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Form N-MFP1 VANGUARD NEW YORK TAX-FR For: Jun 30

July 8, 2016 5:32 PM EDT


  
    N-MFP1
    
      
        
          0000788599
          XXXXXXXX
        
      
      
      
    
  
  
    
      2016-06-30
      0000788599
      G4528JUXYSF6QL6F4092
      S000002906
      1
      N
      N
    
    
      033-02908
      
        The Vanguard Group, Inc.
        801-11953
      
      
        PRICEWATERHOUSECOOPERS LLC
        Philadelphia
        PA
      
      
        The Vanguard Group, Inc.
      
      
        The Vanguard Group, Inc.
        0000735286
        084-00772
      
      N
      N
      N
      Single State
      N
      19
      21
      
        1666352741.01
        1708755603.79
        1704428514.72
        1829905735.04
        0.00
      
      
        0.8122
        0.8295
        0.8384
        0.9023
        0.0000
      
      2662449.55
      2039295108.87
      2039249990.12
      10167704.80
      57871434.60
      1994253828.62
      1994006096.4500
      1.0000
      0.0045
      
        1.0001
        1.0001
        1.0001
        1.0001
        0.0000
      
    
    
      C000007971
      3000.00
      1994253828.62
      1994006096.4500
      
        1.0001
        1.0001
        1.0001
        1.0001
        0.0000
      
      
        15763099.15
        13057741.66
      
      
        14619024.49
        19355882.84
      
      
        21214705.41
        21387304.47
      
      
        13325757.93
        30243091.55
      
      
        0.00
        0.00
      
      
        74130505.61
        105625214.52
      
      0.0029
      N
    
    
      ALBANY INDUSTRIAL DEVELOPMENT AGENCY (NY)
      Albany NY Industrial Development Agency Civic Facility Revenue (CHF Holland Suites LLC Project) VRDO 0.420000%
      012440HR7
      US012440HR70
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2037-06-01
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      9220000.00
      9220000.00
      0.0046
      N
      N
      Y
      N
    
    
      BABYLON, TOWN OF (NY)
      Babylon NY BAN 2.000000%
      05620PHL0
      US05620PHL04
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2016-07-01
      N
      N
      N
      0.0042
      14650586.00
      14650586.00
      0.0073
      N
      N
      Y
      N
    
    
      BUILD NYC RESOURCE CORP. (NY)
      New York City NY Build NYC Resource Corp. Revenue (Asia Society Project) VRDO 0.440000%
      12008EJF4
      549300GROJFKMNLWEK84
      US12008EJF43
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2045-04-01
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0044
      6000000.00
      6000000.00
      0.0030
      N
      N
      Y
      N
    
    
      COLUMBIA COUNTY CAPITAL RESOURCE CORP. (NY)
      Columbia County NY Capital Resource Corp. Civic Facility Revenue (Columbia Memorial Hospital Project) VRDO 0.460000%
      197505AA8
      US197505AA85
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2035-07-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      3400000.00
      3400000.00
      0.0017
      N
      N
      N
      N
    
    
      COLUMBIA COUNTY INDUSTRIAL DEVELOPMENT AGENCY (NY)
      Columbia County NY Industrial Development Agency Civic Facility Revenue (Columbia Memorial Hospital Project) VRDO 0.460000%
      197511AR9
      US197511AR96
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2033-07-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      3960000.00
      3960000.00
      0.0020
      N
      N
      N
      N
    
    
      DELAWARE COUNTY INDUSTRIAL DEVELOPMENT AGENCY (NY)
      Delaware Valley NY Industrial Development Authority Revenue (Delaware Valley Hospital) VRDO 0.460000%
      245867AA4
      US245867AA43
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2032-07-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      3015000.00
      3015000.00
      0.0015
      N
      N
      N
      N
    
    
      FRANKLIN COUNTY CIVIC DEVELOPMENT CORP. (NY)
      Franklin County NY Civic Development Corp. Revenue VRDO 0.460000%
      35313PAA0
      US35313PAA03
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2038-10-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      4300000.00
      4300000.00
      0.0022
      N
      N
      N
      N
    
    
      GENEVA INDUSTRIAL DEVELOPMENT AGENCY (NY)
      Geneva NY Industrial Development Agency Civic Facility Revenue (Colleges of the Seneca Project) VRDO 0.450000%
      372175BU2
      US372175BU21
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2037-12-01
      N
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0045
      16715000.00
      16715000.00
      0.0084
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue TOB VRDO 0.440000%
      46640KDK7
      US46640KDK79
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2021-05-01
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      5000000.00
      5000000.00
      0.0025
      N
      N
      Y
      N
    
    
      LANCASTER CENTRAL SCHOOL DISTRICT (NY)
      Lancaster NY Central School District BAN 2.000000%
      514224NQ3
      US514224NQ39
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2017-06-15
      2017-06-15
      2017-06-15
      N
      N
      N
      0.0077
      10656441.00
      10656441.00
      0.0053
      N
      N
      N
      N
    
    
      NEW YORK LIBERTY DEVELOPMENT CORP. (NY)
      New York Liberty Development Corp. Revenue (Greenwich LLC) VRDO 0.440000%
      531127AA6
      US531127AA67
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-12-01
      N
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0044
      20000000.00
      20000000.00
      0.0100
      N
      N
      Y
      N
    
    
      MASSAPEQUA UNION FREE SCHOOL DISTRICT (NY)
      Massapequa NY Union Free School District BAN 2.000000%
      576097KG3
      US576097KG37
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-07-22
      2016-07-22
      2016-07-22
      N
      N
      N
      0.0054
      6005340.00
      6005340.00
      0.0030
      N
      N
      N
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY
      New York Metropolitan Transportation Authority Revenue (Dedicated Tax Fund) VRDO 0.400000%
      59259N2Z5
      5493000TKYODLXADQD60
      US59259N2Z52
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2022-11-01
      N
      Y
      
        BANK OF TOKYO-MITSUBISHI UFJ LTD
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      7700000.00
      7700000.00
      0.0039
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY
      New York Metropolitan Transportation Authority Revenue (Dedicated Tax Fund) VRDO 0.390000%
      59259NH97
      5493000TKYODLXADQD60
      US59259NH976
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2031-11-01
      N
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0039
      1255000.00
      1255000.00
      0.0006
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY
      New York Metropolitan Transportation Authority Revenue VRDO 0.400000%
      59259Y7B9
      5493000TKYODLXADQD60
      US59259Y7B94
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2050-11-15
      N
      Y
      
        BANK OF TOKYO-MITSUBISHI UFJ LTD
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      22300000.00
      22300000.00
      0.0112
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY
      New York Metropolitan Transportation Authority Revenue VRDO 0.390000%
      59259Y7K9
      5493000TKYODLXADQD60
      US59259Y7K93
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2050-11-15
      N
      Y
      
        US BANK NATIONAL ASSOCIATION
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0039
      8000000.00
      8000000.00
      0.0040
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY
      New York Metropolitan Transportation Authority Revenue VRDO 0.390000%
      59259Y7M5
      5493000TKYODLXADQD60
      US59259Y7M59
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2045-11-15
      N
      Y
      
        US BANK NATIONAL ASSOCIATION
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0039
      4500000.00
      4500000.00
      0.0023
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY
      New York Metropolitan Transportation Authority Revenue VRDO 0.430000%
      59259Y7Q6
      5493000TKYODLXADQD60
      US59259Y7Q63
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2026-11-01
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0043
      3275000.00
      3275000.00
      0.0016
      N
      N
      N
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY
      New York Metropolitan Transportation Authority BAN 0.500000%
      59259Y7W3
      5493000TKYODLXADQD60
      US59259Y7W32
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-08-01
      2016-08-01
      2016-08-01
      N
      N
      N
      0.0045
      10000400.00
      10000400.00
      0.0050
      N
      N
      N
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY
      New York Metropolitan Transportation Authority BAN 5.000000%
      59259Y8J1
      5493000TKYODLXADQD60
      US59259Y8J12
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-08-01
      2016-08-01
      2016-08-01
      N
      N
      N
      0.0041
      10039400.00
      10039400.00
      0.0050
      N
      N
      N
      N
    
    
      MONROE COUNTY INDUSTRIAL DEVELOPMENT AGENCY (NY)
      Monroe County NY Industrial Development Agency Civic Facility Revenue (Nazareth College) VRDO 0.430000%
      610752EK9
      US610752EK99
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2038-04-01
      N
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0043
      7205000.00
      7205000.00
      0.0036
      N
      N
      Y
      N
    
    
      NASSAU COUNTY INTERIM FINANCE AUTHORITY (NY)
      Nassau County NY Interim Finance Authority Sales Tax Revenue VRDO 0.410000%
      631663MM0
      549300DP7LB76W78BR41
      US631663MM00
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2017-11-15
      Y
      
        BMO HARRIS BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0041
      54850000.00
      54850000.00
      0.0275
      N
      N
      Y
      N
    
    
      NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY (NY)
      New York City NY Industrial Development Agency Civic Facility Revenue (New York Congregational Nursing Center Project) VRDO 0.460000%
      649438BE7
      549300XR20ZR5DHL9534
      US649438BE74
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2025-02-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      3220000.00
      3220000.00
      0.0016
      N
      N
      N
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.390000%
      649660QM2
      549300ABYZD2SFD5JB29
      US649660QM27
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2021-08-01
      Y
      
        STATE STREET BANK AND TRUST COMP
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0039
      500000.00
      500000.00
      0.0003
      N
      N
      Y
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.390000%
      649660QP5
      549300ABYZD2SFD5JB29
      US649660QP57
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2023-08-01
      Y
      
        STATE STREET BANK AND TRUST COMP
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0039
      3200000.00
      3200000.00
      0.0016
      N
      N
      N
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.410000%
      64966CG62
      549300ABYZD2SFD5JB29
      US64966CG628
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2034-03-01
      N
      Y
      
        CALIFORNIA PUBLIC EMPLOYEES RETI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0041
      10900000.00
      10900000.00
      0.0055
      N
      N
      Y
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.380000%
      64966FA87
      549300ABYZD2SFD5JB29
      US64966FA871
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2036-04-01
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0038
      2900000.00
      2900000.00
      0.0015
      N
      N
      Y
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.380000%
      64966FA95
      549300ABYZD2SFD5JB29
      US64966FA954
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2036-04-01
      N
      Y
      
        BANK OF NEW YORK MELLON/THE
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0038
      11630000.00
      11630000.00
      0.0058
      N
      N
      Y
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.400000%
      64966G4N9
      549300ABYZD2SFD5JB29
      US64966G4N93
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2036-04-01
      N
      N
      N
      0.0040
      1000000.00
      1000000.00
      0.0005
      N
      N
      N
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.390000%
      64966G4P4
      549300ABYZD2SFD5JB29
      US64966G4P42
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2038-04-01
      N
      N
      N
      0.0039
      1505000.00
      1505000.00
      0.0008
      N
      N
      N
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.400000%
      64966G4Q2
      549300ABYZD2SFD5JB29
      US64966G4Q25
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2035-04-01
      N
      N
      N
      0.0040
      1400000.00
      1400000.00
      0.0007
      N
      N
      N
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.440000%
      64966HXT2
      549300ABYZD2SFD5JB29
      US64966HXT21
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-03-01
      Y
      
        BARCLAYS BANK PLC
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      34900000.00
      34900000.00
      0.0175
      N
      N
      Y
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO 5.000000%
      64966J3T1
      549300ABYZD2SFD5JB29
      US64966J3T19
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-08-01
      2016-08-01
      2016-08-01
      N
      N
      N
      0.0049
      3222422.70
      3222422.70
      0.0016
      N
      N
      N
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.370000%
      64966LLS8
      549300ABYZD2SFD5JB29
      US64966LLS87
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2040-03-01
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0037
      600000.00
      600000.00
      0.0003
      N
      N
      Y
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.410000%
      64966LT84
      549300ABYZD2SFD5JB29
      US64966LT846
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2044-06-01
      N
      Y
      
        BANK OF TOKYO-MITSUBISHI UFJ LTD
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0041
      10000000.00
      10000000.00
      0.0050
      N
      N
      Y
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO VRDO 0.390000%
      64966LYH8
      549300ABYZD2SFD5JB29
      US64966LYH85
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2039-10-01
      N
      Y
      
        CALIFORNIA PUBLIC EMPLOYEES RETI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0039
      9950000.00
      9950000.00
      0.0050
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Housing Revenue (201 Pearl Street) VRDO 0.460000%
      64966TAF1
      549300SQWVHKBRF8D702
      US64966TAF12
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2041-10-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      5000000.00
      5000000.00
      0.0025
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Mortgage Revenue (Markham Gardens Apartments) VRDO 0.430000%
      64966TAM6
      549300SQWVHKBRF8D702
      US64966TAM62
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2040-01-01
      N
      Y
      
        FEDERAL HOME LOAN MORTGAGE CORPO
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0043
      6800000.00
      6800000.00
      0.0034
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Mortgage Revenue (Elliot Chelsea Development) VRDO 0.430000%
      64966TCG7
      549300SQWVHKBRF8D702
      US64966TCG76
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2043-07-01
      N
      Y
      
        FEDERAL HOME LOAN MORTGAGE CORPO
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0043
      2000000.00
      2000000.00
      0.0010
      N
      N
      Y
      N
    
    
      NEW YORK CITY HEALTH & HOSPITALS CORP. (NY)
      New York City NY Health & Hospital Corp. Revenue (Health System) VRDO 0.410000%
      649674GR3
      US649674GR36
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2031-02-15
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0041
      6400000.00
      6400000.00
      0.0032
      N
      N
      Y
      N
    
    
      NEW YORK CITY HEALTH & HOSPITALS CORP. (NY)
      New York City NY Health & Hospital Corp. Revenue (Health System) VRDO 0.400000%
      649674GS1
      US649674GS19
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2031-02-15
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      4500000.00
      4500000.00
      0.0023
      N
      N
      N
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Rental Housing Revenue (100 Jane Street) VRDO 0.430000%
      64970HAE4
      549300SQWVHKBRF8D702
      US64970HAE45
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2028-09-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0043
      14950000.00
      14950000.00
      0.0075
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Rental Housing Revenue (Atlantic Court Apartments) VRDO 0.430000%
      64970HBF0
      549300SQWVHKBRF8D702
      US64970HBF01
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2035-12-01
      N
      Y
      
        FEDERAL HOME LOAN MORTGAGE CORPO
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0043
      23100000.00
      23100000.00
      0.0116
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Rental Housing Revenue (90 West Street) VRDO 0.460000%
      64970HCH5
      549300SQWVHKBRF8D702
      US64970HCH57
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2036-03-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      2300000.00
      2300000.00
      0.0012
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Rental Housing Revenue (2 Gold Street) VRDO 0.460000%
      64970HCK8
      549300SQWVHKBRF8D702
      US64970HCK86
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2036-04-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      6000000.00
      6000000.00
      0.0030
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Rental Housing Revenue (Rivereast Apartments) VRDO 0.440000%
      64970HCM4
      549300SQWVHKBRF8D702
      US64970HCM43
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2036-12-01
      N
      Y
      
        FEDERAL HOME LOAN MORTGAGE CORPO
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0044
      20000000.00
      20000000.00
      0.0100
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Rental Housing Revenue (Ocean Gate Development) VRDO 0.450000%
      64970HDG6
      549300SQWVHKBRF8D702
      US64970HDG65
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2040-08-01
      N
      Y
      
        FEDERAL HOME LOAN MORTGAGE CORPO
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0045
      8445000.00
      8445000.00
      0.0042
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Rental Housing Revenue (Royal Charter Properties) VRDO 0.410000%
      64970HDM3
      549300SQWVHKBRF8D702
      US64970HDM34
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2035-04-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0041
      6000000.00
      6000000.00
      0.0030
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Rental Housing Revenue (1133 Manhattan Avenue) VRDO 0.410000%
      64970HDW1
      549300SQWVHKBRF8D702
      US64970HDW16
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2046-06-01
      N
      Y
      
        FEDERAL HOME LOAN MORTGAGE CORPO
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0041
      25670000.00
      25670000.00
      0.0129
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Housing Revenue TOB VRDO 0.490000%
      64970MT45
      549300SQWVHKBRF8D702
      US64970MT457
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2040-11-01
      Y
      
        CITIBANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0049
      17345000.00
      17345000.00
      0.0087
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Mortgage Revenue (89 Murray Street Development) VRDO 0.430000%
      64970VDD2
      549300SQWVHKBRF8D702
      US64970VDD29
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-06-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0043
      15800000.00
      15800000.00
      0.0079
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue VRDO 0.460000%
      649716GY7
      US649716GY78
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2022-11-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0046
      1000000.00
      1000000.00
      0.0005
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRUST FOR CULTURAL RESOURCES (NY)
      New York City NY Trust for Cultural Resources Revenue (The Metropolitan Museum of Art) VRDO 0.440000%
      649717NP6
      US649717NP61
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2036-10-01
      N
      N
      N
      0.0044
      37100000.00
      37100000.00
      0.0186
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRUST FOR CULTURAL RESOURCES (NY)
      New York City NY Trust for Cultural Resources Revenue (The Metropolitan Museum of Art) VRDO 0.440000%
      649717NQ4
      US649717NQ45
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2036-10-01
      N
      N
      N
      0.0044
      55600000.00
      55600000.00
      0.0279
      N
      N
      Y
      N
    
    
      NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY (NY)
      New York City NY Industrial Development Agency Civic Facility Revenue (Mercy College Project) VRDO 0.400000%
      64971C4S0
      549300XR20ZR5DHL9534
      US64971C4S06
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2030-07-01
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      9430000.00
      9430000.00
      0.0047
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Recovery Revenue VRDO 0.410000%
      64971KGG5
      US64971KGG58
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2022-11-01
      Y
      
        BANK OF NEW YORK MELLON/THE
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0041
      10965000.00
      10965000.00
      0.0055
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue VRDO 0.400000%
      64971KJG2
      US64971KJG22
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2031-08-01
      Y
      
        BANK OF AMERICA NA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0040
      12400000.00
      12400000.00
      0.0062
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue TOB VRDO 0.450000%
      64971Q6U2
      US64971Q6U26
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2030-02-01
      Y
      
        MORGAN STANLEY BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      5000000.00
      5000000.00
      0.0025
      N
      N
      N
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue VRDO 0.380000%
      64971Q8Y2
      US64971Q8Y20
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2043-11-01
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0038
      3500000.00
      3500000.00
      0.0018
      N
      N
      N
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue VRDO 0.420000%
      64971QPP2
      US64971QPP27
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2029-11-01
      N
      Y
      
        BANK OF TOKYO-MITSUBISHI UFJ LTD
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      13800000.00
      13800000.00
      0.0069
      N
      N
      Y
      N
    
    
      U.S. GOVERNMENT - PREREFUNDING OBLIGOR
      New York City NY Transitional Finance Authority Future Tax Revenue 5.000000%
      64971QQH9
      549300UTOO4X537XXG70
      US64971QQH91
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-08-01
      2016-08-01
      2020-08-01
      N
      N
      N
      0.0068
      10664312.50
      10664312.50
      0.0053
      N
      N
      N
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue TOB VRDO 0.430000%
      64971QWB5
      US64971QWB57
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2020-02-01
      Y
      
        CITIBANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      6000000.00
      6000000.00
      0.0030
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue VRDO 0.390000%
      64971QYG2
      US64971QYG27
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2039-08-01
      Y
      
        US BANK NATIONAL ASSOCIATION
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0039
      7900000.00
      7900000.00
      0.0040
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue VRDO 0.390000%
      64971QYH0
      US64971QYH00
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2039-08-01
      Y
      
        STATE STREET BANK AND TRUST COMP
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0039
      12800000.00
      12800000.00
      0.0064
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue VRDO 0.370000%
      64971WE63
      US64971WE639
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2045-02-01
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0037
      2500000.00
      2500000.00
      0.0013
      N
      N
      N
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue TOB VRDO 0.450000%
      64971WGY0
      US64971WGY03
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2042-11-01
      Y
      
        MORGAN STANLEY BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      2890000.00
      2890000.00
      0.0014
      N
      N
      N
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue VRDO 0.400000%
      64971WUS7
      US64971WUS78
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2041-08-01
      N
      N
      N
      0.0040
      7300000.00
      7300000.00
      0.0037
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Housing Revenue VRDO 0.400000%
      64972CJD6
      549300SQWVHKBRF8D702
      US64972CJD65
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2020-05-01
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0040
      6000000.00
      6000000.00
      0.0030
      N
      N
      N
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Housing Revenue PUT 0.430000%
      64972CSM6
      549300SQWVHKBRF8D702
      US64972CSM63
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-10-03
      2016-10-03
      2047-05-01
      N
      N
      N
      0.0060
      4997850.00
      4997850.00
      0.0025
      N
      N
      N
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.400000%
      64972F2H8
      US64972F2H85
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2044-06-15
      Y
      
        BANK OF AMERICA NA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0040
      15350000.00
      15350000.00
      0.0077
      N
      N
      Y
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.390000%
      64972F6T8
      US64972F6T87
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2045-06-15
      Y
      
        CALIFORNIA PUBLIC EMPLOYEES RETI
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0039
      950000.00
      950000.00
      0.0005
      N
      N
      Y
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.400000%
      64972FHH2
      US64972FHH29
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2038-06-15
      Y
      
        BANK OF NOVA SCOTIA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0040
      16900000.00
      16900000.00
      0.0085
      N
      N
      Y
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.390000%
      64972FHJ8
      US64972FHJ84
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2038-06-15
      Y
      
        BANK OF NOVA SCOTIA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0039
      2450000.00
      2450000.00
      0.0012
      N
      N
      Y
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.380000%
      64972FPK6
      US64972FPK65
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2036-06-15
      Y
      
        BANK OF TOKYO-MITSUBISHI UFJ LTD
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0038
      13050000.00
      13050000.00
      0.0065
      N
      N
      Y
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.400000%
      64972FPL4
      US64972FPL49
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2035-06-15
      N
      N
      N
      0.0040
      3200000.00
      3200000.00
      0.0016
      N
      N
      N
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.380000%
      64972GAW4
      US64972GAW42
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2032-06-15
      Y
      
        STATE STREET BANK AND TRUST COMP
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0038
      5925000.00
      5925000.00
      0.0030
      N
      N
      Y
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.420000%
      64972GBH6
      US64972GBH65
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2024-06-15
      Y
      
        SUMITOMO MITSUI BANKING CORP (NE
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0042
      9000000.00
      9000000.00
      0.0045
      N
      N
      Y
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.400000%
      64972GEK6
      US64972GEK67
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2049-06-15
      N
      N
      N
      0.0040
      13600000.00
      13600000.00
      0.0068
      N
      N
      Y
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.420000%
      64972GEM2
      US64972GEM24
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2050-06-15
      Y
      
        SUMITOMO MITSUI BANKING CORP (NE
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0042
      27650000.00
      27650000.00
      0.0139
      N
      N
      Y
      N
    
    
      NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)
      New York City NY Municipal Water Finance Authority Water & Sewer System Revenue VRDO 0.400000%
      64972GJN5
      US64972GJN51
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2048-06-15
      N
      N
      N
      0.0040
      3200000.00
      3200000.00
      0.0016
      N
      N
      N
      N
    
    
      NEW YORK CITY TRUST FOR CULTURAL RESOURCES (NY)
      New York City NY Trust for Cultural Resources Revenue (American Museum of Natural History) PUT 0.490000%
      64972SAD0
      US64972SAD09
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-12-09
      2044-04-01
      N
      N
      N
      0.0049
      15000000.00
      15000000.00
      0.0075
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Cornell University) CP 0.450000%
      64983LVC1
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-07-14
      2016-07-14
      2016-07-14
      N
      N
      N
      0.0043
      6000060.00
      6000060.00
      0.0030
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Cornell University) CP 0.460000%
      64983LVE7
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-08-17
      2016-08-17
      2016-08-17
      N
      N
      N
      0.0046
      5000000.00
      5000000.00
      0.0025
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Cornell University) VRDO 0.410000%
      64983MF37
      US64983MF376
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2033-07-01
      Y
      
        BANK OF NEW YORK MELLON/THE
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0041
      15700000.00
      15700000.00
      0.0079
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Cornell University) VRDO 0.410000%
      64983MF45
      US64983MF459
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2033-07-01
      Y
      
        BANK OF NEW YORK MELLON/THE
        
          N/A
          N/A
        
        1.0000
        7
        N
      
      N
      N
      0.0041
      4800000.00
      4800000.00
      0.0024
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Personal Income Tax) TOB VRDO 0.450000%
      64983PA68
      US64983PA685
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2034-03-15
      Y
      
        MORGAN STANLEY BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      4000000.00
      4000000.00
      0.0020
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Sales Tax Revenue TOB VRDO 0.450000%
      64983PA84
      US64983PA842
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-03-15
      Y
      
        MORGAN STANLEY BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      3365000.00
      3365000.00
      0.0017
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Vassar College) TOB VRDO 0.430000%
      64983PLR0
      US64983PLR00
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-07-01
      Y
      
        WELLS FARGO & COMPANY
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      7115000.00
      7115000.00
      0.0036
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Lease Revenue (State University Dormitory Facilities) TOB VRDO 0.450000%
      64983PYM7
      US64983PYM75
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2016-07-01
      Y
      
        CITIBANK NA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0054
      8000000.00
      8000000.00
      0.0040
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Memorial Sloan-Kettering Cancer Center) TOB VRDO 0.430000%
      64983PZU8
      US64983PZU82
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2020-01-01
      Y
      
        CITIBANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      7860000.00
      7860000.00
      0.0039
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Personal Income Tax) TOB VRDO 0.450000%
      64983PZY0
      US64983PZY05
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2034-03-15
      Y
      
        MORGAN STANLEY BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      6000000.00
      6000000.00
      0.0030
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Catholic Health System Obligated Group) VRDO 0.460000%
      64983Q5S4
      US64983Q5S42
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2025-07-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      10600000.00
      10600000.00
      0.0053
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Catholic Health System Obligated Group) VRDO 0.460000%
      64983Q5T2
      US64983Q5T25
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2022-07-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      2680000.00
      2680000.00
      0.0013
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Catholic Health System Obligated Group) VRDO 0.460000%
      64983Q5U9
      US64983Q5U97
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2025-07-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      4855000.00
      4855000.00
      0.0024
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Columbia University) 5.000000%
      64983QUT4
      US64983QUT48
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2016-07-01
      N
      N
      N
      0.0038
      1090141.70
      1090141.70
      0.0005
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Mental Health Services Facilities Improvement) VRDO 0.400000%
      64983UKS8
      US64983UKS86
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2031-02-15
      N
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      51715000.00
      51715000.00
      0.0259
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Mental Health Services Facilities Improvement) VRDO 0.400000%
      64983UKV1
      US64983UKV16
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2031-02-15
      N
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      5335000.00
      5335000.00
      0.0027
      N
      N
      N
      N
    
    
      NEW YORK STATE POWER AUTHORITY (PASNY)
      New York State Power Authority Revenue CP 0.440000%
      64985G4Z9
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2016-07-07
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        0.3300
        7
        Y
      
      
        STATE STREET BANK AND TRUST COMP
        
          N/A
          N/A
        
        0.2100
        7
        Y
      
      
        TD BANK NA
        
          N/A
          N/A
        
        0.2900
        7
        Y
      
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        0.1700
        7
        Y
      
      N
      N
      0.0043
      6341000.00
      6341000.00
      0.0032
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Revenue (Service Contract) VRDO 0.400000%
      64986BBE8
      5493000LS7KCDB02O506
      US64986BBE83
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2021-09-15
      N
      Y
      
        BANK OF AMERICA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      9940000.00
      9940000.00
      0.0050
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (West 17th Street) VRDO 0.420000%
      64986M4E2
      5493000LS7KCDB02O506
      US64986M4E25
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-05-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      4600000.00
      4600000.00
      0.0023
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (316 Eleventh Avenue) VRDO 0.460000%
      64986M6R1
      5493000LS7KCDB02O506
      US64986M6R10
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2041-05-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      6500000.00
      6500000.00
      0.0033
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (10 Liberty Street) VRDO 0.410000%
      64986MC78
      5493000LS7KCDB02O506
      US64986MC780
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2035-05-01
      N
      Y
      
