Form 13F-HR GLUSKIN SHEFF & ASSOC For: Dec 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
12-31-2015 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
GLUSKIN SHEFF & ASSOC INC |
| Address: |
Bay Adelaide Centre, 333 Bay Street |
|
Suite 5100 |
|
|
|
Toronto
,
A6M5H 2R2
|
| Form 13F File Number: |
028-13431 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Amy Aubin |
| Title: |
Chief Compliance Officer |
| Phone: |
416-681-8013 |
| Signature, Place, and Date of Signing: |
| /s/ Amy Aubin |
Toronto
,
A6
|
02-10-2016 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
87 |
|
Form 13F Information Table Value Total: |
1,376,708 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ABBVIE INC. |
COM |
00287Y109 |
24,709 |
417,105 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ALLERGAN PLC |
SHS |
G0177J108 |
34,866 |
111,571 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ALLSTATE CORPORATION |
COM |
020002101 |
2,664 |
42,899 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ALPHABET INC. CL 'A' |
CAP STK CL A |
02079K305 |
48,505 |
62,345 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ALPHABET INC. CL 'C' |
CAP STK CL C |
02079K107 |
14,737 |
19,420 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ALTRIA GROUP INC. |
COM |
02209S103 |
64,944 |
1,115,678 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| AMAZON.COM INC. |
COM |
023135106 |
1,572 |
2,326 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| AMERICAN ELECTRIC POWER INC. |
COM |
025537101 |
1,672 |
28,690 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ANHEUSER-BUSCH INBEV SPN ADR |
SPONSORED ADR |
03524A108 |
22,649 |
181,195 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| APPLE INC. |
COM |
037833100 |
7,816 |
74,251 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| APPLIED DNA SCIENCES INC |
COM NEW |
03815U201 |
65 |
20,000 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| AVALON BAY COMMUNITIES INC. |
COM |
053484101 |
2,005 |
10,890 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| BANK OF AMERICA CORP. |
COM |
060505104 |
3,777 |
224,404 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| BERKSHIRE HATHAWAY INC. CL B |
CL B NEW |
084670702 |
785 |
5,945 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| BIOTIME INC COMMON |
COM |
09066L105 |
48 |
11,800 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| BOSTON SCIENTIFIC CORPORATION |
COM |
101137107 |
3,131 |
169,779 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| BRISTOL MYERS SQUIBB COMPANY |
COM |
110122108 |
4,869 |
70,775 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| BROADCOM CORP. CL 'A' |
CL A |
111320107 |
32,159 |
556,195 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| CARMIKE CINEMAS INC. |
COM |
143436400 |
3,055 |
133,180 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| CINEDIGM CORP. |
COM |
172406100 |
6 |
21,351 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| CITIGROUP INC. |
COM NEW |
172967424 |
39,917 |
771,344 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| COMCAST CORPORATION 'A' |
CL A |
20030N101 |
60,212 |
1,067,020 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| COTT CORPORATION |
COM |
22163N106 |
9,563 |
870,181 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| DELPHI AUTOMOTIVE PLC COMMON |
SHS |
G27823106 |
2,632 |
30,700 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| DELTA AIR LINES INC. |
COM NEW |
247361702 |
62,009 |
1,223,296 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| DIAMONDBACK ENERGY INC |
COM |
25278X109 |
321 |
4,800 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| DISCOVER FINANCIAL SERVICES |
COM |
254709108 |
41,330 |
770,786 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| DOLLAR GENERAL CORP. |
COM |
256677105 |
1,638 |
22,790 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ECOLAB INC. |
COM |
278865100 |
3,759 |
32,860 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ENTRAVISION COMMUNICATIONS 'A' |
CL A |
29382R107 |
2,427 |
314,810 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| EXXON MOBIL CORPORATION |
COM |
30231G102 |
2,393 |
30,700 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| FIRST MIDWEST BANCORP INC/IL 3 |
COM |
320867104 |
1,211 |
65,680 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| GENERAL MILLS INC. |
COM |
370334104 |
2,225 |
38,580 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| GENERAL MOTORS CO. |
COM |
37045V100 |
32,437 |
953,760 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| HEICO CORP- CLASS A |
CL A |
422806208 |
3,621 |
73,593 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| HONEYWELL INTERNATIONAL INC. |
COM |
438516106 |
4,613 |
44,543 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ILLINOIS TOOL WORKS INC. |
COM |
452308109 |
1,666 |
17,972 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ITT CORP |
COM NEW |
450911201 |
1,659 |
45,680 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| JP MORGAN CHASE & CO. |
COM |
46625H100 |
25,749 |
389,961 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| KAR AUCTION SERVICES INC |
COM |
48238T109 |
2,014 |
54,400 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| KINGSWAY FINANCIAL SERVICES |
COM NEW |
496904202 |
914 |
200,000 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| LENNAR CORP. CL A |
CL A |
526057104 |
2,776 |
56,756 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| LEVEL 3 COMMUNICATIONS INC. |
COM NEW |
52729N308 |
24,975 |
459,440 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| LIONS GATE ENTERTAINMENT CORP. |
COM NEW |
535919203 |
866 |
26,735 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| MACY'S INC |
COM |
55616P104 |
10,376 |
296,626 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| MADISON SQUARE GARDEN CO A NEW |
CL A |
55825T103 |
68,716 |
424,694 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| MASTERCARD INC-CLASS A |
CL A |
57636Q104 |
57,959 |
595,303 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| MEDTRONIC PLC |
SHS |
G5960L103 |
1,670 |
21,706 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| MELCO CROWN ENTERTAINMENT |
ADR |
585464100 |
9,240 |
550,000 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| MICHAELS COS INC |
COM |
59408Q106 |
5,667 |
256,310 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| MICROSOFT CORPORATION |
COM |
594918104 |
230 |
4,138 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| NEWELL RUBBERMAID INC |
COM |
651229106 |
1,215 |
27,557 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| NOVARTIS AG-ADR |
SPONSORED ADR |
66987V109 |
15,496 |
180,100 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| NOVO NORDISK A/S ADR |
ADR |
670100205 |
34,848 |
600,000 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| OAKTREE CAPITAL GROUP LLC |
UNIT CL A |
674001201 |
66,826 |
1,400,378 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ORACLE CORPORATION |
COM |
68389X105 |
15,798 |
432,476 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| PINNACLE FOODS INC |
COM |
72348P104 |
35,948 |
846,638 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| PPG INDUSTRIES INC |
COM |
693506107 |
3,340 |
33,800 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| PRECISION CASTPARTS CORP. |
COM |
740189105 |
54,896 |
236,612 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| RAYTHEON COMPANY |
COM NEW |
755111507 |
4,242 |
34,061 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| REINSURANCE GROUP OF AMERICA A |
COM NEW |
759351604 |
1,444 |
16,879 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| REPUBLIC SERVICES INC. |
COM |
760759100 |
1,761 |
40,029 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| RETAIL OPPORTUNITY INVESTMENT |
COM |
76131N101 |
376 |
21,000 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| REYNOLDS AMERICAN INC. |
COM |
761713106 |
22,645 |
490,690 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| ROYAL DUTCH SHELL PLC-ADR |
SPONS ADR A |
780259206 |
428 |
9,350 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| RYANAIR HLDGS PLC-SP ADR |
SPONSORED ADR |
783513104 |
104,322 |
1,206,588 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| SANDRIDGE ENERGY INC. |
COM |
80007P307 |
2 |
10,000 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| SCOTTS MIRACLE-GRO CO-CL A |
CL A |
810186106 |
1,979 |
30,672 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| SOUTHWEST AIRLINES CO. |
COM |
844741108 |
1,615 |
37,499 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| SPDR S & P BANK ETF |
S&P BK ETF |
78464A797 |
470 |
13,900 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| SPDR S&P OIL & GAS EXP&PR ETF |
S&P OILGAS EXP |
78464A730 |
3,262 |
107,940 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| SUNTRUST BANKS INC. |
COM |
867914103 |
2,653 |
61,933 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| SYSCO CORP. |
COM |
871829107 |
1,798 |
43,860 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| TECHNOLOGY SELECT SECT SPDR |
TECHNOLOGY |
81369Y803 |
2,604 |
60,790 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| THE WENDY'S COMPANY |
COM |
95058W100 |
1,996 |
185,330 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| TJX COMPANIES INC. |
COM |
872540109 |
2,574 |
36,295 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| T-MOBILE US INC. |
COM |
872590104 |
67,202 |
1,717,843 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| TORO CO |
COM |
891092108 |
1,715 |
23,467 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| TOTAL SA SPON ADR |
SPONSORED ADR |
89151E109 |
25,172 |
560,000 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| UBS AG - REG |
SHS |
H42097107 |
25,762 |
1,330,000 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| UNITED PARCEL SERVICE INC. 'B' |
CL B |
911312106 |
30,958 |
321,703 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| VISA INC-CLASS A SHARES |
COM CL A |
92826C839 |
26,019 |
335,511 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| WAL-MART STORES INC. |
COM |
931142103 |
3,759 |
61,314 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| WASTE MANAGEMENT INC. |
COM |
94106L109 |
1,707 |
31,977 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| WCI COMMUNITIES INC |
COM PAR $0.01 |
92923C807 |
2,240 |
100,514 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| WELLS FARGO COMPANY |
COM |
949746101 |
45,688 |
840,475 |
SH |
|
SOLE |
|
0 |
0 |
0 |
| WHIRLPOOL CORP. |
COM |
963320106 |
5,135 |
34,960 |
SH |
|
SOLE |
|
0 |
0 |
0 |
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