2016, in respect of the Company's final dividend.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
$108.66
|
33
|
||
d)
|
Aggregated
information
|
N/A
|
|
e)
|
Date of
the transaction
|
17
OCTOBER 2016
|
|
f)
|
Place
of the transaction
|
New
York Stock Exchange
|
537577033
Diageo PLC – Total Voting Rights
Dated 31
October 2016
TO:
|
Regulatory
Information Service
|
RE:
|
Paragraph
5.6.1 of the Disclosure Guidelines and Transparency
Rules
|
Diageo
plc - Voting Rights and Capital
In
conformity with Paragraph 5.6.1 of the Disclosure Guidelines and
Transparency Rules, Diageo plc (the "Company") would like to notify
the market of the following:
The
Company's issued capital as at 31 October 2016 consisted of
2,754,438,461 ordinary shares of 28 101/108 pence each ("Ordinary
Shares"), with voting rights. 238,329,109 Ordinary Shares were held
in Treasury, in respect of which, voting rights were not
exercised.
Therefore, the
total number of voting rights in the Company was 2,516,109,352 and
this figure may be used by shareholders as the denominator for the
calculations by which they will determine if they are required to
notify their interest in, or a change to their interest in, the
Company under the FCA's Disclosure Guidelines and Transparency
Rules.
31
October 2016
Jonathan
Guttridge
Company
Secretarial Assistant
Diageo
plc
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
Diageo
plc
|
|
(Registrant)
|
|
|
Date: 01
November 2016
|
By:
/s/Jonathan Guttridge
|
|
Name:
Jonathan Guttridge
|
|
Title:
Company Secretarial Assistant
|
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