Form 13F-HR Fortress Investment Grou For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2015 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Fortress Investment Group LLC |
Address: |
1345 AVENUE OF THE AMERICAS |
|
46TH FLOOR |
|
|
|
NEW YORK
,
NY10105
|
Form 13F File Number: |
028-12421 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
David Brooks |
Title: |
Secretary, VP and General Counsel |
Phone: |
212-798-6100 |
Signature, Place, and Date of Signing: |
/s/ David Brooks |
New York
,
NY
|
08-11-2015 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
8 |
|
|
|
Form 13F Information Table Entry Total: |
71 |
|
Form 13F Information Table Value Total: |
7,228,664 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-12421 |
Fortress Investment Group LLC |
|
028-12417 |
FIG Corp. |
|
028-12418 |
Fortress Operating Entity I LP |
|
028-10806 |
FIG LLC |
|
028-11237 |
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC |
|
028-13498 |
Fortress Macro Advisors LLC |
|
028-16784 |
Fortress Credit Opportunities Advisors LLC |
|
028-16785 |
Fortress Credit Opportunities III Advisors LLC |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-12421 |
Fortress Investment Group LLC |
|
2 |
028-12417 |
FIG Corp. |
|
3 |
028-12418 |
Fortress Operating Entity I LP |
|
4 |
028-10806 |
FIG LLC |
|
5 |
028-11237 |
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC |
|
6 |
028-13498 |
Fortress Macro Advisors LLC |
|
7 |
028-16784 |
Fortress Credit Opportunities Advisors LLC |
|
8 |
028-16785 |
Fortress Credit Opportunities III Advisors LLC |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ALLY FINL INC |
COM |
02005N100 |
17,731 |
790,502 |
SH |
|
DFND |
1 2 3 4 5 |
790,502 |
0 |
0 |
ALLY FINL INC |
COM |
02005N100 |
41,390 |
1,845,314 |
SH |
|
DFND |
1 2 3 4 8 |
1,845,314 |
0 |
0 |
ALLY FINL INC |
COM |
02005N100 |
42,662 |
1,902,029 |
SH |
|
DFND |
1 2 3 4 |
1,902,029 |
0 |
0 |
AMERICAN CAP LTD |
COM |
02503Y103 |
23,295 |
1,719,342 |
SH |
|
DFND |
1 2 3 4 |
1,719,342 |
0 |
0 |
AMERICAN CAP LTD |
COM |
02503Y103 |
28,646 |
2,114,064 |
SH |
|
DFND |
1 2 3 4 5 |
2,114,064 |
0 |
0 |
AMERICAN CAP LTD |
COM |
02503Y103 |
24,675 |
1,821,030 |
SH |
|
DFND |
1 2 3 4 8 |
1,821,030 |
0 |
0 |
APOLLO INVT CORP |
COM |
03761U106 |
2,039 |
288,000 |
SH |
|
DFND |
1 2 3 |
288,000 |
0 |
0 |
APPLE INC |
COM |
037833100 |
991 |
7,900 |
SH |
|
DFND |
1 2 3 4 6 |
7,900 |
0 |
0 |
APPLIED GENETIC TECHNOL CORP |
COM |
03820J100 |
293 |
19,070 |
SH |
|
DFND |
1 2 3 |
19,070 |
0 |
0 |
AR CAP ACQUISITION CORP |
UNIT 10/06/2019 |
00191R208 |
12,389 |
1,226,618 |
SH |
|
DFND |
1 2 3 4 5 |
1,226,618 |
0 |
0 |
AR CAP ACQUISITION CORP |
UNIT 10/06/2019 |
00191R208 |
2,459 |
243,382 |
SH |
|
DFND |
1 2 3 4 |
243,382 |
0 |
0 |
ARES CAP CORP |
COM |
04010L103 |
2,453 |
149,000 |
SH |
|
DFND |
1 2 3 |
149,000 |
0 |
0 |
AXIS CAPITAL HOLDINGS LTD |
SHS |
G0692U109 |
5,188 |
97,205 |
SH |
|
DFND |
1 2 3 4 6 |
97,205 |
0 |
0 |
BARCLAYS BK PLC |
IPATH S&P500 VIX |
06742E711 |
1,557 |
77,500 |
SH |
Put |
DFND |
1 2 3 4 6 |
77,500 |
0 |
0 |
BOULEVARD ACQUISITION CORP |
UNIT 02/19/2019 |
10157P203 |
1,400 |
100,000 |
SH |
|
DFND |
1 2 3 |
100,000 |
0 |
0 |
CAESARS ACQUISITION CO |
CL A |
12768T103 |
6,720 |
976,667 |
SH |
|
DFND |
1 2 3 4 5 |
976,667 |
0 |
0 |
CAESARS ACQUISITION CO |
CL A |
12768T103 |
392 |
56,985 |
SH |
|
DFND |
1 2 3 4 |
56,985 |
0 |
0 |
CARNIVAL CORP |
PAIRED CTF |
143658300 |
1,002 |
20,300 |
SH |
|
DFND |
1 2 3 4 6 |
20,300 |
0 |
0 |
CHENIERE ENERGY INC |
COM NEW |
16411R208 |
1,862 |
26,880 |
SH |
|
DFND |
1 2 3 4 |
26,880 |
0 |
0 |
CHENIERE ENERGY INC |
COM NEW |
16411R208 |
47,672 |
688,301 |
SH |
|
DFND |
1 2 3 4 5 |
688,301 |
0 |
0 |
CHINA MOBILE GAMES & ENTMT G |
SPONSORED ADR |
16952T100 |
115 |
5,450 |
SH |
|
DFND |
1 2 3 4 6 |
5,450 |
0 |
0 |
CITIGROUP INC |
COM NEW |
172967424 |
1,214 |
22,000 |
SH |
|
DFND |
1 2 3 4 6 |
22,000 |
0 |
0 |
COMVERSE INC |
COM |
20585P105 |
2 |
94 |
SH |
|
DFND |
1 2 3 |
94 |
0 |
0 |
CONSUMER PORTFOLIO SVCS INC |
COM |
210502100 |
2,820 |
451,175 |
SH |
|
DFND |
1 2 3 4 5 |
451,175 |
0 |
0 |
DIAMOND OFFSHORE DRILLING IN |
COM |
25271C102 |
799 |
30,975 |
SH |
|
DFND |
1 2 3 4 |
30,975 |
0 |
0 |
FORTRESS TRANS INFRST INVS L |
COM REP LTD LIAB |
34960P101 |
970,007 |
53,502,873 |
SH |
|
DFND |
1 2 3 4 |
53,502,873 |
0 |
0 |
GAMING & LEISURE PPTYS INC |
COM |
36467J108 |
384,960 |
10,500,825 |
SH |
|
DFND |
1 2 3 4 |
10,500,825 |
0 |
0 |
GENERAL GROWTH PPTYS INC NEW |
COM |
370023103 |
825 |
32,160 |
SH |
|
DFND |
1 2 3 4 |
32,160 |
0 |
0 |
HOWARD HUGHES CORP |
COM |
44267D107 |
442 |
3,081 |
SH |
|
DFND |
1 2 3 4 |
3,081 |
0 |
0 |
HRG GROUP INC |
COM |
40434J100 |
428,932 |
32,994,740 |
SH |
|
DFND |
1 2 3 4 5 7 |
32,994,740 |
0 |
0 |
INNOCOLL AG |
SPONSORED ADR |
45780Q103 |
4,064 |
277,777 |
SH |
|
DFND |
1 2 3 4 7 |
277,777 |
0 |
0 |
INTRAWEST RESORTS HLDGS INC |
COM |
46090K109 |
314,184 |
27,038,250 |
SH |
|
DFND |
1 2 3 4 |
27,038,250 |
0 |
0 |
INVENTERGY GLOBAL INC |
COM |
46123X102 |
166 |
500,000 |
SH |
|
DFND |
1 2 3 4 5 |
500,000 |
0 |
0 |
ISHARES |
MSCI JAPAN ETF |
464286848 |
3,203 |
250,000 |
SH |
Put |
DFND |
1 2 3 4 |
250,000 |
0 |
0 |
ISHARES |
MSCI STH KOR ETF |
464286772 |
2,204 |
40,000 |
SH |
Put |
DFND |
1 2 3 4 |
40,000 |
0 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
677 |
10,000 |
SH |
|
DFND |
1 2 3 4 6 |
10,000 |
0 |
0 |
MARATHON PATENT GROUP INC |
COM NEW |
56585W203 |
390 |
134,409 |
SH |
|
DFND |
1 2 3 4 5 |
134,409 |
0 |
0 |
MARKET VECTORS ETF TR |
GOLD MINER ETF |
57060U100 |
710 |
40,000 |
SH |
Call |
DFND |
1 2 3 |
40,000 |
0 |
0 |
MOHAWK INDS INC |
COM |
608190104 |
1,011 |
5,300 |
SH |
|
DFND |
1 2 3 4 6 |
5,300 |
0 |
0 |
MONSANTO CO NEW |
COM |
61166W101 |
2,132 |
20,000 |
SH |
Call |
DFND |
1 2 3 4 6 |
20,000 |
0 |
0 |
NATIONSTAR MTG HLDGS INC |
COM |
63861C109 |
1,130,476 |
67,290,248 |
SH |
|
DFND |
1 2 3 4 |
67,290,248 |
0 |
0 |
NEW MTN FIN CORP |
COM |
647551100 |
2,173 |
150,000 |
SH |
|
DFND |
1 2 3 |
150,000 |
0 |
0 |
NEWCASTLE INVT CORP NEW |
COM PAR $0.01 |
65105M603 |
4,584 |
1,037,091 |
SH |
|
SOLE |
1 |
1,037,091 |
0 |
0 |
NORTHSTAR RLTY FIN CORP |
COM NEW |
66704R704 |
2,112 |
132,836 |
SH |
|
DFND |
1 2 3 4 |
132,836 |
0 |
0 |
NORTHSTAR RLTY FIN CORP |
COM NEW |
66704R704 |
42,542 |
2,675,571 |
SH |
|
DFND |
1 2 3 4 5 |
2,675,571 |
0 |
0 |
NRG ENERGY INC |
COM NEW |
629377508 |
0 |
3 |
SH |
|
DFND |
1 2 3 |
3 |
0 |
0 |
OPUS BK IRVINE CALIF |
COM |
684000102 |
66,952 |
1,850,544 |
SH |
|
DFND |
1 2 3 4 |
1,850,544 |
0 |
0 |
OPUS BK IRVINE CALIF |
COM |
684000102 |
137,221 |
3,792,730 |
SH |
|
DFND |
1 2 3 4 7 |
3,792,730 |
0 |
0 |
PACIFIC DATAVISION INC |
COM |
694171307 |
94 |
2,233 |
SH |
|
DFND |
1 2 3 4 |
2,233 |
0 |
0 |
PACIFIC DATAVISION INC |
COM |
694171307 |
1,912 |
45,395 |
SH |
|
DFND |
1 2 3 4 5 |
45,395 |
0 |
0 |
PARTNERRE LTD |
COM |
G6852T105 |
12,850 |
100,000 |
SH |
|
DFND |
1 2 3 4 6 |
100,000 |
0 |
0 |
PENN NATL GAMING INC |
COM |
707569109 |
2,896 |
157,823 |
SH |
|
DFND |
1 2 3 4 |
157,823 |
0 |
0 |
PENNANTPARK INVT CORP |
COM |
708062104 |
22 |
2,521 |
SH |
|
DFND |
1 2 3 4 |
2,521 |
0 |
0 |
PENNANTPARK INVT CORP |
COM |
708062104 |
427 |
48,649 |
SH |
|
DFND |
1 2 3 4 5 |
48,649 |
0 |
0 |
PERFECT WORLD CO LTD |
SPON ADR REP B |
71372U104 |
1,357 |
68,470 |
SH |
|
DFND |
1 2 3 4 6 |
68,470 |
0 |
0 |
POWERSHARES QQQ TRUST |
UNIT SER 1 |
73935A104 |
10,172 |
95,000 |
SH |
Put |
DFND |
1 2 3 4 6 |
95,000 |
0 |
0 |
POWERSHS DB MULTI SECT COMM |
PS DB AGRICUL FD |
73936B408 |
2,254 |
96,500 |
SH |
|
DFND |
1 2 3 4 6 |
96,500 |
0 |
0 |
PRECISION CASTPARTS CORP |
COM |
740189105 |
9,428 |
47,168 |
SH |
|
DFND |
1 2 3 4 6 |
47,168 |
0 |
0 |
QUAD / GRAPHICS INC |
COM CL A |
747301109 |
0 |
2 |
SH |
|
DFND |
1 2 3 |
2 |
0 |
0 |
ROUSE PPTYS INC |
COM |
779287101 |
20 |
1,206 |
SH |
|
DFND |
1 2 3 4 |
1,206 |
0 |
0 |
ROYAL BK SCOTLAND GROUP PLC |
ADR PREF SHS R |
780097747 |
1,056 |
43,000 |
SH |
|
DFND |
1 2 3 |
43,000 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI HEALTHCARE |
81369Y209 |
744 |
10,000 |
SH |
|
DFND |
1 2 3 4 6 |
10,000 |
0 |
0 |
SOLAR CAP LTD |
COM |
83413U100 |
157 |
8,712 |
SH |
|
DFND |
1 2 3 4 |
8,712 |
0 |
0 |
SOLAR CAP LTD |
COM |
83413U100 |
3,060 |
169,958 |
SH |
|
DFND |
1 2 3 4 5 |
169,958 |
0 |
0 |
SPRINGLEAF HLDGS INC |
COM |
85172J101 |
3,371,516 |
73,437,500 |
SH |
|
DFND |
1 2 3 4 |
73,437,500 |
0 |
0 |
STATE NATL COS INC |
COM |
85711T305 |
37,905 |
3,500,000 |
SH |
|
DFND |
1 2 3 4 5 8 |
3,500,000 |
0 |
0 |
U S CONCRETE INC |
COM NEW |
90333L201 |
448 |
11,815 |
SH |
|
DFND |
1 2 3 |
11,815 |
0 |
0 |
VERINT SYS INC |
COM |
92343X100 |
7 |
122 |
SH |
|
DFND |
1 2 3 |
122 |
0 |
0 |
WILLBROS GROUP INC DEL |
COM |
969203108 |
58 |
45,350 |
SH |
|
DFND |
1 2 3 4 |
45,350 |
0 |
0 |
WL ROSS HLDG CORP |
UNIT 06/11/2019 |
92939D203 |
1,953 |
171,730 |
SH |
|
DFND |
1 2 3 4 5 |
171,730 |
0 |
0 |
WL ROSS HLDG CORP |
UNIT 06/11/2019 |
92939D203 |
595 |
52,313 |
SH |
|
DFND |
1 2 3 4 |
52,313 |
0 |
0 |