Form 13F-HR GENERAL ELECTRIC CO For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2016 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
GENERAL ELECTRIC CO |
Address: |
3135 EASTON TURNPIKE |
|
W3F |
|
|
|
FAIRFIELD
,
CT06828
|
Form 13F File Number: |
028-01502 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Robert DeGennaro |
Title: |
Assistant Controller |
Phone: |
203-373-2535 |
Signature, Place, and Date of Signing: |
Robert DeGennaro |
Fairfield
,
CT
|
08-11-2016 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
1 |
|
|
|
Form 13F Information Table Entry Total: |
208 |
|
Form 13F Information Table Value Total: |
19,205,131 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-05827 |
GE ASSET MANAGEMENT |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-05827 |
GE ASSET MANAGEMENT |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ALLERGAN PLC |
SHS |
G0177J108 |
618,549 |
2,676,658 |
SH |
|
DFND |
01 |
2,676,658 |
0 |
0 |
ACCENTURE PLC IRELAND |
SHS CLASS A |
G1151C101 |
1,412 |
12,460 |
SH |
|
DFND |
01 |
12,460 |
0 |
0 |
DELPHI AUTOMOTIVE PLC |
SHS |
G27823106 |
148,208 |
2,367,540 |
SH |
|
DFND |
01 |
2,367,540 |
0 |
0 |
INGERSOLL-RAND PLC |
SHS |
G47791101 |
208,015 |
3,266,566 |
SH |
|
DFND |
01 |
3,266,566 |
0 |
0 |
INVESCO LTD |
SHS |
G491BT108 |
45,093 |
1,765,591 |
SH |
|
DFND |
01 |
1,765,591 |
0 |
0 |
LIBERTY GLOBAL PLC |
SHS CL C |
G5480U120 |
215,490 |
7,521,463 |
SH |
|
DFND |
01 |
7,521,463 |
0 |
0 |
LIBERTY GLOBAL PLC |
LILAC SHS CL C |
G5480U153 |
28,553 |
878,809 |
SH |
|
DFND |
01 |
878,809 |
0 |
0 |
MEDTRONIC PLC |
SHS |
G5960L103 |
517,636 |
5,965,612 |
SH |
|
DFND |
01 |
5,965,612 |
0 |
0 |
NIELSEN HLDGS PLC |
SHS EUR |
G6518L108 |
166,195 |
3,197,912 |
SH |
|
DFND |
01 |
3,197,912 |
0 |
0 |
XL GROUP PLC |
SHS |
G98290102 |
15,460 |
464,113 |
SH |
|
DFND |
01 |
464,113 |
0 |
0 |
CHUBB LIMITED |
COM |
H1467J104 |
129,520 |
990,895 |
SH |
|
DFND |
01 |
990,895 |
0 |
0 |
CHECK CAP LTD |
SHS |
M2361E112 |
247 |
177,381 |
SH |
|
SOLE |
|
177,381 |
0 |
0 |
MOBILEYE N V AMSTELVEEN |
ORD SHS |
N51488117 |
24,269 |
525,991 |
SH |
|
DFND |
01 |
525,991 |
0 |
0 |
NXP SEMICONDUCTORS N V |
COM |
N6596X109 |
63,782 |
814,165 |
SH |
|
DFND |
01 |
814,165 |
0 |
0 |
YANDEX N V |
SHS CLASS A |
N97284108 |
7,703 |
352,548 |
SH |
|
DFND |
01 |
352,548 |
0 |
0 |
AG MTG INVT TR INC |
COM |
001228105 |
3,179 |
220,122 |
SH |
|
DFND |
01 |
220,122 |
0 |
0 |
AT&T INC |
COM |
00206R102 |
14,691 |
340,000 |
SH |
|
DFND |
01 |
340,000 |
0 |
0 |
ABBOTT LABS |
COM |
002824100 |
152,726 |
3,885,159 |
SH |
|
DFND |
01 |
3,885,159 |
0 |
0 |
ADVANCE AUTO PARTS INC |
COM |
00751Y106 |
54,158 |
335,072 |
SH |
|
DFND |
01 |
335,072 |
0 |
0 |
AFFILIATED MANAGERS GROUP |
COM |
008252108 |
904 |
6,423 |
SH |
|
DFND |
01 |
6,423 |
0 |
0 |
AIR PRODS & CHEMS INC |
COM |
009158106 |
34,036 |
239,622 |
SH |
|
DFND |
01 |
239,622 |
0 |
0 |
ALBEMARLE CORP |
COM |
012653101 |
19,820 |
249,905 |
SH |
|
DFND |
01 |
249,905 |
0 |
0 |
ALEXION PHARMACEUTICALS INC |
COM |
015351109 |
115,464 |
988,901 |
SH |
|
DFND |
01 |
988,901 |
0 |
0 |
ALIBABA GROUP HLDG LTD |
SPONSORED ADS |
01609W102 |
40,622 |
510,773 |
SH |
|
DFND |
01 |
510,773 |
0 |
0 |
ALLEGHANY CORP DEL |
COM |
017175100 |
10,992 |
20,000 |
SH |
|
DFND |
01 |
20,000 |
0 |
0 |
ALLSTATE CORP |
COM |
020002101 |
2,708 |
38,718 |
SH |
|
DFND |
01 |
38,718 |
0 |
0 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
314,838 |
454,903 |
SH |
|
DFND |
01 |
454,903 |
0 |
0 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
217,085 |
308,566 |
SH |
|
DFND |
01 |
308,566 |
0 |
0 |
ALTRIA GROUP INC |
COM |
02209S103 |
29,581 |
428,952 |
SH |
|
DFND |
01 |
428,952 |
0 |
0 |
AMAZON COM INC |
COM |
023135106 |
432,535 |
604,420 |
SH |
|
DFND |
01 |
604,420 |
0 |
0 |
AMBEV SA |
SPONSORED ADR |
02319V103 |
3,793 |
641,712 |
SH |
|
DFND |
01 |
641,712 |
0 |
0 |
AMERICAN ELEC PWR INC |
COM |
025537101 |
2,889 |
41,224 |
SH |
|
DFND |
01 |
41,224 |
0 |
0 |
AMERICAN INTL GROUP INC |
COM NEW |
026874784 |
33,893 |
640,812 |
SH |
|
DFND |
01 |
640,812 |
0 |
0 |
AMERICAN TOWER CORP NEW |
COM |
03027X100 |
337,994 |
2,975,038 |
SH |
|
DFND |
01 |
2,975,038 |
0 |
0 |
AMERICAN WTR WKS CO INC NEW |
COM |
030420103 |
9,226 |
109,175 |
SH |
|
DFND |
01 |
109,175 |
0 |
0 |
AMERIPRISE FINL INC |
COM |
03076C106 |
100,618 |
1,119,845 |
SH |
|
DFND |
01 |
1,119,845 |
0 |
0 |
AMGEN INC |
COM |
031162100 |
475,716 |
3,126,628 |
SH |
|
DFND |
01 |
3,126,628 |
0 |
0 |
APPLE INC |
COM |
037833100 |
442,008 |
4,623,510 |
SH |
|
DFND |
01 |
4,623,510 |
0 |
0 |
APPLIED MATLS INC |
COM |
038222105 |
173,459 |
7,236,517 |
SH |
|
DFND |
01 |
7,236,517 |
0 |
0 |
ARCHER DANIELS MIDLAND CO |
COM |
039483102 |
9,759 |
227,543 |
SH |
|
DFND |
01 |
227,543 |
0 |
0 |
AUTOMATIC DATA PROCESSING IN |
COM |
053015103 |
15,618 |
170,000 |
SH |
|
DFND |
01 |
170,000 |
0 |
0 |
AUTONATION INC |
COM |
05329W102 |
866 |
18,443 |
SH |
|
DFND |
01 |
18,443 |
0 |
0 |
BAIDU INC |
SPON ADR REP A |
056752108 |
288,332 |
1,745,877 |
SH |
|
DFND |
01 |
1,745,877 |
0 |
0 |
BAKER HUGHES INC |
COM |
057224107 |
8,466 |
187,583 |
SH |
|
DFND |
01 |
187,583 |
0 |
0 |
BANK AMER CORP |
COM |
060505104 |
177,294 |
13,360,507 |
SH |
|
DFND |
01 |
13,360,507 |
0 |
0 |
BARD C R INC |
COM |
067383109 |
11,448 |
48,680 |
SH |
|
DFND |
01 |
48,680 |
0 |
0 |
BECTON DICKINSON & CO |
COM |
075887109 |
6,530 |
38,503 |
SH |
|
DFND |
01 |
38,503 |
0 |
0 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
10,967 |
75,742 |
SH |
|
DFND |
01 |
75,742 |
0 |
0 |
BLACKROCK INC |
COM |
09247X101 |
2,422 |
7,072 |
SH |
|
DFND |
01 |
7,072 |
0 |
0 |
BOEING CO |
COM |
097023105 |
48,385 |
372,562 |
SH |
|
DFND |
01 |
372,562 |
0 |
0 |
BOSTON SCIENTIFIC CORP |
COM |
101137107 |
166,807 |
7,137,672 |
SH |
|
DFND |
01 |
7,137,672 |
0 |
0 |
CBS CORP NEW |
CL B |
124857202 |
35,350 |
649,338 |
SH |
|
DFND |
01 |
649,338 |
0 |
0 |
CBRE GROUP INC |
CL A |
12504L109 |
14,347 |
541,804 |
SH |
|
DFND |
01 |
541,804 |
0 |
0 |
CDW CORP |
COM |
12514G108 |
7,430 |
185,369 |
SH |
|
DFND |
01 |
185,369 |
0 |
0 |
CME GROUP INC |
COM |
12572Q105 |
342,123 |
3,512,561 |
SH |
|
DFND |
01 |
3,512,561 |
0 |
0 |
CMS ENERGY CORP |
COM |
125896100 |
24,503 |
534,294 |
SH |
|
DFND |
01 |
534,294 |
0 |
0 |
CSX CORP |
COM |
126408103 |
4,564 |
175,000 |
SH |
|
DFND |
01 |
175,000 |
0 |
0 |
CVS HEALTH CORP |
COM |
126650100 |
45,621 |
476,506 |
SH |
|
DFND |
01 |
476,506 |
0 |
0 |
CALPINE CORP |
COM NEW |
131347304 |
53,305 |
3,613,900 |
SH |
|
DFND |
01 |
3,613,900 |
0 |
0 |
CARDINAL HEALTH INC |
COM |
14149Y108 |
47,712 |
611,614 |
SH |
|
DFND |
01 |
611,614 |
0 |
0 |
CEMEX SAB DE CV |
SPON ADR NEW |
151290889 |
7,940 |
1,286,859 |
SH |
|
DFND |
01 |
1,286,859 |
0 |
0 |
CHARTER COMMUNICATIONS INC N |
CL A |
16119P108 |
253,844 |
1,110,234 |
SH |
|
DFND |
01 |
1,110,234 |
0 |
0 |
CHEVRON CORP NEW |
COM |
166764100 |
275,865 |
2,631,545 |
SH |
|
DFND |
01 |
2,631,545 |
0 |
0 |
CHIPOTLE MEXICAN GRILL INC |
COM |
169656105 |
1,618 |
4,017 |
SH |
|
DFND |
01 |
4,017 |
0 |
0 |
CISCO SYS INC |
COM |
17275R102 |
237,831 |
8,289,676 |
SH |
|
DFND |
01 |
8,289,676 |
0 |
0 |
CITIGROUP INC |
COM NEW |
172967424 |
170,319 |
4,017,913 |
SH |
|
DFND |
01 |
4,017,913 |
0 |
0 |
CLOROX CO DEL |
COM |
189054109 |
17,991 |
130,000 |
SH |
|
DFND |
01 |
130,000 |
0 |
0 |
COGNIZANT TECHNOLOGY SOLUTIO |
CL A |
192446102 |
64,851 |
1,132,966 |
SH |
|
DFND |
01 |
1,132,966 |
0 |
0 |
COLUMBIA PIPELINE GROUP INC |
COM |
198280109 |
5,233 |
205,300 |
SH |
|
DFND |
01 |
205,300 |
0 |
0 |
COMCAST CORP NEW |
CL A |
20030N101 |
269,099 |
4,127,919 |
SH |
|
DFND |
01 |
4,127,919 |
0 |
0 |
CONCHO RES INC |
COM |
20605P101 |
42,916 |
359,822 |
SH |
|
DFND |
01 |
359,822 |
0 |
0 |
CONOCOPHILLIPS |
COM |
20825C104 |
111,033 |
2,546,631 |
SH |
|
DFND |
01 |
2,546,631 |
0 |
0 |
COOPER COS INC |
COM NEW |
216648402 |
134,371 |
783,185 |
SH |
|
DFND |
01 |
783,185 |
0 |
0 |
CTRIP COM INTL LTD |
AMERICAN DEP SHS |
22943F100 |
10,802 |
262,184 |
SH |
|
DFND |
01 |
262,184 |
0 |
0 |
DELTA AIR LINES INC DEL |
COM NEW |
247361702 |
93,513 |
2,566,916 |
SH |
|
DFND |
01 |
2,566,916 |
0 |
0 |
DIAGEO P L C |
SPON ADR NEW |
25243Q205 |
6,886 |
61,000 |
SH |
|
DFND |
01 |
61,000 |
0 |
0 |
DISNEY WALT CO |
COM DISNEY |
254687106 |
211,358 |
2,160,682 |
SH |
|
DFND |
01 |
2,160,682 |
0 |
0 |
DISCOVER FINL SVCS |
COM |
254709108 |
176,725 |
3,297,722 |
SH |
|
DFND |
01 |
3,297,722 |
0 |
0 |
DOLLAR GEN CORP NEW |
COM |
256677105 |
127,291 |
1,354,164 |
SH |
|
DFND |
01 |
1,354,164 |
0 |
0 |
DOMINION RES INC VA NEW |
COM |
25746U109 |
29,461 |
378,050 |
SH |
|
DFND |
01 |
378,050 |
0 |
0 |
DOVER CORP |
COM |
260003108 |
30,146 |
434,885 |
SH |
|
DFND |
01 |
434,885 |
0 |
0 |
DOW CHEM CO |
COM |
260543103 |
2,838 |
57,099 |
SH |
|
DFND |
01 |
57,099 |
0 |
0 |
DUKE ENERGY CORP NEW |
COM NEW |
26441C204 |
1,641 |
19,131 |
SH |
|
DFND |
01 |
19,131 |
0 |
0 |
E M C CORP MASS |
COM |
268648102 |
9,728 |
358,028 |
SH |
|
DFND |
01 |
358,028 |
0 |
0 |
EAGLE PHARMACEUTICALS INC |
COM |
269796108 |
13,072 |
336,992 |
SH |
|
DFND |
01 |
336,992 |
0 |
0 |
EDISON INTL |
COM |
281020107 |
2,880 |
37,080 |
SH |
|
DFND |
01 |
37,080 |
0 |
0 |
EQUINIX INC |
COM PAR $0.001 |
29444U700 |
30,044 |
77,487 |
SH |
|
DFND |
01 |
77,487 |
0 |
0 |
EXELON CORP |
COM |
30161N101 |
2,203 |
60,591 |
SH |
|
DFND |
01 |
60,591 |
0 |
0 |
EXTRA SPACE STORAGE INC |
COM |
30225T102 |
37,362 |
403,739 |
SH |
|
DFND |
01 |
403,739 |
0 |
0 |
EXXON MOBIL CORP |
COM |
30231G102 |
298,783 |
3,187,362 |
SH |
|
DFND |
01 |
3,187,362 |
0 |
0 |
FACEBOOK INC |
CL A |
30303M102 |
221,079 |
1,934,535 |
SH |
|
DFND |
01 |
1,934,535 |
0 |
0 |
FIRST REP BK SAN FRANCISCO C |
COM |
33616C100 |
22,594 |
322,822 |
SH |
|
DFND |
01 |
322,822 |
0 |
0 |
FORD MTR CO DEL |
COM PAR $0.01 |
345370860 |
69,278 |
5,511,370 |
SH |
|
DFND |
01 |
5,511,370 |
0 |
0 |
GCP APPLIED TECHNOLOGIES INC |
COM |
36164Y101 |
2,032 |
78,049 |
SH |
|
DFND |
01 |
78,049 |
0 |
0 |
GENERAL DYNAMICS CORP |
COM |
369550108 |
114,058 |
819,146 |
SH |
|
DFND |
01 |
819,146 |
0 |
0 |
GENERAL ELECTRIC CO |
COM |
369604103 |
1,336,816 |
42,465,552 |
SH |
|
DFND |
01 |
0 |
0 |
42,465,552 |
GILEAD SCIENCES INC |
COM |
375558103 |
320,541 |
3,842,493 |
SH |
|
DFND |
01 |
3,842,493 |
0 |
0 |
GLORI ENERGY INC |
COM |
379606106 |
196 |
888,922 |
SH |
|
SOLE |
|
888,922 |
0 |
0 |
GOLDMAN SACHS GROUP INC |
COM |
38141G104 |
3,715 |
25,000 |
SH |
|
DFND |
01 |
25,000 |
0 |
0 |
HCP INC |
COM |
40414L109 |
4,424 |
125,042 |
SH |
|
DFND |
01 |
125,042 |
0 |
0 |
HALLIBURTON CO |
COM |
406216101 |
21,562 |
476,083 |
SH |
|
DFND |
01 |
476,083 |
0 |
0 |
HANESBRANDS INC |
COM |
410345102 |
1,481 |
58,918 |
SH |
|
DFND |
01 |
58,918 |
0 |
0 |
HARTFORD FINL SVCS GROUP INC |
COM |
416515104 |
152,666 |
3,439,981 |
SH |
|
DFND |
01 |
3,439,981 |
0 |
0 |
HESS CORP |
COM |
42809H107 |
163,133 |
2,714,357 |
SH |
|
DFND |
01 |
2,714,357 |
0 |
0 |
HEWLETT PACKARD ENTERPRISE C |
COM |
42824C109 |
49,117 |
2,688,385 |
SH |
|
DFND |
01 |
2,688,385 |
0 |
0 |
HEXCEL CORP NEW |
COM |
428291108 |
145,091 |
3,484,407 |
SH |
|
DFND |
01 |
3,484,407 |
0 |
0 |
HILTON WORLDWIDE HLDGS INC |
COM |
43300A104 |
30,897 |
1,371,361 |
SH |
|
DFND |
01 |
1,371,361 |
0 |
0 |
HOME DEPOT INC |
COM |
437076102 |
24,168 |
189,274 |
SH |
|
DFND |
01 |
189,274 |
0 |
0 |
HONEYWELL INTL INC |
COM |
438516106 |
185,361 |
1,593,543 |
SH |
|
DFND |
01 |
1,593,543 |
0 |
0 |
ICICI BK LTD |
ADR |
45104G104 |
1,606 |
223,741 |
SH |
|
DFND |
01 |
223,741 |
0 |
0 |
INTEL CORP |
COM |
458140100 |
4,186 |
127,619 |
SH |
|
DFND |
01 |
127,619 |
0 |
0 |
INTERNATIONAL BUSINESS MACHS |
COM |
459200101 |
1,904 |
12,543 |
SH |
|
DFND |
01 |
12,543 |
0 |
0 |
INTUIT |
COM |
461202103 |
168,556 |
1,510,223 |
SH |
|
DFND |
01 |
1,510,223 |
0 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
371,703 |
5,981,710 |
SH |
|
DFND |
01 |
5,981,710 |
0 |
0 |
JD COM INC |
SPON ADR CL A |
47215P106 |
3,397 |
160,000 |
SH |
|
DFND |
01 |
160,000 |
0 |
0 |
JOHNSON & JOHNSON |
COM |
478160104 |
323,263 |
2,664,990 |
SH |
|
DFND |
01 |
2,664,990 |
0 |
0 |
KIMBERLY CLARK CORP |
COM |
494368103 |
11,686 |
85,000 |
SH |
|
DFND |
01 |
85,000 |
0 |
0 |
KRAFT HEINZ CO |
COM |
500754106 |
6,629 |
74,919 |
SH |
|
DFND |
01 |
74,919 |
0 |
0 |
LAM RESEARCH CORP |
COM |
512807108 |
5,657 |
67,299 |
SH |
|
DFND |
01 |
67,299 |
0 |
0 |
LAS VEGAS SANDS CORP |
COM |
517834107 |
55,821 |
1,283,540 |
SH |
|
DFND |
01 |
1,283,540 |
0 |
0 |
LINKEDIN CORP |
COM CL A |
53578A108 |
111,924 |
591,408 |
SH |
|
DFND |
01 |
591,408 |
0 |
0 |
LOWES COS INC |
COM |
548661107 |
358,308 |
4,525,801 |
SH |
|
DFND |
01 |
4,525,801 |
0 |
0 |
MARATHON OIL CORP |
COM |
565849106 |
19,635 |
1,308,150 |
SH |
|
DFND |
01 |
1,308,150 |
0 |
0 |
MARSH & MCLENNAN COS INC |
COM |
571748102 |
2,706 |
39,527 |
SH |
|
DFND |
01 |
39,527 |
0 |
0 |
MCDONALDS CORP |
COM |
580135101 |
4,700 |
39,055 |
SH |
|
DFND |
01 |
39,055 |
0 |
0 |
MERCK & CO INC |
COM |
58933Y105 |
315,018 |
5,468,116 |
SH |
|
DFND |
01 |
5,468,116 |
0 |
0 |
MICROSOFT CORP |
COM |
594918104 |
240,705 |
4,704,033 |
SH |
|
DFND |
01 |
4,704,033 |
0 |
0 |
MICROCHIP TECHNOLOGY INC |
COM |
595017104 |
14,213 |
280,000 |
SH |
|
DFND |
01 |
280,000 |
0 |
0 |
MITSUBISHI UFJ FINL GROUP IN |
SPONSORED ADR |
606822104 |
4,174 |
942,284 |
SH |
|
DFND |
01 |
942,284 |
0 |
0 |
MONDELEZ INTL INC |
CL A |
609207105 |
137,357 |
3,018,182 |
SH |
|
DFND |
01 |
3,018,182 |
0 |
0 |
MONSANTO CO NEW |
COM |
61166W101 |
2,010 |
19,437 |
SH |
|
DFND |
01 |
19,437 |
0 |
0 |
NEOGENOMICS INC |
COM NEW |
64049M209 |
120,600 |
15,000,000 |
SH |
|
SOLE |
|
15,000,000 |
0 |
0 |
NETFLIX INC |
COM |
64110L106 |
922 |
10,080 |
SH |
|
DFND |
01 |
10,080 |
0 |
0 |
NETEASE INC |
SPONSORED ADR |
64110W102 |
31,053 |
160,714 |
SH |
|
DFND |
01 |
160,714 |
0 |
0 |
NEW ORIENTAL ED & TECH GRP I |
SPON ADR |
647581107 |
1,809 |
43,200 |
SH |
|
DFND |
01 |
43,200 |
0 |
0 |
NEWELL BRANDS INC |
COM |
651229106 |
134,840 |
2,776,202 |
SH |
|
DFND |
01 |
2,776,202 |
0 |
0 |
NEWMONT MINING CORP |
COM |
651639106 |
33,652 |
860,218 |
SH |
|
DFND |
01 |
860,218 |
0 |
0 |
NEXTERA ENERGY INC |
COM |
65339F101 |
86,206 |
661,091 |
SH |
|
DFND |
01 |
661,091 |
0 |
0 |
NIKE INC |
CL B |
654106103 |
3,907 |
70,779 |
SH |
|
DFND |
01 |
70,779 |
0 |
0 |
NIPPON TELEG & TEL CORP |
SPONSORED ADR |
654624105 |
1,639 |
34,813 |
SH |
|
DFND |
01 |
34,813 |
0 |
0 |
NOAH HLDGS LTD |
SPON ADS CL A |
65487X102 |
2,696 |
111,824 |
SH |
|
DFND |
01 |
111,824 |
0 |
0 |
NOBLE ENERGY INC |
COM |
655044105 |
23,704 |
660,827 |
SH |
|
DFND |
01 |
660,827 |
0 |
0 |
OCCIDENTAL PETE CORP DEL |
COM |
674599105 |
163,816 |
2,168,023 |
SH |
|
DFND |
01 |
2,168,023 |
0 |
0 |
ORACLE CORP |
COM |
68389X105 |
106,122 |
2,592,766 |
SH |
|
DFND |
01 |
2,592,766 |
0 |
0 |
PG&E CORP |
COM |
69331C108 |
3,284 |
51,373 |
SH |
|
DFND |
01 |
51,373 |
0 |
0 |
PNC FINL SVCS GROUP INC |
COM |
693475105 |
2,442 |
30,000 |
SH |
|
DFND |
01 |
30,000 |
0 |
0 |
PPG INDS INC |
COM |
693506107 |
51,551 |
494,971 |
SH |
|
DFND |
01 |
494,971 |
0 |
0 |
PACKAGING CORP AMER |
COM |
695156109 |
21,148 |
315,979 |
SH |
|
DFND |
01 |
315,979 |
0 |
0 |
PAYCHEX INC |
COM |
704326107 |
5,355 |
90,000 |
SH |
|
DFND |
01 |
90,000 |
0 |
0 |
PAYPAL HLDGS INC |
COM |
70450Y103 |
168,955 |
4,627,628 |
SH |
|
DFND |
01 |
4,627,628 |
0 |
0 |
PEPSICO INC |
COM |
713448108 |
453,181 |
4,277,715 |
SH |
|
DFND |
01 |
4,277,715 |
0 |
0 |
PETROLEO BRASILEIRO SA PETRO |
SP ADR NON VTG |
71654V101 |
2,199 |
378,416 |
SH |
|
DFND |
01 |
378,416 |
0 |
0 |
PFIZER INC |
COM |
717081103 |
147,998 |
4,203,287 |
SH |
|
DFND |
01 |
4,203,287 |
0 |
0 |
PHILIP MORRIS INTL INC |
COM |
718172109 |
9,155 |
90,000 |
SH |
|
DFND |
01 |
90,000 |
0 |
0 |
PIONEER NAT RES CO |
COM |
723787107 |
27,698 |
183,179 |
SH |
|
DFND |
01 |
183,179 |
0 |
0 |
PRAXAIR INC |
COM |
74005P104 |
3,372 |
30,000 |
SH |
|
DFND |
01 |
30,000 |
0 |
0 |
PRICELINE GRP INC |
COM NEW |
741503403 |
5,509 |
4,413 |
SH |
|
DFND |
01 |
4,413 |
0 |
0 |
PROCTER & GAMBLE CO |
COM |
742718109 |
70,300 |
830,277 |
SH |
|
DFND |
01 |
830,277 |
0 |
0 |
PRUDENTIAL FINL INC |
COM |
744320102 |
3,234 |
45,329 |
SH |
|
DFND |
01 |
45,329 |
0 |
0 |
QUALCOMM INC |
COM |
747525103 |
376,251 |
7,023,533 |
SH |
|
DFND |
01 |
7,023,533 |
0 |
0 |
RLJ LODGING TR |
COM |
74965L101 |
58,503 |
2,727,424 |
SH |
|
DFND |
01 |
2,727,424 |
0 |
0 |
RALPH LAUREN CORP |
CL A |
751212101 |
38,868 |
433,703 |
SH |
|
DFND |
01 |
433,703 |
0 |
0 |
REPUBLIC SVCS INC |
COM |
760759100 |
4,750 |
92,574 |
SH |
|
DFND |
01 |
92,574 |
0 |
0 |
REYNOLDS AMERICAN INC |
COM |
761713106 |
4,828 |
89,528 |
SH |
|
DFND |
01 |
89,528 |
0 |
0 |
ROCKWELL AUTOMATION INC |
COM |
773903109 |
2,036 |
17,731 |
SH |
|
DFND |
01 |
17,731 |
0 |
0 |
ROPER TECHNOLOGIES INC |
COM |
776696106 |
7,527 |
44,132 |
SH |
|
DFND |
01 |
44,132 |
0 |
0 |
SBA COMMUNICATIONS CORP |
COM |
78388J106 |
61,065 |
565,731 |
SH |
|
DFND |
01 |
565,731 |
0 |
0 |
S&P GLOBAL INC |
COM |
78409V104 |
218,194 |
2,034,249 |
SH |
|
DFND |
01 |
2,034,249 |
0 |
0 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
4,424 |
21,118 |
SH |
|
DFND |
01 |
21,118 |
0 |
0 |
SPDR SERIES TRUST |
BRC HGH YLD BD |
78464A417 |
67,529 |
1,892,100 |
SH |
|
DFND |
01 |
1,892,100 |
0 |
0 |
SALESFORCE COM INC |
COM |
79466L302 |
28,116 |
354,056 |
SH |
|
DFND |
01 |
354,056 |
0 |
0 |
SCHLUMBERGER LTD |
COM |
806857108 |
320,400 |
4,051,588 |
SH |
|
DFND |
01 |
4,051,588 |
0 |
0 |
SCHWAB CHARLES CORP NEW |
COM |
808513105 |
272,370 |
10,761,374 |
SH |
|
DFND |
01 |
10,761,374 |
0 |
0 |
SEALED AIR CORP NEW |
COM |
81211K100 |
2,429 |
52,840 |
SH |
|
DFND |
01 |
52,840 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-INDS |
81369Y704 |
14,832 |
264,801 |
SH |
|
DFND |
01 |
264,801 |
0 |
0 |
SEMPRA ENERGY |
COM |
816851109 |
139,432 |
1,222,876 |
SH |
|
DFND |
01 |
1,222,876 |
0 |
0 |
SIRIUS XM HLDGS INC |
COM |
82968B103 |
89,705 |
22,710,105 |
SH |
|
DFND |
01 |
22,710,105 |
0 |
0 |
SOLAREDGE TECHNOLOGIES INC |
COM |
83417M104 |
7,970 |
406,650 |
SH |
|
SOLE |
|
406,650 |
0 |
0 |
SQUARE INC |
CL A |
852234103 |
5,466 |
603,952 |
SH |
|
DFND |
01 |
603,952 |
0 |
0 |
STARBUCKS CORP |
COM |
855244109 |
4,566 |
79,941 |
SH |
|
DFND |
01 |
79,941 |
0 |
0 |
STATOIL ASA |
SPONSORED ADR |
85771P102 |
25,645 |
1,481,508 |
SH |
|
DFND |
01 |
1,481,508 |
0 |
0 |
STEEL DYNAMICS INC |
COM |
858119100 |
1,761 |
71,882 |
SH |
|
DFND |
01 |
71,882 |
0 |
0 |
STERICYCLE INC |
COM |
858912108 |
4,685 |
45,000 |
SH |
|
DFND |
01 |
45,000 |
0 |
0 |
STRYKER CORP |
COM |
863667101 |
75,617 |
631,036 |
SH |
|
DFND |
01 |
631,036 |
0 |
0 |
SYNDAX PHARMACEUTICALS INC |
COM |
87164F105 |
528 |
53,646 |
SH |
|
SOLE |
|
53,646 |
0 |
0 |
TAIWAN SEMICONDUCTOR MFG LTD |
SPONSORED ADR |
874039100 |
3,223 |
122,873 |
SH |
|
DFND |
01 |
122,873 |
0 |
0 |
TAL ED GROUP |
ADS REPSTG COM |
874080104 |
621 |
10,000 |
SH |
|
DFND |
01 |
10,000 |
0 |
0 |
TERRAFORM GLOBAL INC |
CL A |
88104M101 |
5,719 |
1,754,385 |
SH |
|
SOLE |
|
1,754,385 |
0 |
0 |
TEXAS INSTRS INC |
COM |
882508104 |
10,663 |
170,205 |
SH |
|
DFND |
01 |
170,205 |
0 |
0 |
TIME WARNER INC |
COM NEW |
887317303 |
160,303 |
2,179,801 |
SH |
|
DFND |
01 |
2,179,801 |
0 |
0 |
TOWNSQUARE MEDIA INC |
CL A |
892231101 |
25,707 |
3,258,139 |
SH |
|
SOLE |
|
3,258,139 |
0 |
0 |
TRACTOR SUPPLY CO |
COM |
892356106 |
1,566 |
17,173 |
SH |
|
DFND |
01 |
17,173 |
0 |
0 |
UNION PAC CORP |
COM |
907818108 |
7,128 |
81,698 |
SH |
|
DFND |
01 |
81,698 |
0 |
0 |
UNITED PARCEL SERVICE INC |
CL B |
911312106 |
74,211 |
688,925 |
SH |
|
DFND |
01 |
688,925 |
0 |
0 |
UNITED RENTALS INC |
COM |
911363109 |
212,924 |
3,173,227 |
SH |
|
DFND |
01 |
3,173,227 |
0 |
0 |
UNITED TECHNOLOGIES CORP |
COM |
913017109 |
22,510 |
219,502 |
SH |
|
DFND |
01 |
219,502 |
0 |
0 |
V F CORP |
COM |
918204108 |
42,750 |
695,242 |
SH |
|
DFND |
01 |
695,242 |
0 |
0 |
VANGUARD BD INDEX FD INC |
SHORT TRM BOND |
921937827 |
324 |
4,000 |
SH |
|
DFND |
01 |
4,000 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
31,843 |
903,855 |
SH |
|
DFND |
01 |
903,855 |
0 |
0 |
VERACYTE INC |
COM |
92337F107 |
1,331 |
264,550 |
SH |
|
SOLE |
|
264,550 |
0 |
0 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
24,108 |
431,726 |
SH |
|
DFND |
01 |
431,726 |
0 |
0 |
VERTEX PHARMACEUTICALS INC |
COM |
92532F100 |
110,920 |
1,289,471 |
SH |
|
DFND |
01 |
1,289,471 |
0 |
0 |
VIOLIN MEMORY INC |
COM |
92763A101 |
1,170 |
1,271,248 |
SH |
|
DFND |
01 |
1,271,248 |
0 |
0 |
VIPSHOP HLDGS LTD |
SPONSORED ADR |
92763W103 |
3,016 |
270,000 |
SH |
|
DFND |
01 |
270,000 |
0 |
0 |
VISA INC |
COM CL A |
92826C839 |
396,539 |
5,346,347 |
SH |
|
DFND |
01 |
5,346,347 |
0 |
0 |
WAL-MART STORES INC |
COM |
931142103 |
57,242 |
783,919 |
SH |
|
DFND |
01 |
783,919 |
0 |
0 |
WELLS FARGO & CO NEW |
COM |
949746101 |
146,552 |
3,096,394 |
SH |
|
DFND |
01 |
3,096,394 |
0 |
0 |
WESTERN DIGITAL CORP |
COM |
958102105 |
94,990 |
2,009,951 |
SH |
|
DFND |
01 |
2,009,951 |
0 |
0 |