Form 4 INTER PARFUMS INC For: Nov 18 Filed by: HEILBRONN FRANCOIS
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E-mail| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||||||
1. Name and Address of Reporting Person
*
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
INTER PARFUMS INC [ IPAR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/18/2016 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 11/18/2016 | M | 500 | A | $ 17.07 | 30,063 | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option-right to buy | $ 26.398 | 02/01/2017 | 01/31/2021 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 26.398 | 02/01/2018 | 01/31/2021 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 26.398 | 02/01/2019 | 01/31/2021 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 26.398 | 02/01/2020 | 01/31/2021 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 17.07 | 11/18/2016 | M | 125 | 02/01/2013 | 01/31/2017 | Common Stock | 125 | $ 0 | 0 | D | ||||
| Option-right to buy | $ 17.07 | 11/18/2016 | M | 125 | 02/01/2014 | 01/31/2017 | Common Stock | 125 | $ 0 | 0 | D | ||||
| Option-right to buy | $ 17.07 | 11/18/2016 | M | 125 | 02/01/2015 | 01/31/2017 | Common Stock | 125 | $ 0 | 0 | D | ||||
| Option-right to buy | $ 17.07 | 11/18/2016 | M | 125 | 02/01/2016 | 01/31/2017 | Common Stock | 125 | $ 0 | 0 | D | ||||
| Option-right to buy | $ 21.755 | 02/01/2014 | 01/31/2018 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 21.755 | 02/01/2015 | 01/31/2018 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 21.755 | 02/01/2016 | 01/31/2018 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 21.755 | 02/01/2017 | 01/31/2018 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 32.12 | 02/01/2015 | 01/31/2019 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 32.12 | 02/01/2016 | 01/31/2019 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 32.12 | 02/01/2017 | 01/31/2019 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 32.12 | 02/01/2018 | 01/31/2019 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 25.285 | 02/02/2016 | 02/01/2020 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 25.285 | 02/02/2017 | 02/01/2020 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 25.285 | 02/02/2018 | 02/01/2020 | Common Stock | 250 | 250 | D | ||||||||
| Option-right to buy | $ 25.285 | 02/02/2019 | 02/01/2020 | Common Stock | 250 | 250 | D | ||||||||
| Explanation of Responses: |
| Francois Heilbronn by Joseph A. Caccamo as attorney-in-fact | 11/22/2016 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
The undersigned hereby appoints Joseph A. Caccamo, Esq. and Russell Greenberg, and both of them, either of whom may act without the joinder of the other, as his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all Forms 4 and Forms 5 relating to such person's beneficial ownership of securities of Inter Parfums, Inc., and to file the same, with the United States Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to perform each and every act and thing appropriate or necessary to be done, as fully and for all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or their substitute or substitutes may lawfully do or cause to be done by virtue hereof.
In Witness Whereof, the undersigned has executed this Power of Attorney this 23 day of January 2003.
/s/ Francois Heilbronn
[Signature]
____Francois Heilbronn____________
[Print Name]
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