Form 6-K AIXTRON SE For: Oct 26
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SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of October, 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
|
Form 20-F ⊠ |
Form 40-F ⃞ |
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
|
Yes ⃞ |
No ⊠ |
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): N/A
DGAP-PVR: AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Notification of voting rights pursuant to Art. 25a WpHG
We received
the following notification pursuant to Art. 25a WpHG on October 21, 2015:
1.
Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier:
UBS Group AG, Zurich, Switzerland
3.
Triggering event:
Falling below threshold
4. Threshold(s)
crossed or reached:
10%
5. Date at which the threshold is
crossed or reached:
16.10.2015
6. Total amount of voting
rights:
9.59% (equals 10810431 voting rights)
calculated from the
following total number of voting rights issued:
112715180
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG:
3.70% (equals 4168464 voting rights)
thereof
held indirectly:
3.70% (equals 4168464 voting rights)
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25 WpHG:
2.03% (equals 2284515 voting rights)
thereof held indirectly:
2.03% (equals 2284515 voting rights)
Voting
rights pursuant to Art. 21, 22 WpHG:
3.87% (equals 4357452 voting
rights)
8. Detailed information on financial/other instruments
pursuant to Art. 25a
WpHG:
Chain of controlled undertakings:
UBS
AG
ISIN or name/description of the financial/other instrument:
Equity Swaps
Maturity:
Expiration date: 06.06.2016
ISIN or
name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 20.12.2016
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 01.08.2017
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 29.09.2017
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 16.01.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 19.03.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 21.08.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 02.12.2016
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 22.09.2017
ISIN or name/description of the financial/other instrument: Equity
Options
Maturity:
Expiration date: 18.12.2015
Further
more we received the following notification pursuant to Art. 25a
WpHG
on October 21, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße
2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich,
Switzerland
3. Triggering event:
Falling below threshold
4.
Threshold(s) crossed or reached:
10%
5. Date at which the
threshold is crossed or reached:
16.10.2015
6. Total amount of
voting rights:
9.59% (equals 10810431 voting rights)
calculated
from the following total number of voting rights issued:
112715180
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG:
3.70% (equals 4168464 voting rights)
thereof
held indirectly:
0.00% (equals 0 voting rights)
Voting rights
proportion based on financial/other instruments pursuant to
Art. 25
WpHG:
2.03% (equals 2284515 voting rights)
thereof held
indirectly:
0.44% (equals 501033 voting rights)
Voting rights
pursuant to Art. 21, 22 WpHG:
3.87% (equals 4357452 voting rights)
8.
Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 06.06.2016
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 29.09.2017
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 03.11.2017
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 16.01.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 05.02.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 19.03.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 02.07.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 21.08.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 27.08.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 02.12.2016
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 13.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 22.09.2017
ISIN or name/description of the financial/other
instrument: Equity Options
Maturity:
Expiration date: 18.12.2015
Further
more we received the following notification pursuant to Art. 25a
WpHG
on October 21, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße
2, 52134 Herzogenrath, Germany
2. Notifier:
UBS Group AG,
Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4.
Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
15.10.2015
6.
Total amount of voting rights:
10.22% (equals 11521590 voting rights)
calculated
from the following total number of voting rights issued:
112715180
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG:
3.71% (equals 4183464 voting rights)
thereof
held indirectly:
3.71% (equals 4183464 voting rights)
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25 WpHG:
2.69% (equals 3032057 voting rights)
thereof held
indirectly:
2.69% (equals 3032057 voting rights)
Voting rights
pursuant to Art. 21, 22 WpHG:
3.82% (equals 4306069 voting rights)
8.
Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain
of controlled undertakings:
UBS AG
ISIN or name/description of
the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 06.06.2016
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 01.08.2017
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 29.09.2017
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 03.11.2017
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 05.02.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 02.07.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 27.08.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 13.12.2016
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017
ISIN
or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration
date: 18.12.2015
Further more we received the following
notification pursuant to Art. 25a
WpHG on October 21, 2015:
1.
Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3.
Triggering event:
Exceeding Threshold
4. Threshold(s) crossed
or reached:
10%
5. Date at which the threshold is crossed or
reached:
15.10.2015
6. Total amount of voting rights:
10.22%
(equals 11521590 voting rights)
calculated from the following total
number of voting rights issued:
112715180
7. Detailed
information on the voting rights proportion:
Voting rights
proportion based on financial/other instruments pursuant to
Art. 25a,
Sec. 1 WpHG:
3.71% (equals 4183464 voting rights)
thereof held
indirectly:
0.00% (equals 0 voting rights)
Voting rights
proportion based on financial/other instruments pursuant to
Art. 25
WpHG:
2.69% (equals 3032057 voting rights)
thereof held indirectly:
1.06% (equals 1198575 voting rights)
Voting
rights pursuant to Art. 21, 22 WpHG:
3.82% (equals 4306069 voting
rights)
8. Detailed information on financial/other instruments
pursuant to Art. 25a
WpHG:
ISIN or name/description of the
financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 06.06.2016
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 20.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 01.08.2017
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 29.09.2017
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 03.11.2017
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 16.01.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 05.02.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 19.03.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 02.07.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 21.08.2018
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 27.08.2018
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 02.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swaps
Maturity:
Expiration
date: 13.12.2016
ISIN or name/description of the financial/other
instrument: Equity Swaps
Maturity:
Expiration date: 22.09.2017
ISIN
or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration
date: 18.12.2015
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
|
AIXTRON SE |
||||
|
|
||||
|
|
||||
| Date: | October 26, 2015 |
By: |
/s/ Martin Goetzeler |
|
|
Name: |
Martin Goetzeler |
|||
|
Title: |
President and CEO |
|||
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