Form NSAR-A American Funds Retiremen For: Apr 30
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E-mailPAGE 1 000 A000000 04/30/2016 000 C000000 0001640102 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 AMERICAN FUNDS RETIREMENT INCOME PORT SERIES 001 B000000 811-23053 001 C000000 2134869200 002 A000000 6455 IRVINE CENTER DRIVE 002 B000000 IRVINE 002 C000000 CA 002 D010000 92618 003 000000 Y 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 RETIREMENT INCOME PORTFOLIO - CONSERVATIVE 007 C030100 N 007 C010200 2 007 C020200 RETIREMENT INCOME PORTFOLIO - MODERATE 007 C030200 N 007 C010300 3 007 C020300 RETIREMENT INCOME PORTFOLIO - ENHANCED 007 C030300 N 008 A00AA01 CAPITAL RESEARCH AND MANAGEMENT COMPANY 008 B00AA01 A 008 C00AA01 801-8055 008 D01AA01 LOS ANGELES 008 D02AA01 CA 008 D03AA01 90071 011 A00AA01 AMERICAN FUNDS DISTRIBUTORS, INC. 011 B00AA01 8-17168 011 C01AA01 LOS ANGELES 011 C02AA01 CA 011 C03AA01 90071 012 A00AA01 AMERICAN FUNDS SERVICE COMPANY 012 B00AA01 84-00316 012 C01AA01 IRVINE 012 C02AA01 CA 012 C03AA01 92618 013 A00AA01 DELOITTE AND TOUCHE LLP 013 B01AA01 COSTA MESA 013 B02AA01 CA 013 B03AA01 92626 PAGE 2 015 A00AA01 BANK OF NEW YORK MELLON 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10286 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 96 019 C00AA00 CRMCFNDGRP 021 000000 0 023 C000000 0 023 D000000 0 024 00AA00 N 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010100 10769 028 A020100 0 028 A030100 0 028 A040100 107 028 B010100 10365 028 B020100 204 028 B030100 0 028 B040100 130 028 C010100 14369 028 C020100 0 028 C030100 0 028 C040100 1261 028 D010100 14828 028 D020100 0 028 D030100 0 028 D040100 385 028 E010100 16360 028 E020100 294 028 E030100 0 028 E040100 347 028 F010100 22649 028 F020100 0 028 F030100 0 028 F040100 710 028 G010100 89340 028 G020100 498 028 G030100 0 PAGE 3 028 G040100 2940 028 H000100 20153 028 A010200 20748 028 A020200 0 028 A030200 0 028 A040200 158 028 B010200 22595 028 B020200 414 028 B030200 0 028 B040200 346 028 C010200 16434 028 C020200 0 028 C030200 0 028 C040200 1491 028 D010200 19958 028 D020200 0 028 D030200 0 028 D040200 746 028 E010200 30153 028 E020200 570 028 E030200 0 028 E040200 868 028 F010200 30638 028 F020200 0 028 F030200 0 028 F040200 1301 028 G010200 140526 028 G020200 984 028 G030200 0 028 G040200 4910 028 H000200 43581 028 A010300 25928 028 A020300 0 028 A030300 0 028 A040300 253 028 B010300 31791 028 B020300 531 028 B030300 0 028 B040300 1211 028 C010300 17087 028 C020300 0 028 C030300 0 028 C040300 2879 028 D010300 17564 028 D020300 0 028 D030300 0 028 D040300 7696 028 E010300 16286 028 E020300 659 028 E030300 0 028 E040300 1497 PAGE 4 028 F010300 21312 028 F020300 0 028 F030300 0 028 F040300 1164 028 G010300 129968 028 G020300 1190 028 G030300 0 028 G040300 14700 028 H000300 42214 029 000100 Y 029 000200 Y 029 000300 Y 030 A000100 660 030 B000100 5.75 030 C000100 0.00 030 A000200 1368 030 B000200 5.75 030 C000200 0.00 030 A000300 1230 030 B000300 5.75 030 C000300 0.00 031 A000100 127 031 B000100 0 031 A000200 265 031 B000200 0 031 A000300 244 031 B000300 0 032 000100 533 032 000200 1103 032 000300 986 033 000100 0 033 000200 0 033 000300 0 034 000100 Y 034 000200 Y 034 000300 Y 035 000100 9 035 000200 1 035 000300 2 036 A000100 N 036 B000100 9 036 A000200 N 036 B000200 0 036 A000300 N 036 B000300 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 Y 041 00AA00 Y 042 A000100 0 PAGE 5 042 B000100 0 042 C000100 3 042 D000100 97 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000200 0 042 B000200 0 042 C000200 5 042 D000200 95 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000300 0 042 B000300 0 042 C000300 3 042 D000300 97 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000100 97 043 000200 149 043 000300 158 044 000100 0 044 000200 0 044 000300 0 045 00AA00 Y 046 00AA00 N 047 00AA00 Y 048 00AA00 0.100 048 A01AA00 0 048 A02AA00 0.000 048 B01AA00 0 048 B02AA00 0.000 048 C01AA00 0 048 C02AA00 0.000 048 D01AA00 0 048 D02AA00 0.000 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 048 I02AA00 0.000 PAGE 6 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 0 048 K02AA00 0.000 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 250 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 PAGE 7 062 Q00AA00 0.0 062 R00AA00 0.0 063 A000100 0 063 B000100 0.0 063 A000200 0 063 B000200 0.0 063 A000300 0 063 B000300 0.0 066 A00AA00 Y 066 B00AA00 N 066 C00AA00 N 066 D00AA00 N 066 E00AA00 Y 066 F00AA00 N 066 G00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 N 070 A01AA00 Y 070 A02AA00 N 070 B01AA00 Y 070 B02AA00 N 070 C01AA00 Y 070 C02AA00 N 070 D01AA00 Y 070 D02AA00 N 070 E01AA00 Y 070 E02AA00 N 070 F01AA00 Y 070 F02AA00 N 070 G01AA00 Y 070 G02AA00 N 070 H01AA00 Y 070 H02AA00 N 070 I01AA00 Y 070 I02AA00 N 070 J01AA00 Y 070 J02AA00 N 070 K01AA00 Y 070 K02AA00 Y 070 L01AA00 Y 070 L02AA00 N 070 M01AA00 Y 070 M02AA00 N 070 N01AA00 Y 070 N02AA00 N 070 O01AA00 Y 070 O02AA00 N 070 P01AA00 Y 070 P02AA00 N PAGE 8 070 Q01AA00 Y 070 Q02AA00 N 070 R01AA00 Y 070 R02AA00 N 071 A000100 87239 071 B000100 0 071 C000100 50124 071 D000100 0 071 A000200 137363 071 B000200 0 071 C000200 81081 071 D000200 0 071 A000300 119212 071 B000300 0 071 C000300 89049 071 D000300 0 072 A000100 6 072 B000100 0 072 C000100 590 072 D000100 0 072 E000100 0 072 F000100 4 072 G000100 0 072 H000100 0 072 I000100 9 072 J000100 6 072 K000100 0 072 L000100 3 072 M000100 0 072 N000100 84 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 1 072 S000100 0 072 T000100 96 072 U000100 0 072 V000100 0 072 W000100 1 072 X000100 204 072 Y000100 88 072 Z000100 474 072AA000100 340 072BB000100 0 072CC010100 2011 072CC020100 0 072DD010100 501 072DD020100 1 072EE000100 0 072 A000200 6 072 B000200 0 PAGE 9 072 C000200 1107 072 D000200 0 072 E000200 0 072 F000200 7 072 G000200 0 072 H000200 0 072 I000200 15 072 J000200 6 072 K000200 0 072 L000200 4 072 M000200 0 072 N000200 81 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 1 072 S000200 0 072 T000200 149 072 U000200 0 072 V000200 0 072 W000200 3 072 X000200 266 072 Y000200 85 072 Z000200 926 072AA000200 786 072BB000200 0 072CC010200 3054 072CC020200 0 072DD010200 997 072DD020200 2 072EE000200 0 072 A000300 6 072 B000300 0 072 C000300 1384 072 D000300 0 072 E000300 0 072 F000300 9 072 G000300 0 072 H000300 0 072 I000300 19 072 J000300 6 072 K000300 0 072 L000300 5 072 M000300 0 072 N000300 88 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 2 072 S000300 0 072 T000300 158 PAGE 10 072 U000300 0 072 V000300 0 072 W000300 4 072 X000300 291 072 Y000300 92 072 Z000300 1185 072AA000300 1168 072BB000300 0 072CC010300 2506 072CC020300 0 072DD010300 1201 072DD020300 3 072EE000300 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000100 0 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 100918 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 1174 074 M000100 0 074 N000100 102092 074 O000100 1166 074 P000100 33 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 8 074 S000100 0 074 T000100 100885 074 U010100 9652 074 U020100 102 074 V010100 0.00 PAGE 11 074 V020100 0.00 074 W000100 0.0000 074 X000100 1646 074 Y000100 0 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 157789 