Form 4 HERCULES OFFSHORE, INC. For: Jun 13 Filed by: Aronson Jeffrey
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
HERCULES OFFSHORE, INC. [ HERO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
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3. Date of Earliest Transaction
(Month/Day/Year) 06/13/2016 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 06/13/2016 | P | 17,158 | A | $ 1.2184 | 910,749 (1) | D (2) (5) (6) (7) | |||
Common Stock | 06/13/2016 | P | 32,842 | A | $ 1.2184 | 1,743,194 (3) | I | See footnotes (4) (5) (6) (7) | ||
Common Stock | 06/14/2016 | P | 19,286 | A | $ 1.1612 | 930,035 | D (2) (5) (6) (7) | |||
Common Stock | 06/14/2016 | P | 36,914 | A | $ 1.1612 | 1,780,108 | I | See footnotes (4) (5) (6) (7) | ||
Common Stock | 06/15/2016 | P | 11,154 | A | $ 1.2997 | 941,189 | D (2) (5) (6) (7) | |||
Common Stock | 06/15/2016 | P | 21,346 | A | $ 1.2997 | 1,801,454 | I | See footnotes (4) (5) (6) (7) | ||
Common Stock | 06/15/2016 | P | 34,320 | A | $ 1.37 | 975,509 | D (2) (5) (6) (7) | |||
Common Stock | 06/15/2016 | P | 65,680 | A | $ 1.37 | 1,867,134 | I | See footnotes (4) (5) (6) (7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Centerbridge Credit Partners, L.P., By: Centerbridge Credit Partners General Partner, L.P., its general partner, By: Centerbridge Credit Cayman GP Ltd., its general partner, By: /s/ Jeffrey H. Aronson, Authorized Signatory | 06/15/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Joint Filer Information
Name: Centerbridge Credit Partners General Partner, L.P.
Address: 375 Park Avenue, 12th Floor, New York, New York 10152
Designated Filer: Centerbridge Credit Partners, L.P.
Issuer & Ticker Symbol: Hercules Offshore, Inc. (HERO)
Date of Event Requiring Statement: June 13, 2016
Signature:
CENTERBRIDGE CREDIT PARTNERS GENERAL PARTNER, L.P.
By: Centerbridge Credit GP Investors, L.L.C., its general partner
/s/ Jeffrey H. Aronson
Name: Jeffrey H. Aronson
Title: Authorized Signatory
Name: Centerbridge Credit Cayman GP Ltd.
Address: 375 Park Avenue, 12th Floor, New York, New York 10152
Designated Filer: Centerbridge Credit Partners, L.P.
Issuer & Ticker Symbol: Hercules Offshore, Inc. (HERO)
Date of Event Requiring Statement: June 13, 2016
Signature:
Centerbridge Credit CAYMAN GP lTD.
/s/ Jeffrey H. Aronson
Name: Jeffrey H. Aronson
Title: Authorized Signatory
Name: Centerbridge Credit Partners Master, L.P.
Address: 375 Park Avenue, 12th Floor, New York, New York 10152
Designated Filer: Centerbridge Credit Partners, L.P.
Issuer & Ticker Symbol: Hercules Offshore, Inc. (HERO)
Date of Event Requiring Statement: June 13, 2016
Signature:
CENTERBRIDGE CREDIT PARTNERS MASTER, L.P.
By: Centerbridge Credit Partners Offshore General Partner, L.P., its general partner
By: Centerbridge Credit Offshore GP Investors, L.L.C., its general partner
/s/ Jeffrey H. Aronson
Name: Jeffrey H. Aronson
Title: Authorized Signatory
Name: Centerbridge Credit Partners Offshore General Partner, L.P.
Address: 375 Park Avenue, 12th Floor, New York, New York 10152
Designated Filer: Centerbridge Credit Partners, L.P.
Issuer & Ticker Symbol: Hercules Offshore, Inc. (HERO)
Date of Event Requiring Statement: June 13, 2016
Signature:
CENTERBRIDGE CREDIT PARTNERS OFFSHORE GENERAL PARTNER, L.P.
By: Centerbridge Credit Offshore GP Investors, L.L.C., its general partner
/s/ Jeffrey H. Aronson
Name: Jeffrey H. Aronson
Title: Authorized Signatory
Name: Mark T. Gallogly
Address: 375 Park Avenue, 12th Floor, New York, New York 10152
Designated Filer: Centerbridge Credit Partners, L.P.
Issuer & Ticker Symbol: Hercules Offshore, Inc. (HERO)
Date of Event Requiring Statement: June 13, 2016
Signature:
MARK T. GALLOGLY
/s/ Mark T. Gallogly
Name: Jeffrey H. Aronson
Address: 375 Park Avenue, 12th Floor, New York, New York 10152
Designated Filer: Centerbridge Credit Partners, L.P.
Issuer & Ticker Symbol: Hercules Offshore, Inc. (HERO)
Date of Event Requiring Statement: June 13, 2016
Signature:
Jeffrey H. Aronson
/s/ Jeffrey H. Aronson
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