Form 13F-HR DOW CHEMICAL CO /DE/ For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
06-30-2015 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
Dow Chemical Co /DE/ |
| Address: |
2030 DOW CENTER |
|
|
|
MIDLAND
,
MI48674-2030
|
| Form 13F File Number: |
028-00590 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Ronald C. Edmonds |
| Title: |
Vice President & Controller |
| Phone: |
989-636-5018 |
| Signature, Place, and Date of Signing: |
| /s/ Ronald C. Edmonds |
Midland
,
MI
|
08-12-2015 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
106 |
|
Form 13F Information Table Value Total: |
1,090,266 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ABBOTT LABS |
COM |
002824100 |
3,018 |
61,500 |
SH |
|
SOLE |
|
61,500 |
0 |
0 |
| ABBVIE INC |
COM |
00287Y109 |
3,863 |
57,500 |
SH |
|
SOLE |
|
57,500 |
0 |
0 |
| AMERICAN EXPRESS CO |
COM |
025816109 |
2,642 |
34,000 |
SH |
|
SOLE |
|
34,000 |
0 |
0 |
| AMERICAN INTL GROUP INC |
COM NEW |
026874784 |
3,215 |
52,000 |
SH |
|
SOLE |
|
52,000 |
0 |
0 |
| AMGEN INC |
COM |
031162100 |
1,075 |
7,000 |
SH |
|
SOLE |
|
7,000 |
0 |
0 |
| APPLE INC |
COM |
037833100 |
5,770 |
46,000 |
SH |
|
SOLE |
|
46,000 |
0 |
0 |
| APPLIED MATLS INC |
COM |
038222105 |
2,403 |
125,000 |
SH |
|
SOLE |
|
125,000 |
0 |
0 |
| ARIAD PHARMACEUTICALS INC |
COM |
04033A100 |
414 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
| AT&T INC |
COM |
00206R102 |
3,197 |
90,000 |
SH |
|
SOLE |
|
90,000 |
0 |
0 |
| B/E AEROSPACE INC |
COM |
073302101 |
2,416 |
44,000 |
SH |
|
SOLE |
|
44,000 |
0 |
0 |
| BAKER HUGHES INC |
COM |
057224107 |
1,172 |
19,000 |
SH |
|
SOLE |
|
19,000 |
0 |
0 |
| BANK AMER CORP |
CALL |
060505904 |
12 |
45,000 |
SH |
Call |
SOLE |
|
45,000 |
0 |
0 |
| BANK AMER CORP |
PUT |
060505954 |
38 |
10,000 |
SH |
Put |
SOLE |
|
10,000 |
0 |
0 |
| BANK AMER CORP |
COM |
060505104 |
4,681 |
275,000 |
SH |
|
SOLE |
|
275,000 |
0 |
0 |
| BAXTER INTL INC |
COM |
071813109 |
4,056 |
58,000 |
SH |
|
SOLE |
|
58,000 |
0 |
0 |
| BORGWARNER INC |
COM |
099724106 |
909 |
16,000 |
SH |
|
SOLE |
|
16,000 |
0 |
0 |
| BOSTON SCIENTIFIC CORP |
COM |
101137107 |
4,850 |
274,000 |
SH |
|
SOLE |
|
274,000 |
0 |
0 |
| BOX INC |
CL A |
10316T104 |
466 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
| BRISTOL MYERS SQUIBB CO |
COM |
110122108 |
4,791 |
72,000 |
SH |
|
SOLE |
|
72,000 |
0 |
0 |
| CBS CORP NEW |
CL B |
124857202 |
999 |
18,000 |
SH |
|
SOLE |
|
18,000 |
0 |
0 |
| CERNER CORP |
COM |
156782104 |
1,968 |
28,500 |
SH |
|
SOLE |
|
28,500 |
0 |
0 |
| CIGNA CORPORATION |
COM |
125509109 |
810 |
5,000 |
SH |
|
SOLE |
|
5,000 |
0 |
0 |
| CISCO SYS INC |
COM |
17275R102 |
5,876 |
214,000 |
SH |
|
SOLE |
|
214,000 |
0 |
0 |
| CITIGROUP INC |
COM NEW |
172967424 |
608 |
11,000 |
SH |
|
SOLE |
|
11,000 |
0 |
0 |
| CME GROUP INC |
COM |
12572Q105 |
3,443 |
37,000 |
SH |
|
SOLE |
|
37,000 |
0 |
0 |
| COACH INC |
COM |
189754104 |
865 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
| COMERICA INC |
COM |
200340107 |
462 |
9,000 |
SH |
|
SOLE |
|
9,000 |
0 |
0 |
| CORNING INC |
COM |
219350105 |
1,365 |
69,180 |
SH |
|
SOLE |
|
69,180 |
0 |
0 |
| DISCOVER FINL SVCS |
COM |
254709108 |
1,556 |
27,000 |
SH |
|
SOLE |
|
27,000 |
0 |
0 |
| EATON CORP PLC |
SHS |
G29183103 |
2,700 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
| EBAY INC |
COM |
278642103 |
6,024 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
| EMERSON ELEC CO |
COM |
291011104 |
1,164 |
21,000 |
SH |
|
SOLE |
|
21,000 |
0 |
0 |
| F M C CORP |
COM NEW |
302491303 |
946 |
18,000 |
SH |
|
SOLE |
|
18,000 |
0 |
0 |
| FACEBOOK INC |
CL A |
30303M102 |
3,632 |
42,346 |
SH |
|
SOLE |
|
42,346 |
0 |
0 |
| FLEXSHARES TR |
MORNSTAR UPSTR |
33939L407 |
12,752 |
428,500 |
SH |
|
SOLE |
|
428,500 |
0 |
0 |
| FORD MTR CO DEL |
COM PAR $0.01 |
345370860 |
1,801 |
120,000 |
SH |
|
SOLE |
|
120,000 |
0 |
0 |
| GAP INC DEL |
COM |
364760108 |
611 |
16,000 |
SH |
|
SOLE |
|
16,000 |
0 |
0 |
| GENERAL ELECTRIC CO |
COM |
369604103 |
6,244 |
235,000 |
SH |
|
SOLE |
|
235,000 |
0 |
0 |
| GENERAL MLS INC |
COM |
370334104 |
669 |
12,000 |
SH |
|
SOLE |
|
12,000 |
0 |
0 |
| GENERAL MTRS CO |
COM |
37045V100 |
6,019 |
180,600 |
SH |
|
SOLE |
|
180,600 |
0 |
0 |
| GILEAD SCIENCES INC |
COM |
375558103 |
937 |
8,000 |
SH |
|
SOLE |
|
8,000 |
0 |
0 |
| GOOGLE INC |
CL A |
38259P508 |
2,160 |
4,000 |
SH |
|
SOLE |
|
4,000 |
0 |
0 |
| HARTFORD FINL SVCS GROUP INC |
COM |
416515104 |
4,032 |
97,000 |
SH |
|
SOLE |
|
97,000 |
0 |
0 |
| ISHARES |
MSCI WORLD ETF |
464286392 |
40,972 |
567,486 |
SH |
|
SOLE |
|
567,486 |
0 |
0 |
| ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
156,171 |
3,941,729 |
SH |
|
SOLE |
|
3,941,729 |
0 |
0 |
| ISHARES TR |
CORE S&P500 ETF |
464287200 |
135,607 |
654,412 |
SH |
|
SOLE |
|
654,412 |
0 |
0 |
| ISHARES TR |
RUS 1000 GRW ETF |
464287614 |
14,376 |
145,200 |
SH |
|
SOLE |
|
145,200 |
0 |
0 |
| JOHNSON & JOHNSON |
COM |
478160104 |
390 |
4,000 |
SH |
|
SOLE |
|
4,000 |
0 |
0 |
| JOHNSON CTLS INC |
COM |
478366107 |
4,953 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
| JPMORGAN CHASE & CO |
ALERIAN ML ETN |
46625H365 |
64,710 |
1,634,090 |
SH |
|
SOLE |
|
1,634,090 |
0 |
0 |
| JUNIPER NETWORKS INC |
COM |
48203R104 |
4,934 |
190,000 |
SH |
|
SOLE |
|
190,000 |
0 |
0 |
| LENNAR CORP |
CL A |
526057104 |
2,976 |
58,300 |
SH |
|
SOLE |
|
58,300 |
0 |
0 |
| MARKET VECTORS ETF TR |
OIL SVCS ETF |
57060U191 |
4,537 |
130,000 |
SH |
|
SOLE |
|
130,000 |
0 |
0 |
| MERCK & CO INC NEW |
COM |
58933Y105 |
4,811 |
84,500 |
SH |
|
SOLE |
|
84,500 |
0 |
0 |
| MICROSOFT CORP |
COM |
594918104 |
1,987 |
45,000 |
SH |
|
SOLE |
|
45,000 |
0 |
0 |
| MONDELEZ INTL INC |
CL A |
609207105 |
2,304 |
56,000 |
SH |
|
SOLE |
|
56,000 |
0 |
0 |
| MOTOROLA SOLUTIONS INC |
COM NEW |
620076307 |
287 |
5,000 |
SH |
|
SOLE |
|
5,000 |
0 |
0 |
| NABORS INDUSTRIES LTD |
SHS |
G6359F103 |
1,371 |
95,000 |
SH |
|
SOLE |
|
95,000 |
0 |
0 |
| NATIONAL OILWELL VARCO INC |
COM |
637071101 |
1,690 |
35,000 |
SH |
|
SOLE |
|
35,000 |
0 |
0 |
| NETAPP INC |
COM |
64110D104 |
2,017 |
63,900 |
SH |
|
SOLE |
|
63,900 |
0 |
0 |
| NOBLE ENERGY INC |
COM |
655044105 |
896 |
21,000 |
SH |
|
SOLE |
|
21,000 |
0 |
0 |
| NVIDIA CORP |
COM |
67066G104 |
2,011 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
| ORACLE CORP |
COM |
68389X105 |
2,620 |
65,000 |
SH |
|
SOLE |
|
65,000 |
0 |
0 |
| PFIZER INC |
COM |
717081103 |
671 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
| PHILLIPS 66 |
COM |
718546104 |
806 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
| PNC FINL SVCS GROUP INC |
COM |
693475105 |
1,913 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
| POWERSHARES DB CMDTY IDX TRA |
UNIT BEN INT |
73935S105 |
14,003 |
777,950 |
SH |
|
SOLE |
|
777,950 |
0 |
0 |
| PROCTER & GAMBLE CO |
COM |
742718109 |
4,460 |
57,000 |
SH |
|
SOLE |
|
57,000 |
0 |
0 |
| PROCTER & GAMBLE CO |
CALL |
742718909 |
1 |
30,000 |
SH |
Call |
SOLE |
|
30,000 |
0 |
0 |
| QUALCOMM INC |
COM |
747525103 |
1,534 |
24,500 |
SH |
|
SOLE |
|
24,500 |
0 |
0 |
| RALPH LAUREN CORP |
CL A |
751212101 |
1,032 |
7,800 |
SH |
|
SOLE |
|
7,800 |
0 |
0 |
| REGIONS FINL CORP NEW |
COM |
7591EP100 |
1,399 |
135,000 |
SH |
|
SOLE |
|
135,000 |
0 |
0 |
| RELYPSA INC |
COM |
759531106 |
344 |
10,399 |
SH |
|
SOLE |
|
10,399 |
0 |
0 |
| ROCKWELL COLLINS INC |
COM |
774341101 |
2,771 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI HEALTHCARE |
81369Y209 |
19,298 |
259,422 |
SH |
|
SOLE |
|
259,422 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI CONS STPLS |
81369Y308 |
11,106 |
233,309 |
SH |
|
SOLE |
|
233,309 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI CONS DISCR |
81369Y407 |
11,927 |
155,949 |
SH |
|
SOLE |
|
155,949 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI INT-FINL |
81369Y605 |
38,431 |
1,576,314 |
SH |
|
SOLE |
|
1,576,314 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI INT-INDS |
81369Y704 |
9,567 |
176,977 |
SH |
|
SOLE |
|
176,977 |
0 |
0 |
| SELECT SECTOR SPDR TR |
TECHNOLOGY |
81369Y803 |
10,313 |
249,117 |
SH |
|
SOLE |
|
249,117 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI INT-UTILS |
81369Y886 |
13,867 |
334,458 |
SH |
|
SOLE |
|
334,458 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI INT-ENERGY |
81369Y506 |
8,697 |
115,713 |
SH |
|
SOLE |
|
115,713 |
0 |
0 |
| SELECT SECTOR SPDR TR |
SBI MATERIALS |
81369Y100 |
3,105 |
64,164 |
SH |
|
SOLE |
|
64,164 |
0 |
0 |
| SMITH & NEPHEW PLC |
SPDN ADR NEW |
83175M205 |
4,108 |
121,000 |
SH |
|
SOLE |
|
121,000 |
0 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
223,552 |
1,085,993 |
SH |
|
SOLE |
|
1,085,993 |
0 |
0 |
| STARBUCKS CORP |
COM |
855244109 |
4,075 |
76,000 |
SH |
|
SOLE |
|
76,000 |
0 |
0 |
| STRYKER CORP |
COM |
863667101 |
2,370 |
24,800 |
SH |
|
SOLE |
|
24,800 |
0 |
0 |
| SYMANTEC CORP |
COM |
871503108 |
446 |
19,200 |
SH |
|
SOLE |
|
19,200 |
0 |
0 |
| TARGET CORP |
COM |
87612E106 |
2,122 |
26,000 |
SH |
|
SOLE |
|
26,000 |
0 |
0 |
| TENET HEALTHCARE CORP |
COM NEW |
88033G407 |
2,315 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
| TERADATA CORP DEL |
COM |
88076W103 |
1,906 |
51,500 |
SH |
|
SOLE |
|
51,500 |
0 |
0 |
| TEXTRON INC |
COM |
883203101 |
2,008 |
45,000 |
SH |
|
SOLE |
|
45,000 |
0 |
0 |
| TIME WARNER INC |
COM NEW |
887317303 |
5,594 |
64,000 |
SH |
|
SOLE |
|
64,000 |
0 |
0 |
| TOLL BROTHERS INC |
COM |
889478103 |
2,100 |
55,000 |
SH |
|
SOLE |
|
55,000 |
0 |
0 |
| TWITTER INC |
COM |
90184L102 |
2,173 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
| UNITED PARCEL SERVICE INC |
CL B |
911312106 |
2,520 |
26,000 |
SH |
|
SOLE |
|
26,000 |
0 |
0 |
| UNITED STATES STL CORP NEW |
COM |
912909108 |
619 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
| VANGUARD INDEX FDS |
REIT ETF |
922908553 |
22,900 |
306,600 |
SH |
|
SOLE |
|
306,600 |
0 |
0 |
| VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
26,614 |
651,022 |
SH |
|
SOLE |
|
651,022 |
0 |
0 |
| VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
2,797 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
| VMWARE INC |
CL A COM |
928563402 |
1,278 |
14,900 |
SH |
|
SOLE |
|
14,900 |
0 |
0 |
| WEATHERFORD INTL PLC |
ORD SHS |
G48833100 |
920 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
| WHOLE FOODS MKT INC |
COM |
966837106 |
2,130 |
54,000 |
SH |
|
SOLE |
|
54,000 |
0 |
0 |
| XILINX INC |
COM |
983919101 |
1,016 |
23,000 |
SH |
|
SOLE |
|
23,000 |
0 |
0 |
| YAHOO INC |
COM |
984332106 |
471 |
12,000 |
SH |
|
SOLE |
|
12,000 |
0 |
0 |
| PFENEX INC |
COM |
717071104 |
54,736 |
2,821,428 |
SH |
|
SOLE |
|
2,821,428 |
0 |
0 |
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