Close

Form 4 LIONBRIDGE TECHNOLOGIES For: Nov 12 Filed by: SHANNON PAULA

November 13, 2015 3:57 PM EST
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
SHANNON PAULA

(Last) (First) (Middle)
C/O LIONBRIDGE TECHNOLOGIES, INC.
1050 WINTER STREET

(Street)
WALTHAM MA 02451

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIONBRIDGE TECHNOLOGIES INC /DE/ [ LIOX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Sales Officer, SVP
3. Date of Earliest Transaction (Month/Day/Year)
11/12/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
common stock 11/12/2015   M   9,000 A $ 1.68 775,645 D  
common stock 11/12/2015   M   12,375 A $ 1.7 788,020 D  
common stock 11/12/2015   M   40,000 A $ 2.32 828,020 D  
common stock 11/12/2015   M   40,000 A $ 3.91 868,020 D  
common stock 11/12/2015   M   30,625 A $ 2.73 898,645 D  
common stock 11/12/2015   M   12,500 A $ 4 911,145 D  
common stock 11/12/2015   S   117,640 (1) (2) D $ 5.3212 793,505 D  
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
option right to purchase $ 1.68 11/12/2015   M     9,000 01/05/2010 01/05/2016 common stock 9,000 $ 1.68 0 D  
option right to purchase $ 1.7 11/12/2015   M     12,375 05/14/2010 05/14/2016 common stock 12,375 $ 1.7 0 D  
option right to purchase $ 2.32 11/12/2015   M     40,000 01/28/2011 01/28/2017 common stock 40,000 $ 2.32 0 D  
option right to purchase $ 3.91 11/12/2015   M     40,000 01/28/2012 01/28/2018 common stock 40,000 $ 3.91 0 D  
option right to purchase $ 2.73 11/12/2015   M     30,625 02/02/2013 02/02/2022 common stock 30,625 $ 2.73 0 D  
option right to purchase $ 4 11/12/2015   M     12,500 01/04/2014 01/04/2023 common stock 12,500 $ 4 0 D  
Explanation of Responses:
1. Exercise and Sale of 117,640 NQ options of which, 61,375 were exercise and sell and 56,265 were exercise to cover, with an average price of $5.3212: 405 shares at $5.53; 1,100 shares at $5.52; 1,100 shares at $5.49; 700 shares $5.47; 19 shares at $5.46; 200 shares at $5.455; 18,197 shares at $5.45; 1,717 shares at $5.44; 7,450 shares at $5.43; 2,900 shares at $5.42; 2,000 shares at $5.41; 100 shares at $5.40; 147 shares at $5.39; 2,300 shares at $5.38; 1,900 shares at $5.37; 1,200 shares at $5.36; 217 shares at $5.35; 4,330 shares at $5.34; 5,229 at $5.33; 9,064 shares at $5.32; 11,616 shares at $5.31; 9,545 at $5.30; 3,600 shares at $5.29; 2,570 shares at $5.28; 1,100 shares at $5.27; 200 shares at $5.26; 1,590 shares at $5.25; 800 shares at $5.24; 1,200 shares at $5.23; 2,300 shares at $5.22; 1,900 shares at $5.21; 4,600 shares at $5.20; 1,100 shares at $5.19; 1,600 shares at $5.18; 470 shares at $5.17; 4,500 shares at $5.16; 1,500 shares at $5.15; continued footnote 2
2. 1,674 shares at $5.13; 300 shares at $5.11 and 5,200 shares at $5.10.
Paula Shannon 11/13/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings