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Form 3 VALMONT INDUSTRIES INC For: Oct 01 Filed by: Kaniewski Stephen G

October 4, 2016 3:37 PM EDT
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Kaniewski Stephen G

(Last) (First) (Middle)
VALMONT INDUSTRIES, INC.
ONE VALMONT PLAZA

(Street)
OMAHA NE 68154

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2016
3. Issuer Name and Ticker or Trading Symbol
VALMONT INDUSTRIES INC [ VMI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 3,345
D
 
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (Right to buy)   (1) 12/17/2019 Common Stock 3,065 136.42 D  
Non-Qualified Stock Option (Right to buy)   (2) 12/09/2020 Common Stock 2,869 145.25 D  
Non-Qualified Stock Option (Right to buy)   (3) 12/08/2021 Common Stock 1,823 132.84 D  
Non-Qualified Stock Option (Right to buy)   (4) 12/16/2022 Common Stock 14,645 104.47 D  
Explanation of Responses:
1. Options vested in three equal installments on December 17, 2013, December 17, 2014 and December 17, 2015
2. Options vests in three equal installments on December 09, 2014, December 09, 2015 and December 09, 2016.
3. Options vested in three equal installments on December 08, 2015, December 08, 2016 and December 08, 2017.
4. Options vests in three equal installments on December 16, 2016, December 16, 2017 and December 16, 2018.
R. Andrew Massey For: Stephen G. Kaniweski 10/03/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


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