Form 13F-HR LINCOLN NATIONAL CORP For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
03-31-2015 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
LINCOLN NATIONAL CORP |
Address: |
150 N RADNOR CHESTER RD |
|
|
|
RADNOR
,
PA19087
|
Form 13F File Number: |
028-00625 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Ronald A. Holinsky |
Title: |
Vice President and Chief Compliance Officer |
Phone: |
484-583-6302 |
Signature, Place, and Date of Signing: |
/s/ Ronald A. Holinsky |
Radnor
,
PA
|
04-29-2015 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
1 |
|
|
|
Form 13F Information Table Entry Total: |
220 |
|
Form 13F Information Table Value Total: |
1,236,252 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-15854 |
Lincoln Investment Advisors Corp |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-15854 |
Lincoln Investment Advisors Corp |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ALLIANCEBERNSTEIN INCOME FUN |
COM |
01881E101 |
88 |
11,495 |
SH |
|
SOLE |
|
0 |
0 |
11,495 |
ALPHA ARCHITECT ETF TR |
US QUANT ETF |
02072L102 |
469 |
17,053 |
SH |
|
DFND |
|
0 |
0 |
17,053 |
ALTRIA GROUP INC |
COM |
02209S103 |
549 |
10,972 |
SH |
|
DFND |
|
0 |
0 |
10,972 |
ALTRIA GROUP INC |
COM |
02209S103 |
60 |
1,185 |
SH |
|
SOLE |
|
0 |
0 |
1,185 |
AMERICAN CAPITAL AGENCY CORP |
COM |
02503X105 |
299 |
14,022 |
SH |
|
DFND |
|
0 |
0 |
14,022 |
ANNALY CAP MGMT INC |
COM |
035710409 |
538 |
51,774 |
SH |
|
DFND |
|
0 |
0 |
51,774 |
ANNALY CAP MGMT INC |
COM |
035710409 |
18 |
1,726 |
SH |
|
SOLE |
|
0 |
0 |
1,726 |
APPLE INC |
COM |
037833100 |
2,992 |
24,046 |
SH |
|
DFND |
|
0 |
0 |
24,046 |
APPLE INC |
COM |
037833100 |
80 |
645 |
SH |
|
SOLE |
|
0 |
0 |
645 |
AT&T INC |
COM |
00206R102 |
1,508 |
46,173 |
SH |
|
DFND |
|
0 |
0 |
46,173 |
AT&T INC |
COM |
00206R102 |
33 |
1,000 |
SH |
|
SOLE |
|
0 |
0 |
1,000 |
AUTOMATIC DATA PROCESSING IN |
COM |
053015103 |
1,092 |
12,746 |
SH |
|
DFND |
|
0 |
0 |
12,746 |
BANK AMER CORP |
COM |
060505104 |
206 |
13,379 |
SH |
|
DFND |
|
0 |
0 |
13,379 |
BB&T CORP |
COM |
054937107 |
236 |
6,041 |
SH |
|
DFND |
|
0 |
0 |
6,041 |
BERKSHIRE HATHAWAY INC DEL |
CL A |
084670108 |
435 |
2 |
SH |
|
DFND |
|
0 |
0 |
2 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
524 |
3,634 |
SH |
|
DFND |
|
0 |
0 |
3,634 |
BERKSHIRE HILLS BANCORP INC |
COM |
084680107 |
220 |
7,932 |
SH |
|
DFND |
|
0 |
0 |
7,932 |
BOEING CO |
COM |
097023105 |
1,098 |
7,316 |
SH |
|
DFND |
|
0 |
0 |
7,316 |
CATERPILLAR INC DEL |
COM |
149123101 |
276 |
3,449 |
SH |
|
DFND |
|
0 |
0 |
3,449 |
CELGENE CORP |
COM |
151020104 |
3,056 |
26,508 |
SH |
|
DFND |
|
0 |
0 |
26,508 |
CHESAPEAKE ENERGY CORP |
NOTE 2.250%12/1 |
165167CB1 |
27 |
30,000 |
PRN |
|
DFND |
|
0 |
0 |
30,000 |
CHEVRON CORP NEW |
COM |
166764100 |
2,782 |
26,494 |
SH |
|
DFND |
|
0 |
0 |
26,494 |
CHEVRON CORP NEW |
COM |
166764100 |
12 |
113 |
SH |
|
SOLE |
|
0 |
0 |
113 |
CISCO SYS INC |
COM |
17275R102 |
1,424 |
51,751 |
SH |
|
DFND |
|
0 |
0 |
51,751 |
CISCO SYS INC |
COM |
17275R102 |
28 |
985 |
SH |
|
SOLE |
|
0 |
0 |
985 |
CITY NATL CORP |
COM |
178566105 |
597 |
6,704 |
SH |
|
DFND |
|
0 |
0 |
6,704 |
CLAYMORE EXCHANGE TRD FD TR |
GUG BLT2016 HY |
18383M415 |
574 |
21,794 |
SH |
|
DFND |
|
0 |
0 |
21,794 |
CLAYMORE EXCHANGE TRD FD TR |
GUG BLT2017 HY |
18383M399 |
572 |
21,652 |
SH |
|
DFND |
|
0 |
0 |
21,652 |
CLAYMORE EXCHANGE TRD FD TR |
GUG BULL2018 E |
18383M530 |
639 |
29,964 |
SH |
|
DFND |
|
0 |
0 |
29,964 |
CLAYMORE EXCHANGE TRD FD TR |
GUG BULL2019 E |
18383M522 |
711 |
33,416 |
SH |
|
DFND |
|
0 |
0 |
33,416 |
CLAYMORE EXCHANGE TRD FD TR |
GUGG BULL 2015 |
18383M423 |
580 |
22,223 |
SH |
|
DFND |
|
0 |
0 |
22,223 |
CLAYMORE EXCHANGE TRD FD TR |
GUGG CRP BD 2015 |
18383M563 |
858 |
39,589 |
SH |
|
DFND |
|
0 |
0 |
39,589 |
CLAYMORE EXCHANGE TRD FD TR |
GUGG CRP BD 2016 |
18383M555 |
887 |
39,886 |
SH |
|
DFND |
|
0 |
0 |
39,886 |
CLAYMORE EXCHANGE TRD FD TR |
GUGG CRP BD 2017 |
18383M548 |
910 |
39,864 |
SH |
|
DFND |
|
0 |
0 |
39,864 |
CLOROX CO DEL |
COM |
189054109 |
1,816 |
16,448 |
SH |
|
DFND |
|
0 |
0 |
16,448 |
COCA COLA CO |
COM |
191216100 |
337 |
8,316 |
SH |
|
DFND |
|
0 |
0 |
8,316 |
COLUMBIA PPTY TR INC |
COM NEW |
198287203 |
288 |
10,615 |
SH |
|
DFND |
|
0 |
0 |
10,615 |
CONAGRA FOODS INC |
COM |
205887102 |
201 |
5,510 |
SH |
|
DFND |
|
0 |
0 |
5,510 |
CONNECTICUT WTR SVC INC |
COM |
207797101 |
247 |
6,795 |
SH |
|
DFND |
|
0 |
0 |
6,795 |
CONOCOPHILLIPS |
COM |
20825C104 |
205 |
3,303 |
SH |
|
DFND |
|
0 |
0 |
3,303 |
CSX CORP |
COM |
126408103 |
251 |
7,584 |
SH |
|
DFND |
|
0 |
0 |
7,584 |
CU BANCORP CALIF |
COM |
126534106 |
553 |
24,288 |
SH |
|
DFND |
|
0 |
0 |
24,288 |
CUMMINS INC |
COM |
231021106 |
574 |
4,137 |
SH |
|
DFND |
|
0 |
0 |
4,137 |
CVS HEALTH CORP |
COM |
126650100 |
412 |
3,997 |
SH |
|
DFND |
|
0 |
0 |
3,997 |
DISNEY WALT CO |
COM DISNEY |
254687106 |
614 |
5,861 |
SH |
|
DFND |
|
0 |
0 |
5,861 |
DIXIE GROUP INC |
CL A |
255519100 |
181 |
20,000 |
SH |
|
DFND |
|
0 |
0 |
20,000 |
DOMINION RES INC VA NEW |
COM |
25746U109 |
2,140 |
30,207 |
SH |
|
DFND |
|
0 |
0 |
30,207 |
DUKE ENERGY CORP NEW |
COM NEW |
26441C204 |
467 |
6,079 |
SH |
|
DFND |
|
0 |
0 |
6,079 |
DUKE REALTY CORP |
COM NEW |
264411505 |
288 |
13,222 |
SH |
|
DFND |
|
0 |
0 |
13,222 |
EMERSON ELEC CO |