        FEDERAL HOME LOAN MORTGAGE CORPO
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0041
      10000000.00
      10000000.00
      0.0050
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York City NY Housing Finance Agency Revenue (900 Eighth Avenue) VRDO 0.450000%
      64986MD44
      5493000LS7KCDB02O506
      US64986MD440
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2035-05-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0045
      25000000.00
      25000000.00
      0.0125
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (Saville) VRDO 0.430000%
      64986MD85
      5493000LS7KCDB02O506
      US64986MD853
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2035-11-01
      N
      Y
      
        FEDERAL HOME LOAN MORTGAGE CORPO
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0043
      33000000.00
      33000000.00
      0.0165
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (McCarthy Manor Apartments) VRDO 0.450000%
      64986MN35
      5493000LS7KCDB02O506
      US64986MN357
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2037-05-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0045
      6800000.00
      6800000.00
      0.0034
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (West 20th Street) VRDO 0.450000%
      64986MQQ1
      5493000LS7KCDB02O506
      US64986MQQ14
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2033-05-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0045
      14000000.00
      14000000.00
      0.0070
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (East 84th Street) VRDO 0.430000%
      64986MQW8
      5493000LS7KCDB02O506
      US64986MQW81
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2033-05-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0043
      20800000.00
      20800000.00
      0.0104
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (625 W 57th St) VRDO 0.400000%
      64986U2E6
      5493000LS7KCDB02O506
      US64986U2E61
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2049-05-01
      N
      Y
      
        BANK OF NEW YORK MELLON/THE
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      2425000.00
      2425000.00
      0.0012
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (625 W 57th St) VRDO 0.410000%
      64986U2H9
      5493000LS7KCDB02O506
      US64986U2H92
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2049-05-01
      N
      Y
      
        BANK OF NEW YORK MELLON/THE
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0041
      6250000.00
      6250000.00
      0.0031
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (Riverside Center 2) VRDO 0.400000%
      64986U6C6
      5493000LS7KCDB02O506
      US64986U6C69
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2046-11-01
      N
      Y
      
        BANK OF AMERICA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      1860000.00
      1860000.00
      0.0009
      N
      N
      N
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (855 6th Avenue) VRDO 0.460000%
      64986U6E2
      5493000LS7KCDB02O506
      US64986U6E26
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2047-11-01
      N
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      24500000.00
      24500000.00
      0.0123
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Revenue (Riverside Center) VRDO 0.400000%
      64986UB48
      5493000LS7KCDB02O506
      US64986UB488
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2046-11-01
      N
      Y
      
        BANK OF AMERICA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      5000000.00
      5000000.00
      0.0025
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Revenue (Riverside Center) VRDO 0.420000%
      64986UB63
      5493000LS7KCDB02O506
      US64986UB637
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2046-11-01
      N
      Y
      
        BANK OF AMERICA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      7000000.00
      7000000.00
      0.0035
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (Avalon Bowery Place I) VRDO 0.400000%
      64986UBJ5
      5493000LS7KCDB02O506
      US64986UBJ51
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2037-11-01
      N
      Y
      
        FEDERAL HOME LOAN MORTGAGE CORPO
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      22800000.00
      22800000.00
      0.0114
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (Dock Street) VRDO 0.420000%
      64986USE8
      5493000LS7KCDB02O506
      US64986USE81
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2046-11-01
      N
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      11500000.00
      11500000.00
      0.0058
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (855 6th Avenue) VRDO 0.460000%
      64986UV87
      5493000LS7KCDB02O506
      US64986UV874
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2047-11-01
      N
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      14500000.00
      14500000.00
      0.0073
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Housing Revenue (Dock Street Rental LLC) VRDO 0.420000%
      64986UXQ5
      5493000LS7KCDB02O506
      US64986UXQ56
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2046-11-01
      N
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      14800000.00
      14800000.00
      0.0074
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Revenue (Clinton Park) VRDO 0.420000%
      64986UXS1
      5493000LS7KCDB02O506
      US64986UXS13
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2044-11-01
      N
      Y
      
        FEDERAL HOME LOAN MORTGAGE CORPO
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      13500000.00
      13500000.00
      0.0068
      N
      N
      Y
      N
    
    
      NEW YORK STATE HOUSING FINANCE AGENCY
      New York State Housing Finance Agency Revenue (Personal Income Tax) VRDO 0.460000%
      649870JH6
      5493000LS7KCDB02O506
      US649870JH60
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2033-03-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0046
      7000000.00
      7000000.00
      0.0035
      N
      N
      Y
      N
    
    
      NEW YORK LOCAL GOVERNMENT ASSISTANCE CORP.
      New York State Local Government Assistance Corp. Revenue VRDO 0.470000%
      649876U80
      549300K72PDVHQ5R5Y86
      US649876U807
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2022-04-01
      Y
      
        BANK OF AMERICA NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0047
      23705000.00
      23705000.00
      0.0119
      N
      N
      Y
      N
    
