Form 4 BRIDGE BANCORP INC For: May 02 Filed by: BASSWOOD PARTNERS, L.L.C.
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
BRIDGE BANCORP INC [ BDGE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/02/2016 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 per share ("Common Stock") | 05/02/2016 | S | 1,703 | D | $ 30.37 | 234,625 | I | See footnotes (1) (2) | ||
Common Stock | 05/04/2016 | S | 9,516 | D | $ 29.1 | 225,109 | I | See footnotes (1) (2) | ||
Common Stock | 23,575 | I | See footnotes (1) (3) | |||||||
Common Stock | 82,596 | I | See footnotes (1) (4) | |||||||
Common Stock | 512,228 | I | See footnotes (1) (5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Basswood Partners, L.L.C.; By: /s/ Matthew Lindenbaum, Managing Member | 05/04/2016 | |
** Signature of Reporting Person | Date | |
Basswood Enhanced Long Short GP, LLC; By: /s/ Matthew Lindenbaum, Managing Member | 05/04/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Explanation of Responses:
1. | This Form 4 is filed on behalf of Basswood Partners, L.L.C. and Basswood Enhanced Long Short GP, LLC (collectively, the “Reporting Persons”). Basswood Partners, L.L.C. is the general partner of BFF, BOP and BLOF (as defined below), and may be deemed to have a pecuniary interest in the Common Stock held directly by BFF, BOP and BLOF. Basswood Enhanced Long Short GP, LLC is the general partner of BELS (as defined below), and may be deemed to have a pecuniary interest in the Common Stock held directly by BELS. Basswood Partners, L.L.C. disclaims beneficial ownership of the Common Stock held by BELS. Basswood Enhanced Long Short GP, LLC disclaims beneficial ownership of the Common Stock held directly by BFF, BOP and BLOF. |
2. | Common Stock held directly by Basswood Opportunity Partners, LP (“BOP”). |
3. | Common Stock held directly by Basswood Financial Long Only Fund, LP (“BLOF”). |
4. | Common Stock held directly by Basswood Financial Fund, LP (“BFF”). |
5. | Common Stock held directly by Basswood Enhanced Long Short Fund, LP (“BELS”). |
Due to the limitations on the number of Reporting Persons allowed on Form 4, BFF, BOP, BLOF, BELS and certain other affiliates of the Reporting Persons, which may be deemed to have pecuniary interests in the shares of Common Stock reported herein by the Reporting Persons, are reporting their beneficial ownership on a separate Form 4.
Designated Filer:
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Basswood Partners, L.L.C.
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Issuer & Ticker Symbol:
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Bridge Bancorp, Inc. [BDGE]
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Date of Event Requiring Statement:
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May 4, 2016
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Joint Filer Information
Joint Filers:
1. Name: Basswood Partners, L.L.C.
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
2. Name: Basswood Enhanced Long Short GP, LP
Address: c/o Basswood Capital Management, LLC
645 Madison Avenue, 10th Floor
New York, NY 10022
Designated Filer:
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Basswood Partners, L.L.C.
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Issuer & Ticker Symbol:
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Bridge Bancorp, Inc. [BDGE]
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Date of Event Requiring Statement:
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May 4, 2016
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Joint Filers' Signatures
Basswood Partners, L.L.C.
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By:
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/s/ Matthew Lindenbaum | |
Name: Matthew Lindenbaum
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Title: Managing Member
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Basswood Enhanced Long Short GP, LLC
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By:
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/s/ Matthew Lindenbaum | |
Name: Matthew Lindenbaum
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Title: Managing Member
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