COM |
291011104 |
1,105 |
19,509 |
SH |
|
DFND |
|
0 |
0 |
19,509 |
EMERSON ELEC CO |
COM |
291011104 |
30 |
535 |
SH |
|
SOLE |
|
0 |
0 |
535 |
ENERGY TRANSFER EQUITY L P |
COM UT LTD PTN |
29273V100 |
380 |
6,000 |
SH |
|
DFND |
|
0 |
0 |
6,000 |
ENTERPRISE PRODS PARTNERS L |
COM |
293792107 |
1,206 |
36,629 |
SH |
|
DFND |
|
0 |
0 |
36,629 |
EOG RES INC |
COM |
26875P101 |
719 |
7,835 |
SH |
|
DFND |
|
0 |
0 |
7,835 |
EXELON CORP |
COM |
30161N101 |
210 |
6,238 |
SH |
|
DFND |
|
0 |
0 |
6,238 |
EXXON MOBIL CORP |
COM |
30231G102 |
35 |
416 |
SH |
|
SOLE |
|
0 |
0 |
416 |
EXXON MOBIL CORP |
COM |
30231G102 |
2,223 |
26,161 |
SH |
|
DFND |
|
0 |
0 |
26,161 |
FIRST TR STOXX EURO DIV FD |
COMMON SHS |
33735T109 |
148 |
11,250 |
SH |
|
DFND |
|
0 |
0 |
11,250 |
FORD MTR CO DEL |
COM PAR $0.01 |
345370860 |
1,205 |
74,630 |
SH |
|
DFND |
|
0 |
0 |
74,630 |
FORD MTR CO DEL |
COM PAR $0.01 |
345370860 |
6 |
400 |
SH |
|
SOLE |
|
0 |
0 |
400 |
FS INVT CORP |
COM |
302635107 |
321 |
31,610 |
SH |
|
DFND |
|
0 |
0 |
31,610 |
GENERAL ELECTRIC CO |
COM |
369604103 |
2,476 |
99,826 |
SH |
|
DFND |
|
0 |
0 |
99,826 |
GENUINE PARTS CO |
COM |
372460105 |
833 |
8,937 |
SH |
|
DFND |
|
0 |
0 |
8,937 |
GILEAD SCIENCES INC |
COM |
375558103 |
538 |
5,482 |
SH |
|
DFND |
|
0 |
0 |
5,482 |
HASBRO INC |
COM |
418056107 |
848 |
13,404 |
SH |
|
DFND |
|
0 |
0 |
13,404 |
HEALTH CARE REIT INC |
COM |
42217K106 |
1,369 |
17,698 |
SH |
|
DFND |
|
0 |
0 |
17,698 |
ILLINOIS TOOL WKS INC |
COM |
452308109 |
207 |
2,132 |
SH |
|
DFND |
|
0 |
0 |
2,132 |
INCYTE CORP |
COM |
45337C102 |
238 |
2,600 |
SH |
|
DFND |
|
0 |
0 |
2,600 |
INTEL CORP |
COM |
458140100 |
50 |
1,594 |
SH |
|
SOLE |
|
0 |
0 |
1,594 |
INTEL CORP |
COM |
458140100 |
1,897 |
60,648 |
SH |
|
DFND |
|
0 |
0 |
60,648 |
INTERNATIONAL BUSINESS MACHS |
COM |
459200101 |
316 |
1,970 |
SH |
|
DFND |
|
0 |
0 |
1,970 |
ISHARES |
15 AMT-FREE ETF |
464289339 |
1,293 |
24,642 |
SH |
|
DFND |
|
0 |
0 |
24,642 |
ISHARES |
16 AMT-FREE ETF |
464289313 |
1,300 |
24,378 |
SH |
|
DFND |
|
0 |
0 |
24,378 |
ISHARES |
17 AMT-FREE ETF |
464289271 |
1,325 |
24,035 |
SH |
|
DFND |
|
0 |
0 |
24,035 |
ISHARES |
IBOXX HI YD ETF |
464288513 |
344 |
3,791 |
SH |
|
DFND |
|
0 |
0 |
3,791 |
ISHARES |
INTL DEV RE ETF |
464288489 |
2 |
75 |
SH |
|
DFND |
|
0 |
0 |
75 |
ISHARES |
INTL DEV RE ETF |
464288489 |
1,937 |
62,384 |
SH |
|
DFND |
1 |
62,384 |
0 |
0 |
ISHARES |
INTL SEL DIV ETF |
464288448 |
566 |
16,813 |
SH |
|
DFND |
|
0 |
0 |
16,813 |
ISHARES GOLD TRUST |
ISHARES |
464285105 |
197 |
17,246 |
SH |
|
DFND |
|
0 |
0 |
17,246 |
ISHARES INC |
CORE MSCI EMKT |
46434G103 |
44,251 |
915,594 |