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 0 074 L000200 499 074 M000200 0 074 N000200 158288 074 O000200 370 074 P000200 45 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 138 074 S000200 0 074 T000200 157735 074 U010200 15183 074 U020200 13 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 2089 074 Y000200 0 074 A000300 0 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 145355 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 0 074 K000300 0 074 L000300 873 074 M000300 0 074 N000300 146228 074 O000300 804 074 P000300 41 074 Q000300 0 PAGE 12 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 69 074 S000300 0 074 T000300 145314 074 U010300 13884 074 U020300 43 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 2270 074 Y000300 0 075 A000100 0 075 B000100 50108 075 A000200 0 075 B000200 81056 075 A000300 0 075 B000300 88952 076 000100 0.00 076 000200 0.00 076 000300 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 PAGE 13 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE STEVEN I KOSZALKA TITLE SECRETARY
| American Funds Retirement Income Portfolio - Conservative | |
| April 30, 2016 | |
| Because the electronic format for filing Form N-SAR does not provide adequate space for responding to Items 72DD1 and 72DD2, 73A1 and 73A2, 74U1 and74U2, and 74V1 and 74V2 complete answers are as follows: |
|
| Item 72DD1 and 72DD2 | |
| Total income dividends for which record date passed during the period | |
| Share Class | Total Income Dividends (000's omitted) |
| Class A | $398 |
| Class B* | $- |
| Class C | $71 |
| Class F-1 | $13 |
| Class F-2 | $19 |
| Total | $501 |
| Class R-1 | $1 |
| Class R-2* | $- |
| Class R-2E* | $- |
| Class R-3* | $- |
| Class R-4* | $- |
| Class R-5* | $- |
| Class R-5E* | $- |
| Class R-6* | $- |
| Total | $1 |
| Item 73 A1 and 73A2 | |
| Distributions per share for which record date passed during the period | |
| Share Class | Dividends from Net Investment Income |
| Class A | $0.1100 |
| Class B | $0.0800 |
| Class C | $0.0900 |
| Class F-1 | $0.1100 |
| Class F-2 | $0.1200 |
| Class R-1 | $0.1000 |
| Class R-2 | $0.1100 |
| Class R-2E | $0.1100 |
| Class R-3 | $0.1100 |
| Class R-4 | $0.1100 |
| Class R-5 | $0.1100 |
| Class R-5E | $0.1200 |
| Class R-6 | $0.1100 |
| Item 74U1 and 74U2 | |
| Number of shares outstanding | |
| Share Class | Shares Outstanding (000's omitted) |
| Class A | 7,473 |
| Class B | 14 |
| Class C | 1,524 |
| Class F-1 | 243 |
| Class F-2 | 398 |
| Total | 9,652 |
| Class R-1 | 11 |
| Class R-2 | 2 |
| Class R-2E | 1 |
| Class R-3 | 82 |
| Class R-4 | 3 |
| Class R-5 | 1 |
| Class R-5E | 1 |
| Class R-6 | 1 |
| Total | 102 |
| Item 74V1 and 74V2 | |
| Net asset value per share (to nearest cent) | |
| Share Class | Net Asset Value Per Share |
| Class A | $10.35 |
| Class B | $10.35 |
| Class C | $10.32 |
| Class F-1 | $10.35 |
| Class F-2 | $10.35 |
| Class R-1 | $10.34 |
| Class R-2 | $10.35 |
| Class R-2E | $10.36 |
| Class R-3 | $10.36 |
| Class R-4 | $10.35 |
| Class R-5 | $10.36 |
| Class R-5E | $10.35 |
| Class R-6 | $10.36 |
| *Amount less than one thousand. |
| American Funds Retirement Income Portfolio - Moderate | |
| April 30, 2016 | |
| Because the electronic format for filing Form N-SAR does not provide adequate space for responding to Items 72DD1 and 72DD2, 73A1 and 73A2, 74U1 and74U2, and 74V1 and 74V2 complete answers are as follows: |
|
| Item 72DD1 and 72DD2 | |
| Total income dividends for which record date passed during the period | |
| Share Class | Total Income Dividends (000's omitted) |
| Class A | $833 |
| Class B* | $- |
| Class C | $103 |
| Class F-1 | $26 |
