Form 4 BRIDGE BANCORP INC For: Nov 24 Filed by: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
BRIDGE BANCORP INC [ BDGE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 11/24/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.02 per share ("Common Stock") | 11/24/2015 | S | 140 | D | $ 31.85 | 85,723 | I | See footnotes (1) (2) | ||
Common Stock | 11/24/2015 | S | 102 | D | $ 31.85 | 38,203 | I | See footnotes (1) (3) | ||
Common Stock | 11/24/2015 | S | 3 | D | $ 31.85 | 23,704 | I | See footnotes (1) (4) | ||
Common Stock | 11/24/2015 | S | 726 | D | $ 31.85 | 129,040 | I | See footnotes (1) (5) | ||
Common Stock | 11/24/2015 | S | 642 | D | $ 31.85 | 14,314 | I | See footnotes (1) (6) | ||
Common Stock | 11/25/2015 | S | 183 | D | $ 31.85 | 85,540 | I | See footnotes (1) (2) | ||
Common Stock | 11/25/2015 | S | 134 | D | $ 31.85 | 38,069 | I | See footnotes (1) (3) | ||
Common Stock | 11/25/2015 | S | 3 | D | $ 31.85 | 23,701 | I | See footnotes (1) (4) | ||
Common Stock | 11/25/2015 | S | 950 | D | $ 31.85 | 128,090 | I | See footnotes (1) (5) | ||
Common Stock | 11/25/2015 | S | 839 | D | $ 31.85 | 13,475 | I | See footnotes (1) (6) | ||
Common Stock | 264,809 | D (7) | ||||||||
Common Stock | 166,722 | D (8) | ||||||||
Common Stock | 138,282 | D (9) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
/s/ Matthew Lindenbaum | 11/25/2015 | |
** Signature of Reporting Person | Date | |
/s/ Bennett Lindenbaum | 11/25/2015 | |
** Signature of Reporting Person | Date | |
Basswood Capital Management, L.L.C.; By: /s/ Bennett Lindenbaum, Managing Member | 11/25/2015 | |
** Signature of Reporting Person | Date | |
Basswood Partners, L.L.C.; By: /s/ Bennett Lindenbaum, Managing Member | 11/25/2015 | |
** Signature of Reporting Person | Date | |
Basswood Financial Fund, LP; By: Basswood Capital Management, L.L.C.; By: /s/ Bennett Lindenbaum, Managing Member | 11/25/2015 | |
** Signature of Reporting Person | Date | |
Basswood Opportunity Fund, Inc.; By: Basswood Capital Management, L.L.C.; By: /s/ Bennett Lindenbaum, Managing Member | 11/25/2015 | |
** Signature of Reporting Person | Date | |
Basswood Financial Fund, Inc.; By: Basswood Capital Management, L.L.C.; By: /s/ Bennett Lindenbaum, Managing Member | 11/25/2015 | |
** Signature of Reporting Person | Date | |
Basswood Financial Long Only Fund, LP; By: Basswood Capital Management, L.L.C.; By: /s/ Bennett Lindenbaum, Managing Member | 11/25/2015 | |
** Signature of Reporting Person | Date | |
BCM Select Equity I Master, Ltd.; By: Basswood Capital Management, L.L.C.; By: /s/ Bennett Lindenbaum, Managing Member | 11/25/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Explanation of Responses:
1. | This Form 4 is filed on behalf of Matthew Lindenbaum, Bennett Lindenbaum, Basswood Capital Management, L.L.C., Basswood Partners, L.L.C., Basswood Financial Fund, LP (“BFF”), Basswood Financial Fund, Inc. (“BFF, Inc.”), Basswood Opportunity Fund, Inc. (“BOF”), Basswood Financial Long Only Fund, LP (“BLOF”), and BCM Select Equity I Master, Ltd. (“BCM” and together with BFF, BFF, Inc., BOF and BLOF, the “Funds”) (collectively, the “Reporting Persons”). Basswood Partners, L.L.C. is the general partner of BFF and BLOF and may be deemed to have a pecuniary interest in the Common Stock directly held by BFF and BLOF. Basswood Capital Management, L.L.C. is the investment manager or adviser to the Funds and a managed account and may be deemed to have a pecuniary interest in the Common Stock directly held by BOF, BFF, Inc., and BCM and held in the managed account. Matthew Lindenbaum and Bennett Lindenbaum are the managing members of Basswood Capital Management, L.L.C. and control Basswood Partners, L.L.C. and may be deemed to have a pecuniary interest in the Common Stock directly held by the Funds and held in the managed account, and also directly hold shares of Common Stock. Basswood Capital Management, L.L.C., Basswood Partners, L.L.C. and the Funds disclaim beneficial ownership of the shares held directly by Matthew Lindenbaum and Bennett Lindenbaum. Basswood Capital Management, L.L.C. also disclaims beneficial ownership of the shares held by BFF and BLOF. Each Fund disclaims beneficial ownership of the shares held directly by each other Fund and the managed account. Basswood Partners, L.L.C. disclaims beneficial ownership of the Common Stock held directly by Matthew Lindenbaum, Bennett Lindenbaum, BFF,Inc., BOF, BCM, and by the separate account managed by Basswood Capital Management, L.L.C. Matthew Lindenbaum and Bennett Lindenbaum each disclaim beneficial ownership of the shares held directly by the other. |
2.
