Form 4 APPLE INC For: Feb 01 Filed by: IGER ROBERT A
February 3, 2016 6:33 PM EST
FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934 or Section 30(h) of the Investment Company Act of
1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Expires: |
December 31, 2014 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
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1. Name and Address of Reporting Person
*
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
APPLE INC
[
AAPL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 02/01/2016
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check
Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting
Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
1.
Title of Security (Instr.
3)
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2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
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4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
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6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7.
Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock
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02/01/2016 |
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M |
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2,008
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A
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44,120
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D
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Common Stock
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525
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I
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Held by Wife
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Unit
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02/01/2016 |
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M |
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2,008
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02/01/2016
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02/01/2016 |
Common Stock
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2,008
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0
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D
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Explanation of Responses: |
Remarks: |
Exhibit 24 - Power of Attorney |
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/s/ Sam Whittington, Attorney-in-Fact for Robert A. Iger |
02/03/2016 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
SUBSTITUTE POWER OF ATTORNEY
Under the terms of powers of attorney (each, a "Power of Attorney") previously
filed with the U.S. Securities and Exchange Commission, the undersigned was
appointed an attorney-in-fact for the following individuals to, among other
things, execute for and on behalf of the following individuals any Forms 3, 4
and 5 or any amendments thereto, in accordance with Section 16(a) of the
Securities Exchange Act of 1934, as amended, and the rules thereunder:
Angela J. Ahrendts
Timothy D. Cook
Eduardo H. Cue
Craig Federighi
Albert Gore, Jr.
Robert A. Iger
Andrea Jung
Chris Kondo
Arthur D. Levinson
Luca Maestri
Daniel J. Riccio
Philip W. Schiller
D. Bruce Sewell
Ronald D. Sugar
Susan Wagner
Jeffrey E. Williams
In accordance with the authority granted under each Power of Attorney, including
the power of substitution, the undersigned hereby appoints Sam Whittington as
substitute attorney-in-fact, on behalf of the individuals listed above, with the
power to exercise and execute all of the powers granted or conferred in the
original Power of Attorney. This Substitute Power of Attorney shall not revoke
the powers granted to the undersigned in any Power of Attorney.
This Substitute Power of Attorney shall remain in full force and effect until
the underlying Power of Attorney is revoked or terminated, unless earlier
revoked by the undersigned in a signed writing.
Date: October 2, 2015
By: /s/ Gene D. Levoff
________________________________________
Name: Gene D. Levoff
Title: Attorney-in-Fact
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