Close

Form 4 EQUINIX INC For: Oct 23 Filed by: CROSSLINK CAPITAL INC

October 27, 2014 6:30 PM EDT
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
CROSSLINK CAPITAL INC

(Last) (First) (Middle)
TWO EMBARCADERO CENTER
SUITE 2200

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EQUINIX INC [ EQIX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Affiliate of Director
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to Buy) $ 91.95 (1) 10/23/2014   A (1)   2,908 (1)   06/12/2009 06/12/2018 Common Stock 2,908 (1) $ 0 2,908 (1) I See Notes (2) (3)
Option (Right to Buy) $ 83.94 (1) 10/23/2014   A (1)   2,908 (1)   06/07/2008 06/07/2017 Common Stock 2,908 (1) $ 0 2,908 (1) I See Notes (2) (3)
Option (Right to Buy) $ 56.13 (1) 10/23/2014   A (1)   2,908 (1)   06/08/2007 06/08/2016 Common Stock 2,908 (1) $ 0 2,908 (1) I See Notes (2) (3)
Option (Right to Buy) $ 38.01 (1) 10/23/2014   A (1)   1,454 (1)   06/02/2006 06/02/2015 Common Stock 1,454 (1) $ 0 1,454 (1) I See Notes (2) (3)
Explanation of Responses:
1. This report reflects adjustments effective on October 23, 2014 approved by the Issuer's board of directors made in connection with a special distribution by the board declared on October 16, 2014.
2. The reporting persons are Crosslink Capital, Inc. ("Crosslink") and Michael J. Stark. Crosslink is a Delaware corporation and the investment adviser to investment funds (the "Funds"). Mr. Stark is the control person of Crosslink. Gary Hromadko, an affiliate of Crosslink, is a director of the Issuer and serves as the representative of the reporting persons on the Issuer's board. These securities were granted to Crosslink in connection with Mr. Hromadko's service as a director. The reporting persons are filing this Form 4 jointly, but not as a group, and each of them expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended.
3. These securities are held directly by the Funds for the benefit of their investors, and are indirectly beneficially owned by Crosslink as the Funds' investment adviser and by Mr. Stark as the control person of Crosslink. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.
Crosslink Capital, Inc., by Mihaly Szigeti, Chief Financial Officer 10/27/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings