Form 4 BRIDGE BANCORP INC For: May 02 Filed by: BCM Select Equity I Master, Ltd.
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
BRIDGE BANCORP INC [ BDGE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 05/02/2016 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 per share ("Common Stock") | 05/02/2016 | S | 1,703 | D | $ 30.37 | 234,625 | I | See footnotes (1) (2) | ||
Common Stock | 05/04/2016 | S | 9,516 | D | $ 29.1 | 225,109 | I | See footnotes (1) (2) | ||
Common Stock | 23,575 | I | See footnotes (1) (3) | |||||||
Common Stock | 29,865 | I | See footnotes (1) (4) | |||||||
Common Stock | 112,894 | I | See footnotes (1) (5) | |||||||
Common Stock | 512,228 | I | See footnotes (1) (6) | |||||||
Common Stock | 82,596 | I | See footnotes (1) (7) | |||||||
Common Stock | 12,095 | I | See footnotes (1) (8) | |||||||
Common Stock | 264,809 | D (9) | ||||||||
Common Stock | 166,722 | D (10) | ||||||||
Common Stock | 138,282 | D (11) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
/s/ Matthew Lindenbaum | 05/04/2016 | |
** Signature of Reporting Person | Date | |
/s/ Bennett Lindenbaum | 05/04/2016 | |
** Signature of Reporting Person | Date | |
Basswood Capital Management, L.L.C.; By: /s/ Matthew Lindenbaum, Managing Member | 05/04/2016 | |
** Signature of Reporting Person | Date | |
Basswood Opportunity Partners, LP; By: Basswood Capital Management, L.L.C., By: /s/ Matthew Lindenbaum, Managing Member | 05/04/2016 | |
** Signature of Reporting Person | Date | |
Basswood Enhanced Long Short Fund, LP; By: Basswood Capital Management, L.L.C.; By: Matthew Lindenbaum, Managing Member | 05/04/2016 | |
** Signature of Reporting Person | Date | |
Basswood Financial Fund, LP; By: Basswood Capital Management, L.L.C.; By: /s/ Matthew Lindenbaum, Managing Member | 05/04/2016 | |
** Signature of Reporting Person | Date | |
Basswood Opportunity Fund, Inc.; By: Basswood Capital Management, L.L.C.; By: /s/ Matthew Lindenbaum, Managing Member | 05/04/2016 | |
** Signature of Reporting Person | Date | |
Basswood Financial Fund, Inc.; By: Basswood Capital Management, L.L.C.; By: Matthew Lindenbaum, Managing Member | 05/04/2016 | |
** Signature of Reporting Person | Date | |
Basswood Financial Long Only Fund, LP; By: Basswood Capital Management, L.L.C.; By: Matthew Lindenbaum, Managing Member | 05/04/2016 | |
** Signature of Reporting Person | Date | |
BCM Select Equity I Master, Ltd.; By: Basswood Capital Management, L.L.C.; By: Matthew Lindenbaum, Managing Member | 05/04/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Explanation of Responses:
1. | This Form 4 is filed on behalf of Matthew Lindenbaum, Bennett Lindenbaum, Basswood Capital Management, L.L.C., Basswood Financial Fund, LP (“BFF”), Basswood Financial Fund, Inc. (“BFF, Inc.”), Basswood Opportunity Fund, Inc. (“BOF”), Basswood Financial Long Only Fund, LP (“BLOF”), Basswood Opportunity Partners, LP (“BOP”), Basswood Enhanced Long Short Fund, LP, (“BELS”) and BCM Select Equity I Master, Ltd. (“BCM” and together with BFF, BFF, Inc., BOF, BLOF, BOP, and BELS the “Funds”) (collectively, the “Reporting Persons”). Basswood Capital Management, L.L.C. is the investment manager or adviser to the Funds and a managed account and may be deemed to have a pecuniary interest in the Common Stock directly held by BOF, BFF, Inc., and BCM and held in the managed account. Matthew Lindenbaum and Bennett Lindenbaum are the managing members of Basswood Capital Management, L.L.C. and may be deemed to have a pecuniary interest in the Common Stock directly held by the Funds and held in the managed account, and also directly hold shares of Common Stock. Basswood Capital Management, L.L.C. and the Funds disclaim beneficial ownership of the shares held directly by Matthew Lindenbaum and Bennett Lindenbaum. Basswood Capital Management, L.L.C. also disclaims beneficial ownership of the shares held by BFF, BLOF, BOP and BELS. Each Fund disclaims beneficial ownership of the shares held directly by each other Fund and the managed account. Matthew Lindenbaum and Bennett Lindenbaum each disclaim beneficial ownership of the shares held directly by the other. |
2. | Common Stock held directly by Basswood Opportunity Partners, LP. |
3. | Common Stock held directly by Basswood Financial Long Only Fund, LP. |
4. | Common Stock held directly by Basswood Financial Fund, Inc.. |
5. | Common Stock held directly by Basswood Opportunity Fund, Inc. |
6. | Common Stock held directly by Basswood Enhanced Long Short Fund, LP. |
7. | Common Stock held directly by Basswood Financial Fund, LP. |
8. | Common Stock held directly by BCM Select Equity I Master, Ltd. |
9. | Common Stock held directly by a separate account managed by Basswood Capital Management, L.L.C. |
10. | Common Stock held directly by Matthew Lindenbaum. |
11. | Common Stock held directly by Bennett Lindenbaum. |
Designated Filer:
|
Basswood Capital Management, L.L.C.
|
Issuer & Ticker Symbol:
|
Bridge Bancorp, Inc. [BDGE]
|
Date of Event Requiring Statement:
|
May 4, 2016
|
Joint Filer Information
Joint Filers:
1. Name: Matthew Lindenbaum
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
2. Name: Bennett Lindenbaum
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
3. Name: Basswood Capital Management, L.L.C.
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
4. Name: Basswood Financial Fund, LP
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
5. Name: Basswood Financial Fund, Inc.
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
6. Name: Basswood Financial Long Only Fund, LP
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
7. Name: BCM Select Equity I Master, Ltd.
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
8. Name: Basswood Opportunity Fund, Inc.
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
9. Name: Basswood Enhanced Long Short Fund, LP
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
10. Name: Basswood Opportunity Partners, LP
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
Designated Filer:
|
Basswood Capital Management, L.L.C.
|
Issuer & Ticker Symbol:
|
Bridge Bancorp, Inc. [BDGE]
|
Date of Event Requiring Statement:
|
May 4, 2016
|
Joint Filers’ Signatures
/s/ Matthew Lindenbaum
|
||
Matthew Lindenbaum
|
||
/s/ Bennett Lindenbaum
|
||
Bennett Lindenbaum
|
||
Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Matthew Lindenbaum
|
|
Name: Matthew Lindenbaum
Title: Managing Member |
||
Basswood Enhanced Long Short Fund, LP
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Matthew Lindenbaum
|
|
Name: Matthew Lindenbaum
Title: Managing Member |
||
Basswood Opportunity Fund, Inc.
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Matthew Lindenbaum
|
|
Name: Matthew Lindenbaum
Title: Managing Member |
||
Designated Filer:
|
Basswood Capital Management, L.L.C.
|
Issuer & Ticker Symbol:
|
Bridge Bancorp, Inc. [BDGE]
|
Date of Event Requiring Statement:
|
May 4, 2016
|
|
Basswood Financial Fund, LP
|
|
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Matthew Lindenbaum
|
|
Name: Matthew Lindenbaum
Title: Managing Member |
||
Basswood Financial Fund, Inc.
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Matthew Lindenbaum
|
|
Name: Matthew Lindenbaum
Title: Managing Member |
||
Basswood Financial Long Only Fund, LP
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Matthew Lindenbaum
|
|
Name: Matthew Lindenbaum
Title: Managing Member |
||
Basswood Opportunity Partners, LP
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Matthew Lindenbaum
|
|
Name: Matthew Lindenbaum
Title: Managing Member |
||
Designated Filer:
|
Basswood Capital Management, L.L.C.
|
Issuer & Ticker Symbol:
|
Bridge Bancorp, Inc. [BDGE]
|
Date of Event Requiring Statement:
|
May 4, 2016
|
BCM Select Equity I Master, Ltd.
|
||
By: Basswood Capital Management, L.L.C.
|
||
By:
|
/s/ Matthew Lindenbaum
|
|
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Serious News for Serious Traders! Try StreetInsider.com Premium Free!
You May Also Be Interested In
- Midday movers: RH, Estee Lauder rise; Tesla falls
- 68 Ameriprise Financial Advisors Named to the Barron’s “Top 1,200 Financial Advisors” List
- OVEN Industries, Inc. announces new product - 5R7-001-SM RoHS Compliant Thermoelectric Controller
Create E-mail Alert Related Categories
SEC FilingsSign up for StreetInsider Free!
Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!