Form 3 ROCKWELL AUTOMATION INC For: Jan 03 Filed by: House Rebecca W
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act
||December 31, 2014
|Estimated average burden|
|hours per response:
1. Name and Address of Reporting Person
2. Date of Event Requiring Statement
3. Issuer Name
Ticker or Trading Symbol
ROCKWELL AUTOMATION INC
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
||Officer (give title below)
||Other (specify below)
|Sr.VP, Gen Counsel & Secretary||
5. If Amendment, Date of Original Filed
6. Individual or Joint/Group Filing (Check
||Form filed by One Reporting Person
||Form filed by More than One Reporting
|Table I - Non-Derivative Securities Beneficially Owned|
|1. Title of Security (Instr.
Amount of Securities Beneficially Owned (Instr.
||3. Ownership Form: Direct (D) or Indirect (I) (Instr.
||4. Nature of Indirect Beneficial Ownership (Instr.
No securities are beneficially owned
Table II - Derivative Securities Beneficially Owned|
(e.g., puts, calls, warrants, options, convertible securities)
|1. Title of Derivative Security (Instr.
||2. Date Exercisable and Expiration Date
||3. Title and Amount of Securities Underlying Derivative Security (Instr.
||4. Conversion or Exercise Price of Derivative Security
||5. Ownership Form: Direct (D) or Indirect (I) (Instr.
||6. Nature of Indirect Beneficial Ownership (Instr.
||Amount or Number of Shares
|Explanation of Responses:|
||Karen A. Balistreri, Attorney-in-fact for Rebecca W. House
||** Signature of Reporting Person
|Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.|
|* If the form is filed by more than one reporting person,
|** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).|
|Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
Instruction 6 for procedure.|
|Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.|
power of attorney
I, Rebecca W. House, appoint Karen A. Balistreri and Steven
W. Etzel, signing singly, attorney-in-fact to:
(1) Execute on my behalf and in my capacity as an
officer of Rockwell Automation, Inc., a Delaware
corporation (the "Company"), Forms 3, 4 and 5 in
accordance with Section 16(a) of the Securities
Exchange Act of 1934, and Forms 144 under the
Securities Act of 1933, and the rules thereunder (the
"Form" or "Forms"); and
(2) Perform any and all acts on my behalf that may be
necessary or desirable to complete and execute any
Form and timely file such Form with the United States
Securities and Exchange Commission and any stock
exchange or similar authority; and
(3) Take any other action in connection with the
foregoing which, in the opinion of such attorney-in-
fact, may be of benefit to, in the best interest of,
or legally required by me, it being understood that
the documents executed by such attorney-in-fact on my
behalf pursuant to this Power of Attorney shall be in
such form and shall contain such terms and conditions
as such attorney-in-fact may approve in his or her
I grant to each such attorney-in-fact full power and
authority to do and perform any act necessary or proper to be
done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as I might or
could do if personally present. I ratify and confirm all that
such attorney-in-fact shall lawfully do by the rights and powers
granted by this Power of Attorney. Each attorney-in-fact shall
have full power of substitution or revocation.
I acknowledge that the attorneys-in-fact, in serving in
such capacity at my request, are not assuming, nor is the
Company assuming, any of my responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney will remain in full force and effect
until I am no longer required to file the Forms with respect to
my holdings of and transactions in securities issued by the
Company, unless I earlier revoke it in a signed writing
delivered to the Office of the Secretary of the Company for
distribution to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power
of Attorney to be executed as of this 19th day of December,
/s/ Rebecca W. House
Rebecca W. House
ecretary of the Company for
distribution to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned