Form 4 PPL Corp For: Jun 16 Filed by: SPENCE WILLIAM H
June 20, 2016 3:33 PM EDT
| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
|
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
PPL Corp
[
PPL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Chairman, President and CEO |
|
3. Date of Earliest Transaction
(Month/Day/Year)
06/16/2016
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock
|
06/16/2016 |
|
M |
|
126,224
|
A
|
$
31.65
|
186,610.834
|
D
|
|
|
Common Stock
|
06/16/2016 |
|
S |
|
156,224
|
D
|
$
38.787
|
30,386.834
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
119.971
|
I
|
Held in trust pursuant to the Employee Stock Ownership Plan.
|
|
Common Stock
|
|
|
|
|
|
|
|
12,824
|
I
|
Held in trust for benefit of Mr. Spence's wife.
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Employee Stock Options (Right to Buy)
|
$
31.65
|
06/16/2016 |
|
M |
|
|
126,224
|
|
01/24/2017 |
Common Stock
|
126,224
|
$
0
|
0
|
D
|
|
| Explanation of Responses: |
|
|
|
|
|
|
/s/Frederick C. Paine, as Attorney-In-Fact for William H. Spence |
06/20/2016 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
William H. Spence, the undersigned, who is deemed to be an executive officer of
PPL Corporation (the "Company"), a Pennsylvania corporation, hereby appoints
Joanne H. Raphael, Michael A. McGrail, Elizabeth S. Duane and Frederick C.
Paine, and each of them, his true and lawful attorneys-in-fact to execute for
the undersigned and file in his name all Securities and Exchange Commission
("SEC") forms regarding ownership of Company securities as required of the
undersigned under the provisions of the Securities Act of 1933 and the
Securities Exchange Act of 1934, each as amended, and regulations of the SEC.
The undersigned hereby grants to each such attorney full power and authority to
do and perform in the name of and on behalf of the undersigned, and in any and
all capacities, any act and thing whatsoever required or necessary to be done
for such purposes, as fully and to all intents and purposes as the undersigned
might do, hereby ratifying and approving the acts of each such attorney.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file such SEC forms, unless earlier revoked
by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 30th day of
March, 2016.
/s/William H. Spence
______________________________
William H. Spence
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