| Class F-2 | $35 |
| Total | $997 |
| Class R-1 | $1 |
| Class R-2* | $- |
| Class R-2E* | $- |
| Class R-3* | $- |
| Class R-4 | $1 |
| Class R-5* | $- |
| Class R-5E* | $- |
| Class R-6* | $- |
| Total | $2 |
| Item 73 A1 and 73A2 | |
| Distributions per share for which record date passed during the period | |
| Share Class | Dividends from Net Investment Income |
| Class A | $0.1200 |
| Class B | $0.0900 |
| Class C | $0.1000 |
| Class F-1 | $0.1200 |
| Class F-2 | $0.1300 |
| Class R-1 | $0.1000 |
| Class R-2 | $0.1200 |
| Class R-2E | $0.1200 |
| Class R-3 | $0.1200 |
| Class R-4 | $0.1200 |
| Class R-5 | $0.1200 |
| Class R-5E | $0.1300 |
| Class R-6 | $0.1200 |
| Item 74U1 and 74U2 | |
| Number of shares outstanding | |
| Share Class | Shares Outstanding (000's omitted) |
| Class A | 12,496 |
| Class B | 4 |
| Class C | 1,800 |
| Class F-1 | 341 |
| Class F-2 | 542 |
| Total | 15,183 |
| Class R-1 | 4 |
| Class R-2 | 1 |
| Class R-2E | 1 |
| Class R-3 | 1 |
| Class R-4 | 3 |
| Class R-5 | 1 |
| Class R-5E | 1 |
| Class R-6 | 1 |
| Total | 13 |
| Item 74V1 and 74V2 | |
| Net asset value per share (to nearest cent) | |
| Share Class | Net Asset Value Per Share |
| Class A | $10.38 |
| Class B | $10.40 |
| Class C | $10.36 |
| Class F-1 | $10.38 |
| Class F-2 | $10.39 |
| Class R-1 | $10.38 |
| Class R-2 | $10.39 |
| Class R-2E | $10.40 |
| Class R-3 | $10.40 |
| Class R-4 | $10.39 |
| Class R-5 | $10.39 |
| Class R-5E | $10.38 |
| Class R-6 | $10.39 |
| *Amount less than one thousand. |
| American Funds Retirement Income Portfolio - Enhanced | |
| April 30, 2016 | |
| Because the electronic format for filing Form N-SAR does not provide adequate space for responding to Items 72DD1 and 72DD2, 73A1 and 73A2, 74U1 and74U2, and 74V1 and 74V2, complete answers are as follows: |
|
| Item 72DD1 and 72DD2 | |
| Total income dividends for which record date passed during the period | |
| Share Class | Total Income Dividends (000's omitted) |
| Class A | $931 |
| Class B* | $- |
| Class C | $120 |
| Class F-1 | $49 |
| Class F-2 | $101 |
| Total | $1,201 |
| Class R-1* | $- |
| Class R-2 | $1 |
| Class R-2E* | $- |
| Class R-3 | $2 |
| Class R-4* | $- |
| Class R-5* | $- |
| Class R-5E* | $- |
| Class R-6* | $- |
| Total | $3 |
| Item 73 A1 and 73A2 | |
| Distributions per share for which record date passed during the period | |
| Share Class | Dividends from Net Investment Income |
| Class A | $0.1300 |
| Class B | $0.0700 |
| Class C | $0.1100 |
| Class F-1 | $0.1300 |
| Class F-2 | $0.1400 |
| Class R-1 | $0.1300 |
| Class R-2 | $0.1200 |
| Class R-2E | $0.1300 |
| Class R-3 | $0.1300 |
| Class R-4 | $0.1300 |
| Class R-5 | $0.1300 |
| Class R-5E | $0.1400 |
| Class R-6 | $0.1300 |
| Item 74U1 and 74U2 | |
| Number of shares outstanding | |
| Share Class | Shares Outstanding (000's omitted) |
| Class A | 10,597 |
| Class B | 1 |
| Class C | 1,485 |
| Class F-1 | 667 |
| Class F-2 | 1,134 |
| Total | 13,884 |
| Class R-1 | 1 |
| Class R-2 | 2 |
| Class R-2E | 1 |
| Class R-3 | 25 |
| Class R-4 | 11 |
| Class R-5 | 1 |
| Class R-5E | 1 |
| Class R-6 | 1 |
| Total | 43 |
| Item 74V1 and 74V2 | |
| Net asset value per share (to nearest cent) | |
| Share Class | Net Asset Value Per Share |
| Class A | $10.44 |
| Class B | $10.48 |
| Class C | $10.41 |
| Class F-1 | $10.44 |
| Class F-2 | $10.44 |
| Class R-1 | $10.45 |
| Class R-2 | $10.42 |
| Class R-2E | $10.45 |
| Class R-3 | $10.43 |
| Class R-4 | $10.44 |
| Class R-5 | $10.44 |
| Class R-5E | $10.44 |
| Class R-6 | $10.44 |
| * Amount less than one thousand |
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