SH |
|
DFND |
1 |
915,594 |
0 |
0 |
ISHARES INC |
CORE MSCI EMKT |
46434G103 |
27 |
556 |
SH |
|
DFND |
|
0 |
0 |
556 |
ISHARES S&P GSCI COMMODITY I |
UNIT BEN INT |
46428R107 |
248 |
12,715 |
SH |
|
DFND |
1 |
12,715 |
0 |
0 |
ISHARES TR |
0-5 YR TIPS ETF |
46429B747 |
1,588 |
15,984 |
SH |
|
DFND |
1 |
15,984 |
0 |
0 |
ISHARES TR |
18 AMT-FREE ETF |
46429B580 |
763 |
29,962 |
SH |
|
DFND |
|
0 |
0 |
29,962 |
ISHARES TR |
19 AMT-FREE MN |
46429B564 |
623 |
24,403 |
SH |
|
DFND |
|
0 |
0 |
24,403 |
ISHARES TR |
COHEN&STEER REIT |
464287564 |
629 |
6,218 |
SH |
|
DFND |
|
0 |
0 |
6,218 |
ISHARES TR |
CORE DIV GRWTH |
46434V621 |
263 |
10,005 |
SH |
|
DFND |
|
0 |
0 |
10,005 |
ISHARES TR |
CORE HIGH DV ETF |
46429B663 |
235 |
3,145 |
SH |
|
DFND |
|
0 |
0 |
3,145 |
ISHARES TR |
CORE S&P MCP ETF |
464287507 |
142 |
937 |
SH |
|
DFND |
|
0 |
0 |
937 |
ISHARES TR |
CORE S&P MCP ETF |
464287507 |
3,120 |
20,529 |
SH |
|
DFND |
1 |
20,529 |
0 |
0 |
ISHARES TR |
CORE S&P500 ETF |
464287200 |
1,887 |
9,078 |
SH |
|
DFND |
|
0 |
0 |
9,078 |
ISHARES TR |
CORE US AGGBD ET |
464287226 |
4,457 |
39,995 |
SH |
|
DFND |
|
0 |
0 |
39,995 |
ISHARES TR |
EAFE MIN VOL ETF |
46429B689 |
621 |
9,426 |
SH |
|
DFND |
|
0 |
0 |
9,426 |
ISHARES TR |
FLTG RATE BD ETF |
46429B655 |
124 |
2,450 |
SH |
|
DFND |
|
0 |
0 |
2,450 |
ISHARES TR |
FLTG RATE BD ETF |
46429B655 |
1,252 |
24,736 |
SH |
|
DFND |
1 |
24,736 |
0 |
0 |
ISHARES TR |
MSCI EAFE ETF |
464287465 |
208 |
3,244 |
SH |
|
DFND |
|
0 |
0 |
3,244 |
ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
282,556 |
7,041,030 |
SH |
|
DFND |
1 |
7,041,030 |
0 |
0 |
ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
121 |
3,019 |
SH |
|
DFND |
|
0 |
0 |
3,019 |
ISHARES TR |
RUS 1000 GRW ETF |
464287614 |
6,842 |
69,167 |
SH |
|
DFND |
|
0 |
0 |
69,167 |
ISHARES TR |
RUS 1000 VAL ETF |
464287598 |
5,953 |
57,753 |
SH |
|
DFND |
|
0 |
0 |
57,753 |
ISHARES TR |
RUS 2000 GRW ETF |
464287648 |
735 |
4,847 |
SH |
|
DFND |
|
0 |
0 |
4,847 |
ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
321 |
2,584 |
SH |
|
DFND |
|
0 |
0 |
2,584 |
ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
3,118 |
25,075 |
SH |
|
DFND |
1 |
25,075 |
0 |
0 |
ISHARES TR |
S&P 500 VAL ETF |
464287408 |
325 |
3,511 |
SH |
|
DFND |
|
0 |
0 |
3,511 |
ISHARES TR |
TIPS BD ETF |
464287176 |
1,254 |
11,039 |
SH |
|
DFND |
|
0 |
0 |
11,039 |
ISHARES TR |
TIPS BD ETF |
464287176 |
2,094 |
18,435 |
SH |
|
DFND |
1 |
18,435 |
0 |
0 |
JOHNSON & JOHNSON |
COM |
478160104 |
2,757 |
27,405 |
SH |
|
DFND |
|
0 |
0 |
27,405 |
JOHNSON & JOHNSON |
COM |
478160104 |
64 |
632 |
SH |
|
SOLE |
|
0 |
0 |
632 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
1,360 |
22,461 |
SH |
|
DFND |
|
0 |
0 |
22,461 |
KAYNE ANDERSON MLP INVT CO |
COM |
486606106 |
1,046 |
29,460 |
SH |
|
DFND |
|
0 |
0 |
29,460 |
KIMBERLY CLARK CORP |
COM |
494368103 |
1,575 |
14,701 |
SH |
|
DFND |
|
0 |
0 |
14,701 |
KRAFT FOODS GROUP INC |
COM |
50076Q106 |
1,241 |
14,246 |
SH |
|
DFND |
|
0 |
0 |
14,246 |
LINCOLN NATL CORP IND |
COM |
534187109 |
212 |
3,682 |
SH |
|
DFND |
|
0 |
0 |
3,682 |
LOCKHEED MARTIN CORP |
COM |
539830109 |
1,495 |
7,366 |
SH |
|
DFND |
|
0 |
0 |
7,366 |
MANNKIND CORP |
COM |
56400P201 |
53 |
10,100 |
SH |
|
DFND |
|
0 |
0 |
10,100 |
MARRIOTT INTL INC NEW |
CL A |
571903202 |
1,819 |
22,649 |
SH |
|
DFND |
|
0 |
0 |
22,649 |
MCDONALDS CORP |
COM |
580135101 |
490 |
5,033 |
SH |
|
DFND |
|
0 |
0 |
5,033 |
MCDONALDS CORP |
COM |
580135101 |
74 |
770 |
SH |
|
SOLE |
|
0 |
0 |
770 |
MERCK & CO INC NEW |
COM |
58933Y105 |
224 |
3,904 |
SH |
|
DFND |
|
0 |
0 |
3,904 |
MICROSOFT CORP |
COM |
594918104 |
1,701 |
41,826 |
SH |
|
DFND |
|
0 |
0 |
41,826 |
MICROSOFT CORP |
COM |
594918104 |
92 |
2,249 |
SH |
|
SOLE |
|
0 |
0 |
2,249 |
MIMEDX GROUP INC |
COM |
602496101 |
106 |
10,190 |
SH |
|
DFND |
|
0 |
0 |
10,190 |
NATIONAL GRID PLC |
SPON ADR NEW |
636274300 |
1,497 |
23,176 |
SH |
|
DFND |
|
0 |
0 |
23,176 |
NORFOLK SOUTHERN CORP |
COM |
655844108 |
363 |
3,525 |
SH |
|
DFND |
|
0 |
0 |
3,525 |
NOVARTIS A G |
SPONSORED ADR |
66987V109 |
2,051 |
20,803 |
SH |
|
DFND |
|
0 |
0 |
20,803 |
ORACLE CORP |
COM |
68389X105 |
397 |
9,204 |
SH |
|
DFND |
|
0 |
0 |
9,204 |
ORACLE CORP |
COM |
68389X105 |
9 |
200 |
SH |
|
SOLE |
|
0 |
0 |
200 |
PAYCHEX INC |
COM |
704326107 |
2,046 |
41,245 |
SH |
|
DFND |
|
0 |
0 |
41,245 |
PEPSICO INC |
COM |
713448108 |
1,683 |
17,600 |
SH |
|
DFND |
|
0 |
0 |
17,600 |
PEPSICO INC |
COM |
713448108 |
22 |
227 |
SH |
|
SOLE |
|
0 |
0 |
227 |
PFIZER INC |
COM |
717081103 |
601 |
17,279 |
SH |
|
DFND |
|
0 |
0 |
17,279 |
PHILIP MORRIS INTL INC |
COM |
718172109 |
863 |
11,457 |
SH |
|
DFND |
|
0 |
0 |
11,457 |
PHILLIPS 66 |
COM |
718546104 |
253 |
3,217 |
SH |
|
DFND |
|
0 |
0 |
3,217 |
PIMCO ETF TR |
ENHAN SHRT MA AC |
72201R833 |
2,019 |
19,965 |
SH |
|
DFND |
|
0 |
0 |
19,965 |
POWERSHARES ETF TR II |
S&P500 LOW VOL |
73937B779 |
641 |
16,911 |
SH |
|
DFND |
|
0 |
0 |
16,911 |
POWERSHARES QQQ TRUST |
UNIT SER 1 |
73935A104 |
209 |
1,982 |
SH |
|
DFND |
|
0 |
0 |
1,982 |
PROCTER & GAMBLE CO |
COM |
742718109 |
14,345 |
175,071 |
SH |
|
DFND |
|
0 |
0 |
175,071 |
PROCTER & GAMBLE CO |
COM |
742718109 |
39 |
479 |
SH |
|
SOLE |
|
0 |
0 |
479 |
QUALCOMM INC |
COM |
747525103 |
265 |
3,810 |
SH |
|
DFND |
|
0 |
0 |
3,810 |
REALTY INCOME CORP |
COM |
756109104 |
1,402 |
27,176 |
SH |
|
DFND |
|
0 |
0 |
27,176 |
REALTY INCOME CORP |
COM |
756109104 |
26 |
499 |
SH |
|
SOLE |
|
0 |
0 |
499 |
REYNOLDS AMERICAN INC |
COM |
761713106 |
1,104 |
16,027 |
SH |
|
DFND |
|
0 |
0 |
16,027 |
ROSS STORES INC |
COM |
778296103 |
394 |
3,742 |
SH |
|
DFND |
|
0 |
0 |
3,742 |
SANDY SPRING BANCORP INC |
COM |
800363103 |
843 |
32,125 |
SH |
|
DFND |
|
0 |
0 |
32,125 |
SCHLUMBERGER LTD |
COM |
806857108 |
201 |
2,414 |
SH |
|
DFND |
|
0 |
0 |
2,414 |
SELECT INCOME REIT |
COM SH BEN INT |
81618T100 |
390 |
15,621 |
SH |
|
DFND |
|
0 |
0 |
15,621 |
SELECT INCOME REIT |
COM SH BEN INT |
81618T100 |
7 |
300 |
SH |
|
SOLE |
|
0 |
0 |
300 |
SIRIUS XM HLDGS INC |
COM |
82968B103 |
146 |
38,155 |
SH |
|
DFND |
|
0 |
0 |
38,155 |
SPDR GOLD TRUST |
GOLD SHS |
78463V107 |
799 |
7,027 |
SH |
|
DFND |
|
0 |
0 |
7,027 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
17,841 |
86,424 |
SH |
|
DFND |
1 |
86,424 |
0 |
0 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
2,195 |
10,630 |
SH |
|
DFND |
|
0 |
0 |
10,630 |
SPDR SERIES TRUST |
BARCLYS TIPS ETF |
78464A656 |
182,574 |
3,219,982 |
SH |
|
DFND |
1 |
3,219,982 |
0 |
0 |
SPDR SERIES TRUST |
BARCLYS TIPS ETF |
78464A656 |
95 |
1,667 |
SH |
|
DFND |
|
0 |
0 |
1,667 |
SPDR SERIES TRUST |
BRC HGH YLD BD |
78464A417 |
10 |
244 |
SH |
|
DFND |
|
0 |
0 |
244 |
SPDR SERIES TRUST |
BRC HGH YLD BD |
78464A417 |
1,694 |
43,184 |
SH |
|
DFND |
1 |
43,184 |
0 |
0 |
SPDR SERIES TRUST |
BRCLYS INTL ETF |
78464A516 |
3 |
50 |
SH |
|
DFND |
|
0 |
0 |
50 |
SPDR SERIES TRUST |
BRCLYS INTL ETF |
78464A516 |
3,005 |
56,579 |
SH |
|
DFND |
1 |
56,579 |
0 |
0 |
SPDR SERIES TRUST |
S&P DIVID ETF |
78464A763 |
592 |
7,566 |
SH |
|
DFND |
|
0 |
0 |
7,566 |
SPECTRA ENERGY CORP |
COM |
847560109 |
1,741 |
48,145 |
SH |
|
DFND |
|
0 |
0 |
48,145 |
STARBUCKS CORP |
COM |
855244109 |
388 |
4,098 |
SH |
|
DFND |
|
0 |
0 |
4,098 |
TARGET CORP |
COM |
87612E106 |
1,482 |
18,062 |
SH |
|
DFND |
|
0 |
0 |
18,062 |
TOWNEBANK PORTSMOUTH VA |
COM |
89214P109 |
1,034 |
64,298 |
SH |
|
DFND |
|
0 |
0 |
64,298 |
TOYOTA MOTOR CORP |
SP ADR REP2COM |
892331307 |
272 |
1,946 |
SH |
|
DFND |
|
0 |
0 |
1,946 |
UNITED PARCEL SERVICE INC |
CL B |
911312106 |
860 |
8,873 |
SH |
|
DFND |
|
0 |
0 |
8,873 |
US BANCORP DEL |
COM NEW |
902973304 |
365 |
8,342 |
SH |
|
DFND |
|
0 |
0 |
8,342 |
VANGUARD BD INDEX FD INC |
LONG TERM BOND |
921937793 |
13,190 |
136,993 |
SH |
|
DFND |
1 |
136,993 |
0 |
0 |
VANGUARD BD INDEX FD INC |
SHORT TRM BOND |
921937827 |
960 |
11,921 |
SH |
|
DFND |
|
0 |
0 |
11,921 |
VANGUARD BD INDEX FD INC |
SHORT TRM BOND |
921937827 |
2,121 |
26,349 |
SH |
|
DFND |
1 |
26,349 |
0 |
0 |
VANGUARD BD INDEX FD INC |
SHORT TRM BOND |
921937827 |
2 |
24 |
SH |
|
SOLE |
|
0 |
0 |
24 |
VANGUARD BD INDEX FD INC |
TOTAL BND MRKT |
921937835 |
80 |
964 |
SH |
|
DFND |
|
0 |
0 |
964 |
VANGUARD BD INDEX FD INC |
TOTAL BND MRKT |
921937835 |
140,676 |
1,687,375 |
SH |
|
DFND |
1 |
1,687,375 |
0 |
0 |
VANGUARD INDEX FDS |
GROWTH ETF |
922908736 |
379 |
3,621 |
SH |
|
DFND |
|
0 |
0 |
3,621 |
VANGUARD INDEX FDS |
MCAP GR IDXVIP |
922908538 |
8,395 |
77,720 |
SH |
|
DFND |
1 |
77,720 |
0 |
0 |
VANGUARD INDEX FDS |
MCAP VL IDXVIP |
922908512 |
12,500 |
135,999 |
SH |
|
DFND |
1 |
135,999 |
0 |
0 |
VANGUARD INDEX FDS |
REIT ETF |
922908553 |
322 |
3,818 |
SH |
|
DFND |
|
0 |
0 |
3,818 |
VANGUARD INDEX FDS |
REIT ETF |
922908553 |
8,419 |
100,145 |
SH |
|
DFND |
1 |
100,145 |
0 |
0 |
VANGUARD INDEX FDS |
SM CP VAL ETF |
922908611 |
276 |
2,523 |
SH |
|
DFND |
|
0 |
0 |
2,523 |
VANGUARD INDEX FDS |
SM CP VAL ETF |
922908611 |
1 |
12 |
SH |
|
SOLE |
|
0 |
0 |
12 |
VANGUARD INDEX FDS |
SM CP VAL ETF |
922908611 |
10,568 |
96,602 |
SH |
|
DFND |
1 |
96,602 |
0 |
0 |
VANGUARD INDEX FDS |
SML CP GRW ETF |
922908595 |
6,208 |
47,106 |
SH |
|
DFND |
1 |
47,106 |
0 |
0 |
VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
681 |
6,350 |
SH |
|
DFND |
|
0 |
0 |
6,350 |
VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
55,341 |
516,004 |
SH |
|
DFND |
1 |
516,004 |
0 |
0 |
VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
4 |
33 |
SH |
|
SOLE |
|
0 |
0 |
33 |
VANGUARD INTL EQUITY INDEX F |
ALLWRLD EX US |
922042775 |
80 |
1,648 |
SH |
|
DFND |
|
0 |
0 |
1,648 |
VANGUARD INTL EQUITY INDEX F |
ALLWRLD EX US |
922042775 |
17,971 |
368,787 |
SH |
|
DFND |
1 |
368,787 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
1 |
18 |
SH |
|
SOLE |
|
0 |
0 |
18 |
VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
12,101 |
296,097 |
SH |
|
DFND |
1 |
296,097 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
117 |
2,855 |
SH |
|
DFND |
|
0 |
0 |
2,855 |
VANGUARD INTL EQUITY INDEX F |
FTSE EUROPE ETF |
922042874 |
10,628 |
196,007 |
SH |
|
DFND |
1 |
196,007 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
FTSE PACIFIC ETF |
922042866 |
20,630 |
336,655 |
SH |
|
DFND |
1 |
336,655 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
FTSE SMCAP ETF |
922042718 |
17,968 |
181,023 |
SH |
|
DFND |
1 |
181,023 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
FTSE SMCAP ETF |
922042718 |
2 |
21 |
SH |
|
DFND |
|
0 |
0 |
21 |
VANGUARD INTL EQUITY INDEX F |
GLB EX US ETF |
922042676 |
4,834 |
85,914 |
SH |
|
DFND |
1 |
