Form 3 TIMKEN CO For: Nov 01 Filed by: Chadwick Shelly Marie
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November 1, 2016 7:54 AM EDT
FORM
3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act
of 1940
|
OMB APPROVAL |
OMB Number: |
3235-0104 |
Expires: |
December 31, 2014 |
Estimated average burden |
hours per response: |
0.5 |
|
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1. Name and Address of Reporting Person
*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 11/01/2016
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3. Issuer Name
and
Ticker or Trading Symbol
TIMKEN CO
[
TKR
]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
Chief Accounting Officer |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check
Applicable Line)
X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Common Stock (Restricted)
|
3,120
(1)
|
D
|
|
Common Stock
|
942
|
I
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401 (k)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
02/09/2013 |
02/09/2022 |
Common Stock
|
1,600
|
37.31
|
D
|
|
Employee Stock Option (right to buy)
|
02/07/2014 |
02/07/2023 |
Common Stock
|
1,600
|
40.56
|
D
|
|
Employee Stock Option (right to buy)
|
02/13/2015 |
02/13/2024 |
Common Stock
|
1,880
|
41.15
|
D
|
|
Employee Stock Option (right to buy)
|
02/12/2016 |
02/12/2025 |
Common Stock
|
3,140
|
41.79
|
D
|
|
Employee Stock Option (right to buy)
|
02/11/2017 |
02/11/2026 |
Common Stock
|
4,740
|
27.75
|
D
|
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Common Stock (Restricted)
|
|
12/31/2017 |
Common Stock
|
1,320
|
0
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D
|
|
Common Stock (Restricted)
|
|
12/31/2018 |
Common Stock
|
1,850
|
0
|
D
|
|
Common Stock (Restricted)
|
|
02/12/2019 |
Common Stock
|
398
|
0
|
D
|
|
Common Stock (Restricted)
|
|
02/11/2020 |
Common Stock
|
740
|
0
|
D
|
|
Explanation of Responses: |
|
/s/ Shelly M. Chadwick |
11/01/2016 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
I, Shelly M. Chadwick, an officer of The Timken Company, hereby constitute and appoint William R. Burkhart and Hansal N. Patel, each of them, my true and lawful attorney or attorneys-in-fact, with full power of substitution and re-substitution, for me and in my name, place and stead, to sign on my behalf any Forms 3, 4, 5 or 144 required pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934, and to sign any and all amendments to such Forms 3, 4, 5 or 144, and to file the same with the Securities and Exchange Commission, granting unto said attorney or attorneys-in-fact, and each of them, full power and authority to do and perform each and every act and thing whatsoever that any of said attorney or attorneys-in-fact or any of them or their substitutes, may deem necessary or desirable, in his/her or their sole discretion, with any such act or thing being hereby ratified and approved in all respects without any further act or deed whatsoever.
Executed this 10th day of October, 2016 by the undersigned.
/s/ Shelly M. Chadwick
Shelly M. Chadwick