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Form 3 SEMTECH CORP For: Nov 17 Filed by: Brown Simon A

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November 22, 2016 7:32 PM EST
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Brown Simon A
(Last) (First) (Middle)
200 FLYNN ROAD
(Street)
CAMARILLO CA 93012-8790
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/17/2016 		3. Issuer Name and Ticker or Trading Symbol
SEMTECH CORP [ SMTC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
 5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,127
D
 
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)   (1) 08/14/2019 Common Stock 500 29.21 D  
Stock Option (Right to Buy)   (2) 08/12/2021 Common Stock 2,000 17.14 D  
Stock Option (Right to Buy)   (3) 08/17/2022 Common Stock 3,900 25.85 D  
Stock Option (Right to Buy)   (4) 11/16/2022 Common Stock 7,500 27.25 D  
Restricted Stock Units   (1)   (1) Common Stock 550 (6) D  
Restricted Stock Units   (5)   (5) Common Stock 1,750 (6) D  
Restricted Stock Units   (2)   (2) Common Stock 3,750 (6) D  
Restricted Stock Units   (3)   (3) Common Stock 5,000 (6) D  
Restricted Stock Units   (4)   (4) Common Stock 7,500 (6) D  
Explanation of Responses:
1. This grant vests in four annual installments beginning on August 14, 2014.
2. This grant vests in four annual installments beginning on August 12, 2016.
3. This grant vests in four annual installments beginning on August 17, 2017.
4. This grant vests in four annual installments beginning on November 16, 2017.
5. This grant vests in four annual installments beginning on August 13, 2015.
6. Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
Remarks:
The Board of Directors determined that Mr. Brown is subject to Section 16 as of November 17, 2016.
Simon A. Brown by Charles B. Ammann under Power of Attorney dated November 18, 2016 (Copy Attached) 11/22/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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