85,914 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
TT WRLD ST ETF |
922042742 |
136 |
2,208 |
SH |
|
DFND |
|
0 |
0 |
2,208 |
VANGUARD INTL EQUITY INDEX F |
TT WRLD ST ETF |
922042742 |
745 |
12,094 |
SH |
|
DFND |
1 |
12,094 |
0 |
0 |
VANGUARD MALVERN FDS |
STRM INFPROIDX |
922020805 |
285 |
5,883 |
SH |
|
DFND |
|
0 |
0 |
5,883 |
VANGUARD SCOTTSDALE FDS |
MORTG-BACK SEC |
92206C771 |
53,861 |
1,007,884 |
SH |
|
DFND |
1 |
1,007,884 |
0 |
0 |
VANGUARD SCOTTSDALE FDS |
SHRT TRM CORP BD |
92206C409 |
123 |
1,531 |
SH |
|
DFND |
|
0 |
0 |
1,531 |
VANGUARD SCOTTSDALE FDS |
SHRT TRM CORP BD |
92206C409 |
17,304 |
215,729 |
SH |
|
DFND |
1 |
215,729 |
0 |
0 |
VANGUARD SPECIALIZED PORTFOL |
DIV APP ETF |
921908844 |
1,292 |
16,063 |
SH |
|
DFND |
|
0 |
0 |
16,063 |
VANGUARD SPECIALIZED PORTFOL |
DIV APP ETF |
921908844 |
20,334 |
252,688 |
SH |
|
DFND |
1 |
252,688 |
0 |
0 |
VANGUARD TAX MANAGED INTL FD |
FTSE DEV MKT ETF |
921943858 |
2 |
47 |
SH |
|
SOLE |
|
0 |
0 |
47 |
VANGUARD TAX MANAGED INTL FD |
FTSE DEV MKT ETF |
921943858 |
44 |
1,090 |
SH |
|
DFND |
|
0 |
0 |
1,090 |
VANGUARD TAX MANAGED INTL FD |
FTSE DEV MKT ETF |
921943858 |
34,927 |
876,912 |
SH |
|
DFND |
1 |
876,912 |
0 |
0 |
VANGUARD WHITEHALL FDS INC |
HIGH DIV YLD |
921946406 |
922 |
13,499 |
SH |
|
DFND |
|
0 |
0 |
13,499 |
VANGUARD WORLD FD |
MEGA CAP VAL ETF |
921910840 |
57 |
955 |
SH |
|
DFND |
|
0 |
0 |
955 |
VANGUARD WORLD FD |
MEGA CAP VAL ETF |
921910840 |
40,872 |
683,824 |
SH |
|
DFND |
1 |
683,824 |
0 |
0 |
VANGUARD WORLD FD |
MEGA GRWTH IND |
921910816 |
32,589 |
391,042 |
SH |
|
DFND |
1 |
391,042 |
0 |
0 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
1,024 |
21,068 |
SH |
|
DFND |
|
0 |
0 |
21,068 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
27 |
549 |
SH |
|
SOLE |
|
0 |
0 |
549 |
VISA INC |
COM CL A |
92826C839 |
215 |
3,288 |
SH |
|
DFND |
|
0 |
0 |
3,288 |
VSE CORP |
COM |
918284100 |
548 |
6,691 |
SH |
|
DFND |
|
0 |
0 |
6,691 |
WALGREENS BOOTS ALLIANCE INC |
COM |
931427108 |
211 |
2,503 |
SH |
|
DFND |
|
0 |
0 |
2,503 |
WAL-MART STORES INC |
COM |
931142103 |
69 |
834 |
SH |
|
SOLE |
|
0 |
0 |
834 |
WAL-MART STORES INC |
COM |
931142103 |
375 |
4,568 |
SH |
|
DFND |
|
0 |
0 |
4,568 |
WASTE MGMT INC DEL |
COM |
94106L109 |
1,024 |
18,881 |
SH |
|
DFND |
|
0 |
0 |
18,881 |
WELLS FARGO & CO NEW |
COM |
949746101 |
1,869 |
34,359 |
SH |
|
DFND |
|
0 |
0 |
34,359 |
WESTPAC BKG CORP |
SPONSORED ADR |
961214301 |
1,756 |
58,714 |
SH |
|
DFND |
|
0 |
0 |
58,714 |
WINDSTREAM HLDGS INC |
COM |
97382A101 |
2 |
294 |
SH |
|
SOLE |
|
0 |
0 |
294 |
WINDSTREAM HLDGS INC |
COM |
97382A101 |
76 |
10,294 |
SH |
|
DFND |
|
0 |
0 |
10,294 |