Form 6-K AIXTRON SE For: Feb 27
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of February, 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ⊠ |
Form 40-F ⃞ |
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ⃞ |
No ⊠ |
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): N/A
AIXTRON SE: Publication according to § 26 paragraph. 1 WpHG with the objective of Europe-wide distribution
Notifications of voting rights pursuant to Art. 25, Sec. 1 WpHG
We
received the following notification pursuant to Art. 25, Sec. 1 WpHG on
February
24, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134
Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
20.02.2015
6. Total amount of voting rights:
4.74% (equals 5337423 voting rights)
calculated
from the following total number of voting rights issued:
112694555
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art.
25 WpHG:
1.25% (equals 1407916 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
3.49% (equals 3929507
voting rights)
8. Detailed information on financial/other instruments pursuant to Art.
25
WpHG:
ISIN or name/description of the financial/other instrument: Call option
Exercise
period: At any time
Maturity:
Expiration date: 20.03.2015
ISIN or name/description of the financial/other instrument: Call option
Exercise
period: At any time
Maturity:
Expiration date: 19.06.2015
Furthermore, we received the following notification pursuant to Art. 25,
Sec.
1 WpHG on February 24, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134
Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
20.02.2015
6. Total amount of voting rights:
4.74% (equals 5337423 voting rights)
calculated
from the following total number of voting rights issued:
112694555
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art.
25 WpHG:
1.25% (equals 1407916 voting rights)
thereof held indirectly:
1.25% (equals 1407916 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
3.49% (equals 3929507
voting rights)
8. Detailed information on financial/other instruments pursuant to Art.
25
WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Call option
Exercise
period: At any time
Maturity:
Expiration date: 20.03.2015
ISIN or name/description of the financial/other instrument: Call option
Exercise
period: At any time
Maturity:
Expiration date: 19.06.2015
27.02.2015
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
AIXTRON SE |
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|
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Date: | February 27, 2015 |
By: |
/s/ Martin Goetzeler |
|
Name: |
Martin Goetzeler |
|||
Title: |
President and CEO |
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