Close

Form 3 WHOLE FOODS MARKET INC For: Sep 26 Filed by: Lorenzen Angela

September 27, 2016 12:37 PM EDT
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person *
Lorenzen Angela

(Last) (First) (Middle)
550 BOWIE STREET

(Street)
AUSTIN TX 78703

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/26/2016
3. Issuer Name and Ticker or Trading Symbol
WHOLE FOODS MARKET INC [ WFM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Regional President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 151.125 (1)
I
By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy)   (2) 05/13/2023 Common Stock 3,754 30.3 D  
Non-Qualified Stock Option (right to buy)   (3) 05/15/2022 Common Stock 4,071 43.075 D  
Non-Qualified Stock Option (right to buy)   (4) 05/16/2021 Common Stock 2,408 37.91 D  
Non-Qualified Stock Option (right to buy)   (5) 05/31/2020 Common Stock 2,429 51.86 D  
Non-Qualified Stock Option (right to buy)   (6) 05/11/2019 Common Stock 4,530 44.27 D  
Non-Qualified Stock Option (right to buy)   (7) 05/13/2018 Common Stock 4,572 31.25 D  
Non-Qualified Stock Option (right to buy)   (8) 05/14/2017 Common Stock 4,554 20.42 D  
Explanation of Responses:
1. Balance of 401(k) shares is based on a statement dated August 31, 2016.
2. The option represents the right to purchase 3,754 shares and is exercisable in four equal annual installments beginning on May 13, 2017, which is the first anniversary of the date on which the option was granted.
3. The option represents the right to purchase 4,071 shares and is exercisable in four equal annual installments beginning on May 15, 2016, which was the first anniversary of the date on which the option was granted.
4. The option represents the right to purchase 2,408 shares and is exercisable in four equal annual installments beginning on May 16, 2015, which was the first anniversary of the date on which the option was granted.
5. The option represents the right to purchase 2,429 shares and is exercisable in four equal annual installments beginning on May 31, 2014, which was the first anniversary of the date on which the option was granted.
6. The option represents the right to purchase 4,530 shares and is exercisable in four equal annual installments beginning on May 11, 2013, which was the first anniversary of the date on which the option was granted.
7. The option represents the right to purchase 4,572 shares and is exercisable in four equal annual installments beginning on May 13, 2012, which was the first anniversary of the date on which the option was granted.
8. The option represents the right to purchase 4,554 shares and is exercisable in four equal annual installments beginning on May 14, 2011, which was the first anniversary of the date on which the option was granted.
/s/ Albert Percival as Attorney-in-Fact for Angela C. Lorenzen 09/27/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings