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Form 6-K AIXTRON SE For: Feb 24

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February 24, 2016 5:19 PM EST

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of February, 2016

Commission File Number: 000-51196

AIXTRON SE
(Translation of registrant's name into English)

Dornkaulstr. 2
52134 Herzogenrath
Germany
(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

[ x ] Form 20-F   [           ] Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [           ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [           ]

SUBMITTED HEREWITH

Exhibits

 99.1 Press release dated February 24, 2016
 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

  AIXTRON SE
  (Registrant)
     
Date: February 24, 2016 By: /s/ Martin Goetzeler
   
    Martin Goetzeler
  Title: President and CEO

 

DGAP Voting Rights Announcement: AIXTRON SE
AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

24.02.2016 / 15:41
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany

2. Reason for notification

X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason: consequent increase of Trading Book holdings above 5%

3. Details of person subject to the notification obligation

Name: City and country of registered office:
UBS Group AG Zurich
Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached
16 Feb 2016

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation 0.96 % 4.84 % 5.80 % 112720355
Previous notification 0.15 % 0.33 % 0.47 % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN absolute in %    
direct
(Sec. 21 WpHG) 		indirect
(Sec. 22 WpHG) 		direct
(Sec. 21 WpHG) 		indirect
(Sec. 22 WpHG)
DE000A0WMPJ6 0 1077153 0 % 0.96 %
Total 1077153 0.96 %    

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion Voting rights Voting rights in
    period absolute %
Right to recall lent shares   at any time 968150 0.86 %
Right to substitute shares delivered as collaterals at any time 1382546 1.23 %
Equity Options from 18/3/2016 to 16/12/2016 238800 0.21 %
    Total 2589496 2.30 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Equity Swaps from 6/6/2016 to 9/1/2019 Cash 2869763 2.55 %
      Total 2869763 2.55 %

8. Information in relation to the person subject to the notification obligation

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
UBS Group AG % % %
UBS AG % % 5.42 %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Financial Services Inc. % % %
UBS Group AG % % %
UBS AG % % 5.42 %
UBS Asset Management (Australia) Ltd % % %
UBS Group AG % % %
UBS AG % % 5.42 %
UBS Asset Management Holding (No.2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Ltd % % %
UBS Group AG % % %
UBS AG % % 5.42 %
UBS Fund Management (Luxembourg) S.A. % % %
UBS Group AG % % %
UBS AG % % 5.42 %
UBS Fund Management (Switzerland) AG % % %
UBS Group AG % % %
UBS AG % % 5.42 %
UBS Switzerland AG % % %

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:  
Holding position after general meeting: % (equals voting rights)  

 

24.02.2016 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de

 



Language: English
Company: AIXTRON SE
  Dornkaulstraße 2
  52134 Herzogenrath
  Germany
Internet: www.aixtron.com
End of News DGAP News Service


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