FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934 or Section 30(h) of the Investment Company Act of
1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Expires: |
December 31, 2014 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
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1. Name and Address of Reporting Person
*
C/O AIR LEASE CORPORATION, |
2000 AVENUE OF THE STARS, SUITE 1000N |
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
AIR LEASE CORP
[
AL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 11/08/2016
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check
Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting
Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
1.
Title of Security (Instr.
3)
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2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
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4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
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6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7.
Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Air Lease Corporation - Class A Common Stock
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11/08/2016 |
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S |
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30,000
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D
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$
31.7268
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30,889
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D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
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Courtney McKeown, on behalf of Robert A. Milton (Substitute Power of Attorney Attached) |
11/09/2016 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Substitution of Power of Attorney
Pursuant to a Power of Attorney, each of the following persons
named below on
the date indicated:
Marc H. Baer February 28, 2013
Jie Chen February 28, 2013
Alex A. Khatibi February 27, 2013
Grant A. Levy February 28, 2013
John D. Poerschke March 1, 2013
John L. Plueger February 26, 2013
Steven F. Udvar-Hazy February 27, 2013
Gregory B. Willis February 27, 2013
Matthew J. Hart May 8, 2013
Cheryl Gordon Krongard December 13, 2013
Robert A. Milton March 4, 2013
Ian M. Saines March 13, 2013
Dr. Ronald D. Sugar April 30, 2013
has appointed me, his or her true and lawful attorney-in-fact
and agent, with full power of substitution and resubstitution,
for each of his or her name, place and stead, in any and all
capacities, to prepare, sign and file any and all Forms 3, 4,
5 and 144 and any successor Forms (and any amendments or
corrections to all such forms, and any related documents or
items, including a Form ID and any other documents necessary
to obtain codes and passwords necessary to make electronic
filings) which I deem needed or desirable with
the Securities and Exchange Commission and any and all stock
exchanges, granting unto me full power and authority to do and
perform each and every act and thing necessary or appropriate
in connection with this power and authority, hereby ratifying
and confirming all that I or my substitute or substitutes, may
lawfully do or cause to be done by virtue thereof. Each of
the above persons has provided that this Power of Attorney
shall remain in full force and effect until each person is no
longer required to file Forms 3, 4, 5 and 144 with respect to
his or her holdings of and transactions in
securities issued by Air Lease Corporation, unless earlier
revoked by each such person in a signed writing delivered to
me.
Therefore, pursuant to the above described power and authority
conferred upon me, I hereby constitute and appoint Courtney
McKeown to be my true and lawful substitute, to act in my
place and stead, in any and all capacities pursuant to said
above described power and authority.
By: /s/ Carol H. Forsyte
Date: November 7, 2016