|
Common Stock held directly by Basswood Financial Fund, LP.
|
3.
|
Common Stock held directly by Basswood Financial Fund, Inc.
|
4.
|
Common Stock held directly by Basswood Financial Long Only Fund, LP
|
5.
|
Common Stock held directly by Basswood Opportunity Fund, Inc.
|
6.
|
Common Stock held directly by BCM Select Equity I Master, Ltd.
|
7.
|
Common Stock held directly by a separate account managed by Basswood Capital Management, L.L.C.
|
8.
|
Common Stock held directly by Matthew Lindenbaum.
|
9.
|
Common Stock held directly by Bennett Lindenbaum.
|
Designated Filer:
|
Basswood Capital Management, L.L.C.
|
Issuer & Ticker Symbol:
|
Bridge Bancorp, Inc. [BDGE]
|
Date of Event Requiring Statement:
|
November 24, 2015
|
Joint Filer Information
Joint Filers:
1. Name: Matthew Lindenbaum
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
2. Name: Bennett Lindenbaum
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
3. Name: Basswood Capital Management, L.L.C.
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
4. Name: Basswood Financial Fund, LP
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
5. Name: Basswood Financial Fund, Inc.
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
6. Name: Basswood Financial Long Only Fund, LP
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
7. Name: BCM Select Equity I Master, Ltd.
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
4. Name: Basswood Opportunity Fund, Inc.
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
8. Name: Basswood Partners, L.L.C.
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
Designated Filer:
|
Basswood Capital Management, L.L.C.
|
Issuer & Ticker Symbol:
|
Bridge Bancorp, Inc. [BDGE]
|
Date of Event Requiring Statement:
|
November 24, 2015
|
Joint Filers' Signatures
/s/ Matthew Lindenbaum
|
||
Matthew Lindenbaum
|
||
/s/ Bennett Lindenbaum
|
||
Bennett Lindenbaum
|
||
Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Bennett Lindenbaum
|
|
Name: Bennett Lindenbaum
|
||
Title:Managing Member
|
||
Basswood Partners, L.L.C.
|
||
By:
|
/s/ Bennett Lindenbaum
|
|
Name: Bennett Lindenbaum
|
||
Title: Managing Member
|
||
Basswood Opportunity Fund, Inc.
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Bennett Lindenbaum
|
|
Name: Bennett Lindenbaum
|
||
Title: Managing Member
|
||
Designated Filer:
|
Basswood Capital Management, L.L.C.
|
Issuer & Ticker Symbol:
|
Bridge Bancorp, Inc. [BDGE]
|
Date of Event Requiring Statement:
|
November 24, 2015
|
Basswood Financial Fund, LP
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Bennett Lindenbaum
|
|
Name: Bennett Lindenbaum
|
||
Title: Managing Member
|
||
Basswood Financial Fund, Inc.
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Bennett Lindenbaum
|
|
Name: Bennett Lindenbaum
|
||
Title: Managing Member
|
||
Basswood Financial Long Only Fund, LP
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Bennett Lindenbaum
|
|
Name: Bennett Lindenbaum
|
||
Title: Managing Member
|
||
Designated Filer:
|
Basswood Capital Management, L.L.C.
|
Issuer & Ticker Symbol:
|
Bridge Bancorp, Inc. [BDGE]
|
Date of Event Requiring Statement:
|
November 24, 2015
|
BCM Select Equity I Master, Ltd.
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Bennett Lindenbaum
|
|
Name: Bennett Lindenbaum
|
||
Title: Managing Member
|
Serious News for Serious Traders! Try StreetInsider.com Premium Free!
You May Also Be Interested In
- Linde to Increase Green Hydrogen Production in Brazil
- Elevance Health Reports First Quarter 2024 Results
- GuidePoint Security Finds Increased Ransomware Activity, New Group Behavior Patterns in Q1 2024 Ransomware Report
Create E-mail Alert Related Categories
SEC FilingsSign up for StreetInsider Free!
Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!