Form 13F-HR DOW CHEMICAL CO /DE/ For: Sep 30
FREE Breaking News Alerts from StreetInsider.com!
StreetInsider.com Top Tickers, 4/19/2024
November 13, 2014 11:18 AM EST
The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
09-30-2014 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Dow Chemical Co /DE/ |
Address: |
2030 DOW CENTER |
|
|
|
MIDLAND
,
MI48674-2030
|
Form 13F File Number: |
028-00590 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Ronald C. Edmonds |
Title: |
Vice President & Controller |
Phone: |
989-636-5018 |
Signature, Place, and Date of Signing: |
/s/ Ronald C. Edmonds |
Midland
,
MI
|
11-13-2014 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
97 |
|
Form 13F Information Table Value Total: |
1,132,345 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ABBOTT LABS |
COM |
002824100 |
2,558 |
61,500 |
SH |
|
SOLE |
|
61,500 |
0 |
0 |
ABBVIE INC |
COM |
00287Y109 |
4,476 |
77,500 |
SH |
|
SOLE |
|
77,500 |
0 |
0 |
ABERCROMBIE & FITCH CO |
CL A |
002896207 |
1,345 |
37,000 |
SH |
|
SOLE |
|
37,000 |
0 |
0 |
ALLEGHENY TECHNOLOGIES INC |
COM |
01741R102 |
2,263 |
61,000 |
SH |
|
SOLE |
|
61,000 |
0 |
0 |
ALTERA CORP |
COM |
021441100 |
4,651 |
130,000 |
SH |
|
SOLE |
|
130,000 |
0 |
0 |
AMERICAN INTL GROUP INC |
COM NEW |
026874784 |
2,809 |
52,000 |
SH |
|
SOLE |
|
52,000 |
0 |
0 |
AMGEN INC |
COM |
031162100 |
6,672 |
47,500 |
SH |
|
SOLE |
|
47,500 |
0 |
0 |
AMICUS THERAPEUTICS INC |
COM |
03152W109 |
132 |
22,162 |
SH |
|
SOLE |
|
22,162 |
0 |
0 |
APPLE INC |
COM |
037833100 |
5,642 |
56,000 |
SH |
|
SOLE |
|
56,000 |
0 |
0 |
ARCHER DANIELS MIDLAND CO |
COM |
039483102 |
3,475 |
68,000 |
SH |
|
SOLE |
|
68,000 |
0 |
0 |
ARIAD PHARMACEUTICALS INC |
COM |
04033A100 |
378 |
70,000 |
SH |
|
SOLE |
|
70,000 |
0 |
0 |
AT&T INC |
COM |
00206R102 |
1,762 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
AUTODESK INC |
COM |
052769106 |
1,027 |
18,639 |
SH |
|
SOLE |
|
18,639 |
0 |
0 |
BANK AMER CORP |
COM |
060505104 |
7,843 |
460,000 |
SH |
|
SOLE |
|
460,000 |
0 |
0 |
BAXTER INTL INC |
COM |
071813109 |
4,665 |
65,000 |
SH |
|
SOLE |
|
65,000 |
0 |
0 |
BOSTON SCIENTIFIC CORP |
COM |
101137107 |
2,303 |
195,000 |
SH |
|
SOLE |
|
195,000 |
0 |
0 |
BROADCOM CORP |
CL A |
111320107 |
4,082 |
101,000 |
SH |
|
SOLE |
|
101,000 |
0 |
0 |
CISCO SYS INC |
COM |
17275R102 |
3,272 |
130,000 |
SH |
|
SOLE |
|
130,000 |
0 |
0 |
CITIGROUP INC |
COM NEW |
172967424 |
2,384 |
46,000 |
SH |
|
SOLE |
|
46,000 |
0 |
0 |
CITRIX SYS INC |
COM |
177376100 |
1,434 |
20,100 |
SH |
|
SOLE |
|
20,100 |
0 |
0 |
CME GROUP INC |
COM |
12572Q105 |
1,999 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
COLGATE PALMOLIVE CO |
COM |
194162103 |
652 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
CONSOL ENERGY INC |
COM |
20854P109 |
568 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
COOPER TIRE & RUBR CO |
COM |
216831107 |
287 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
CORNING INC |
COM |
219350105 |
2,015 |
104,180 |
SH |
|
SOLE |
|
104,180 |
0 |
0 |
CST BRANDS INC |
COM |
12646R105 |
1,889 |
52,554 |
SH |
|
SOLE |
|
52,554 |
0 |
0 |
DENBURY RES INC |
COM NEW |
247916208 |
1,804 |
120,000 |
SH |
|
SOLE |
|
120,000 |
0 |
0 |
DEVON ENERGY CORP NEW |
COM |
25179M103 |
818 |
12,000 |
SH |
|
SOLE |
|
12,000 |
0 |
0 |
EBAY INC |
COM |
278642103 |
1,133 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
EDWARDS LIFESCIENCES CORP |
COM |
28176E108 |
3,167 |
31,000 |
SH |
|
SOLE |
|
31,000 |
0 |
0 |
EMERSON ELEC CO |
COM |
291011104 |
782 |
12,500 |
SH |
|
SOLE |
|
12,500 |
0 |
0 |
ENTROPIC COMMUNICATIONS INC |
COM |
29384R105 |
815 |
306,444 |
SH |
|
SOLE |
|
306,444 |
0 |
0 |
FACEBOOK INC |
CL A |
30303M102 |
3,347 |
42,346 |
SH |
|
SOLE |
|
42,346 |
0 |
0 |
FLEXSHARES TR |
MORNSTAR UPSTR |
33939L407 |
14,740 |
428,500 |
SH |
|
SOLE |
|
428,500 |
0 |
0 |
GENERAL ELECTRIC CO |
COM |
369604103 |
4,074 |
159,000 |
SH |
|
SOLE |
|
159,000 |
0 |
0 |
GENERAL MTRS CO |
COM |
37045V100 |
4,219 |
132,100 |
SH |
|
SOLE |
|
132,100 |
0 |
0 |
GILEAD SCIENCES INC |
COM |
375558103 |
852 |
8,000 |
SH |
|
SOLE |
|
8,000 |
0 |
0 |
GOLDMAN SACHS GROUP INC |
COM |
38141G104 |
1,101 |
6,000 |
SH |
|
SOLE |
|
6,000 |
0 |
0 |
HARTFORD FINL SVCS GROUP INC |
CALL |
416515904 |
7 |
10,000 |
SH |
Call |
SOLE |
|
10,000 |
0 |
0 |
HARTFORD FINL SVCS GROUP INC |
COM |
416515104 |
2,608 |
70,000 |
SH |
|
SOLE |
|
70,000 |
0 |
0 |
ISHARES TR |
CORE S&P500 ETF |
464287200 |
82,161 |
414,412 |
SH |
|
SOLE |
|
414,412 |
0 |
0 |
ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
174,958 |
4,209,776 |
SH |
|
SOLE |
|
4,209,776 |
0 |
0 |
ISHARES TR |
RUS 1000 GRW ETF |
464287614 |
13,305 |
145,200 |
SH |
|
SOLE |
|
145,200 |
0 |
0 |
JOHNSON CTLS INC |
COM |
478366107 |
2,200 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
JPMORGAN CHASE & CO |
ALERIAN ML ETN |
46625H365 |
60,829 |
1,145,990 |
SH |
|
SOLE |
|
1,145,990 |
0 |
0 |
JUNIPER NETWORKS INC |
COM |
48203R104 |
3,898 |
176,000 |
SH |
|
SOLE |
|
176,000 |
0 |
0 |
KRAFT FOODS GROUP INC |
COM |
50076Q106 |
4,625 |
82,000 |
SH |
|
SOLE |
|
82,000 |
0 |
0 |
LENNAR CORP |
CL A |
526057104 |
2,264 |
58,300 |
SH |
|
SOLE |
|
58,300 |
0 |
0 |
LILLY ELI & CO |
COM |
532457108 |
778 |
12,000 |
SH |
|
SOLE |
|
12,000 |
0 |
0 |
MARATHON OIL CORP |
COM |
565849106 |
940 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
MERCK & CO INC NEW |
COM |
58933Y105 |
4,535 |
76,500 |
SH |
|
SOLE |
|
76,500 |
0 |
0 |
MICROSOFT CORP |
COM |
594918104 |
6,722 |
145,000 |
SH |
|
SOLE |
|
145,000 |
0 |
0 |
MONDELEZ INTL INC |
CL A |
609207105 |
959 |
28,000 |
SH |
|
SOLE |
|
28,000 |
0 |
0 |
MONSANTO CO NEW |
COM |
61166W101 |
225 |
2,000 |
SH |
|
SOLE |
|
2,000 |
0 |
0 |
MOSAIC CO NEW |
COM |
61945C103 |
888 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
NABORS INDUSTRIES LTD |
SHS |
G6359F103 |
432 |
19,000 |
SH |
|
SOLE |
|
19,000 |
0 |
0 |
NETAPP INC |
COM |
64110D104 |
3,866 |
90,000 |
SH |
|
SOLE |
|
90,000 |
0 |
0 |
NOBLE CORP PLC |
SHS USD |
G65431101 |
2,944 |
132,500 |
SH |
|
SOLE |
|
132,500 |
0 |
0 |
NOBLE ENERGY INC |
COM |
655044105 |
2,803 |
41,000 |
SH |
|
SOLE |
|
41,000 |
0 |
0 |
NUCOR CORP |
COM |
670346105 |
271 |
5,000 |
SH |
|
SOLE |
|
5,000 |
0 |
0 |
NVIDIA CORP |
COM |
67066G104 |
4,325 |
234,400 |
SH |
|
SOLE |
|
234,400 |
0 |
0 |
OCCIDENTAL PETE CORP DEL |
COM |
674599105 |
962 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
PETROLEO BRASILEIRO SA PETRO |
SPONSORED ADR |
71654V408 |
1,419 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
PFIZER INC |
COM |
717081103 |
591 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
PNC FINL SVCS GROUP INC |
COM |
693475105 |
1,968 |
23,000 |
SH |
|
SOLE |
|
23,000 |
0 |
0 |
POWERSHARES DB CMDTY IDX TRA |
UNIT BEN INT |
73935S105 |
14,977 |
645,000 |
SH |
|
SOLE |
|
645,000 |
0 |
0 |
PROCTER & GAMBLE CO |
COM |
742718109 |
5,108 |
61,000 |
SH |
|
SOLE |
|
61,000 |
0 |
0 |
RELYPSA INC |
COM |
759531106 |
1,474 |
69,899 |
SH |
|
SOLE |
|
69,899 |
0 |
0 |
RIVERBED TECHNOLOGY INC |
COM |
768573107 |
2,856 |
154,000 |
SH |
|
SOLE |
|
154,000 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI HEALTHCARE |
81369Y209 |
9,895 |
154,821 |
SH |
|
SOLE |
|
154,821 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI CONS STPLS |
81369Y308 |
8,656 |
191,876 |
SH |
|
SOLE |
|
191,876 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI CONS DISCR |
81369Y407 |
4,723 |
70,827 |
SH |
|
SOLE |
|
70,827 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-FINL |
81369Y605 |
30,615 |
1,321,303 |
SH |
|
SOLE |
|
1,321,303 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-INDS |
81369Y704 |
16,317 |
307,007 |
SH |
|
SOLE |
|
307,007 |
0 |
0 |
SELECT SECTOR SPDR TR |
TECHNOLOGY |
81369Y803 |
44,242 |
1,108,555 |
SH |
|
SOLE |
|
1,108,555 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-UTILS |
81369Y886 |
4,989 |
118,533 |
SH |
|
SOLE |
|
118,533 |
0 |
0 |
SELECT SECTOR SPDR TR |
PUT |
81369Y955 |
4 |
20,000 |
SH |
Put |
SOLE |
|
20,000 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-ENERGY |
81369Y506 |
8,621 |
95,131 |
SH |
|
SOLE |
|
95,131 |
0 |
0 |
SKYWORKS SOLUTIONS INC |
COM |
83088M102 |
3,425 |
59,000 |
SH |
|
SOLE |
|
59,000 |
0 |
0 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
403,461 |
2,047,816 |
SH |
|
SOLE |
|
2,047,816 |
0 |
0 |
SPLUNK INC |
COM |
848637104 |
554 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
SYMANTEC CORP |
COM |
871503108 |
663 |
28,200 |
SH |
|
SOLE |
|
28,200 |
0 |
0 |
TARGET CORP |
COM |
87612E106 |
1,692 |
27,000 |
SH |
|
SOLE |
|
27,000 |
0 |
0 |
TENET HEALTHCARE CORP |
COM NEW |
88033G407 |
2,673 |
45,000 |
SH |
|
SOLE |
|
45,000 |
0 |
0 |
TERADATA CORP DEL |
COM |
88076W103 |
3,123 |
74,500 |
SH |
|
SOLE |
|
74,500 |
0 |
0 |
TEXTRON INC |
COM |
883203101 |
2,876 |
79,900 |
SH |
|
SOLE |
|
79,900 |
0 |
0 |
TIME WARNER INC |
COM NEW |
887317303 |
2,497 |
33,205 |
SH |
|
SOLE |
|
33,205 |
0 |
0 |
UNITED STATES STL CORP NEW |
COM |
912909108 |
1,567 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
VANGUARD INDEX FDS |
REIT ETF |
922908553 |
29,171 |
406,000 |
SH |
|
SOLE |
|
406,000 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
27,154 |
651,022 |
SH |
|
SOLE |
|
651,022 |
0 |
0 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
2,999 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
VMWARE INC |
CL A COM |
928563402 |
3,003 |
32,000 |
SH |
|
SOLE |
|
32,000 |
0 |
0 |
WEATHERFORD INTL PLC |
ORD SHS |
G48833100 |
3,432 |
165,000 |
SH |
|
SOLE |
|
165,000 |
0 |
0 |
WHOLE FOODS MKT INC |
PUT |
966837956 |
31 |
26,600 |
SH |
Put |
SOLE |
|
26,600 |
0 |
0 |
WHOLE FOODS MKT INC |
CALL |
966837906 |
29 |
30,000 |
SH |
Call |
SOLE |
|
30,000 |
0 |
0 |
WHOLE FOODS MKT INC |
COM |
966837106 |
1,906 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
YAHOO INC |
COM |
984332106 |
693 |
17,000 |
SH |
|
SOLE |
|
17,000 |
0 |
0 |