Form 13F-HR KEMPER Corp For: Sep 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
09-30-2014 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
KEMPER Corp |
| Address: |
ONE EAST WACKER DRIVE |
|
|
|
CHICAGO
,
IL60601
|
| Form 13F File Number: |
028-02715 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Richard Roeske |
| Title: |
Vice President |
| Phone: |
312-661-4600 |
| Signature, Place, and Date of Signing: |
| Richard Roeske |
Chicago
,
IL
|
11-07-2014 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
2 |
|
|
|
Form 13F Information Table Entry Total: |
61 |
|
Form 13F Information Table Value Total: |
317,033 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-00121 |
TRINITY UNIVERSAL INSURANCE CO |
|
028-00117 |
UNITED INSURANCE CO OF AMERICA |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-00121 |
TRINITY UNIVERSAL INSURANCE CO |
|
2 |
028-00117 |
UNITED INSURANCE CO OF AMERICA |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ABBOTT LABS |
COM |
002824100 |
2,495 |
60,000 |
SH |
|
OTR |
1 |
0 |
60,000 |
0 |
| ABBVIE INC |
COM |
00287Y109 |
3,466 |
60,000 |
SH |
|
OTR |
1 |
0 |
60,000 |
0 |
| AIR PRODS & CHEMS INC |
COM |
009158106 |
1,562 |
12,000 |
SH |
|
OTR |
1 |
0 |
12,000 |
0 |
| ALTRIA GROUP INC |
COM |
02209S103 |
5,513 |
120,000 |
SH |
|
OTR |
1 |
0 |
120,000 |
0 |
| ANHEUSER BUSCH INBEV SA/NV |
SPONSORED ADR |
03524A108 |
1,796 |
16,200 |
SH |
|
OTR |
1 |
0 |
16,200 |
0 |
| APPLE INC |
COM |
037833100 |
1,693 |
16,800 |
SH |
|
OTR |
1 |
0 |
16,800 |
0 |
| AUTOMATIC DATA PROCESSING IN |
COM |
053015103 |
2,908 |
35,000 |
SH |
|
OTR |
1 |
0 |
35,000 |
0 |
| BANK AMER CORP |
7.25%CNV PFD L |
060505682 |
287 |
250 |
SH |
|
DFND |
1 |
250 |
0 |
0 |
| BARCLAYS BANK PLC |
ADS7.75%PFD S4 |
06739H511 |
13,447 |
520,000 |
SH |
|
DFND |
2 |
520,000 |
0 |
0 |
| BLACKROCK INC |
COM |
09247X101 |
2,134 |
6,500 |
SH |
|
OTR |
1 |
0 |
6,500 |
0 |
| CIT GROUP INC |
COM NEW |
125581801 |
43 |
927 |
SH |
|
DFND |
|
927 |
0 |
0 |
| CIT GROUP INC |
COM NEW |
125581801 |
280 |
6,099 |
SH |
|
DFND |
|
6,099 |
0 |
0 |
| CANADIAN PAC RY LTD |
COM |
13645T100 |
1,432 |
6,900 |
SH |
|
OTR |
1 |
0 |
6,900 |
0 |
| CAPITALA FIN CORP |
COM |
14054R106 |
3,818 |
215,476 |
SH |
|
SOLE |
|
215,476 |
0 |
0 |
| CATERPILLAR INC DEL |
COM |
149123101 |
3,070 |
31,000 |
SH |
|
OTR |
1 |
0 |
31,000 |
0 |
| CHEVRON CORP NEW |
COM |
166764100 |
7,756 |
65,000 |
SH |
|
OTR |
1 |
0 |
65,000 |
0 |
| COCA COLA CO |
COM |
191216100 |
8,532 |
200,000 |
SH |
|
OTR |
1 |
0 |
200,000 |
0 |
| COMCAST CORP NEW |
CL A |
20030N101 |
1,882 |
35,000 |
SH |
|
OTR |
1 |
0 |
35,000 |
0 |
| CONOCOPHILLIPS |
COM |
20825C104 |
4,209 |
55,000 |
SH |
|
OTR |
1 |
0 |
55,000 |
0 |
| DIAGEO P L C |
SPON ADR NEW |
25243Q205 |
1,339 |
11,600 |
SH |
|
OTR |
1 |
0 |
11,600 |
0 |
| DISNEY WALT CO |
COM DISNEY |
254687106 |
1,024 |
11,500 |
SH |
|
OTR |
1 |
0 |
11,500 |
0 |
| ENTERPRISE PRODS PARTNERS L |
COM |
293792107 |
6,045 |
150,000 |
SH |
|
OTR |
1 |
0 |
150,000 |
0 |
| EXXON MOBIL CORP |
COM |
30231G102 |
10,346 |
110,000 |
SH |
|
OTR |
1 |
0 |
110,000 |
0 |
| FIFTH STR SR FLOATNG RATE CO |
COM |
31679F101 |
4,610 |
390,000 |
SH |
|
SOLE |
|
390,000 |
0 |
0 |
| FREEPORT-MCMORAN INC |
CL B |
35671D857 |
1,959 |
60,000 |
SH |
|
OTR |
1 |
0 |
60,000 |
0 |
| GILEAD SCIENCES INC |
COM |
375558103 |
373 |
3,500 |
SH |
|
OTR |
1 |
0 |
3,500 |
0 |
| INTEL CORP |
COM |
458140100 |
2,786 |
80,000 |
SH |
|
OTR |
1 |
0 |
80,000 |
0 |
| INTERNATIONAL BUSINESS MACHS |
COM |
459200101 |
4,366 |
23,000 |
SH |
|
OTR |
1 |
0 |
23,000 |
0 |
| ISHARES TR |
CORE S&P500 ETF |
464287200 |
51,151 |
258,000 |
SH |
|
DFND |
1 |
258,000 |
0 |
0 |
| ISHARES TR |
IBOXX INV CP ETF |
464287242 |
5,320 |
45,000 |
SH |
|
DFND |
|
45,000 |
0 |
0 |
| ISHARES TR |
IBOXX INV CP ETF |
464287242 |
3,547 |
30,000 |
SH |
|
DFND |
2 |
30,000 |
0 |
0 |
| ISHARES TR |
MSCI EAFE ETF |
464287465 |
15,645 |
244,000 |
SH |
|
DFND |
1 |
244,000 |
0 |
0 |
| JPMORGAN CHASE & CO |
COM |
46625H100 |
3,855 |
64,000 |
SH |
|
OTR |
1 |
0 |
64,000 |
0 |
| JOHNSON & JOHNSON |
COM |
478160104 |
6,928 |
65,000 |
SH |
|
OTR |
1 |
0 |
65,000 |
0 |
| KRAFT FOODS GROUP INC |
COM |
50076Q106 |
1,598 |
28,333 |
SH |
|
OTR |
1 |
0 |
28,333 |
0 |
| LAUDER ESTEE COS INC |
CL A |
518439104 |
1,599 |
21,400 |
SH |
|
OTR |
1 |
0 |
21,400 |
0 |
| MCDONALDS CORP |
COM |
580135101 |
5,025 |
53,000 |
SH |
|
OTR |
1 |
0 |
53,000 |
0 |
| MERCK & CO INC NEW |
COM |
58933Y105 |
2,075 |
35,000 |
SH |
|
OTR |
1 |
0 |
35,000 |
0 |
| MONDELEZ INTL INC |
CL A |
609207105 |
2,913 |
85,000 |
SH |
|
OTR |
1 |
0 |
85,000 |
0 |
| NRG ENERGY INC |
COM NEW |
629377508 |
4 |
118 |
SH |
|
DFND |
|
118 |
0 |
0 |
| NOVARTIS A G |
SPONSORED ADR |
66987V109 |
1,346 |
14,300 |
SH |
|
OTR |
1 |
0 |
14,300 |
0 |
| OCCIDENTAL PETE CORP DEL |
COM |
674599105 |
3,125 |
32,500 |
SH |
|
OTR |
1 |
0 |
32,500 |
0 |
| PEPSICO INC |
COM |
713448108 |
4,189 |
45,000 |
SH |
|
OTR |
1 |
0 |
45,000 |
0 |
| PHILIP MORRIS INTL INC |
COM |
718172109 |
10,008 |
120,000 |
SH |
|
OTR |
1 |
0 |
120,000 |
0 |
| PHILLIPS 66 |
COM |
718546104 |
2,236 |
27,500 |
SH |
|
OTR |
1 |
0 |
27,500 |
0 |
| PLAINS ALL AMERN PIPELINE L |
UNIT LTD PARTN |
726503105 |
7,652 |
130,000 |
SH |
|
OTR |
1 |
0 |
130,000 |
0 |
| POWERSHARES ETF TRUST II |
SENIOR LN PORT |
73936Q769 |
14,568 |
600,000 |
SH |
|
DFND |
2 |
600,000 |
0 |
0 |
| PRAXAIR INC |
COM |
74005P104 |
2,322 |
18,000 |
SH |
|
OTR |
1 |
0 |
18,000 |
0 |
| PROCTER & GAMBLE CO |
COM |
742718109 |
5,058 |
60,400 |
SH |
|
OTR |
1 |
0 |
60,400 |
0 |
| RESOLUTE FST PRODS INC |
COM |
76117W109 |
69 |
4,425 |
SH |
|
DFND |
2 |
4,425 |
0 |
0 |
| TCP CAP CORP |
COM |
87238Q103 |
9,106 |
566,625 |
SH |
|
SOLE |
|
566,625 |
0 |
0 |
| TARGET CORP |
COM |
87612E106 |
2,633 |
42,000 |
SH |
|
OTR |
1 |
0 |
42,000 |
0 |
| TEXAS INSTRS INC |
COM |
882508104 |
2,385 |
50,000 |
SH |
|
OTR |
1 |
0 |
50,000 |
0 |
| TIME WARNER CABLE INC |
COM |
88732J207 |
2,009 |
14,000 |
SH |
|
OTR |
1 |
0 |
14,000 |
0 |
| UNION PAC CORP |
COM |
907818108 |
1,409 |
13,000 |
SH |
|
OTR |
1 |
0 |
13,000 |
0 |
| VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
5,297 |
127,000 |
SH |
|
DFND |
1 |
127,000 |
0 |
0 |
| VANGUARD INDEX FDS |
S&P 500 ETF SHS |
922908363 |
34,312 |
190,000 |
SH |
|
DFND |
1 |
190,000 |
0 |
0 |
| WAL-MART STORES INC |
COM |
931142103 |
3,288 |
43,000 |
SH |
|
OTR |
1 |
0 |
43,000 |
0 |
| WALGREEN CO |
COM |
931422109 |
2,964 |
50,000 |
SH |
|
OTR |
1 |
0 |
50,000 |
0 |
| WELLS FARGO & CO NEW |
COM |
949746101 |
778 |
15,000 |
SH |
|
OTR |
1 |
0 |
15,000 |
0 |
| WILLIAMS PARTNERS L P |
COM UNIT L P |
96950F104 |
3,448 |
65,000 |
SH |
|
OTR |
1 |
0 |
65,000 |
0 |
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