    
      NEW YORK STATE MORTGAGE AGENCY
      New York State Mortgage Agency Homeowner Mortgage Revenue VRDO 0.430000%
      649883CK9
      549300ZQWNLLIG564027
      US649883CK91
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2037-10-01
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0043
      4620000.00
      4620000.00
      0.0023
      N
      N
      N
      N
    
    
      NEW YORK STATE MORTGAGE AGENCY
      New York State Mortgage Agency Homeowner Mortgage Revenue VRDO 0.490000%
      649883EN1
      549300ZQWNLLIG564027
      US649883EN13
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2037-04-01
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0049
      24200000.00
      24200000.00
      0.0121
      N
      N
      Y
      N
    
    
      NEW YORK STATE MORTGAGE AGENCY
      New York State Mortgage Agency Homeowner Mortgage Revenue VRDO 0.440000%
      649883GS8
      549300ZQWNLLIG564027
      US649883GS81
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2037-10-01
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0044
      15105000.00
      15105000.00
      0.0076
      N
      N
      Y
      N
    
    
      NEW YORK STATE MORTGAGE AGENCY
      New York State Mortgage Agency Homeowner Mortgage Revenue VRDO 0.430000%
      649883HT5
      549300ZQWNLLIG564027
      US649883HT55
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2047-04-01
      Y
      
        BARCLAYS BANK PLC
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      11090000.00
      11090000.00
      0.0056
      N
      N
      Y
      N
    
    
      NEW YORK STATE MORTGAGE AGENCY
      New York State Mortgage Agency Homeowner Mortgage Revenue VRDO 0.410000%
      649883VR3
      549300ZQWNLLIG564027
      US649883VR34
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2038-10-01
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0041
      5000000.00
      5000000.00
      0.0025
      N
      N
      Y
      N
    
    
      NEW YORK STATE MORTGAGE AGENCY
      New York State Mortgage Agency Homeowner Mortgage Revenue VRDO 0.430000%
      64988P2T2
      549300ZQWNLLIG564027
      US64988P2T29
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2037-04-01
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
        1
        Y
      
      N
      N
      0.0043
      6200000.00
      6200000.00
      0.0031
      N
      N
      N
      N
    
    
      NEW YORK STATE POWER AUTHORITY (PASNY)
      New York State Power Authority Revenue CP 0.450000%
      64989MHZ8
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-07-18
      2016-07-18
      2016-07-18
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        0.3300
        18
        Y
      
      
        STATE STREET BANK AND TRUST COMP
        
          N/A
          N/A
        
        0.2100
        18
        Y
      
      
        TD BANK NA
        
          N/A
          N/A
        
        0.2900
        18
        Y
      
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        0.1700
        18
        Y
      
      N
      N
      0.0047
      10119898.80
      10119898.80
      0.0051
      N
      N
      N
      N
    
    
      NEW YORK STATE POWER AUTHORITY (PASNY)
      New York State Power Authority Revenue CP 0.460000%
      64989MJB9
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-08-16
      2016-08-16
      2016-08-16
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        0.3300
        47
        Y
      
      
        STATE STREET BANK AND TRUST COMP
        
          N/A
          N/A
        
        0.2100
        47
        Y
      
      
        TD BANK NA
        
          N/A
          N/A
        
        0.2900
        47
        Y
      
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        0.1700
        47
        Y
      
      N
      N
      0.0046
      13044000.00
      13044000.00
      0.0065
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (St. John's University) VRDO 0.400000%
      6499033S8
      US6499033S88
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2037-07-01
      N
      Y
      
        US BANK NATIONAL ASSOCIATION
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      28775000.00
      28775000.00
      0.0144
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Catholic Health System Obligated Group) VRDO 0.460000%
      6499035D9
      US6499035D91
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2034-07-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      2265000.00
      2265000.00
      0.0011
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Le Moyne College) VRDO 0.420000%
      6499037P0
      US6499037P04
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-01-01
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      3965000.00
      3965000.00
      0.0020
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Fordham University) VRDO 0.410000%
      649903C33
      US649903C336
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2032-07-01
      N
      Y
      
        BANK OF AMERICA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0041
      9695000.00
      9695000.00
      0.0049
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Rockefeller University) VRDO 0.410000%
      649903YA3
      US649903YA36
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-07-01
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0041
      16000000.00
      16000000.00
      0.0080
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Royal Charter Properties) VRDO 0.410000%
      649903ZG9
      US649903ZG96
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2036-11-15
      N
      Y
      
        FEDERAL NATIONAL MORTGAGE ASSOCI
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0041
      5000000.00
      5000000.00
      0.0025
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Rockefeller University) VRDO 0.450000%
      649905BF2
      US649905BF28
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2040-07-01
      Y
      
        US BANK NATIONAL ASSOCIATION
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      44100000.00
      44100000.00
      0.0221
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Columbia University) VRDO 0.400000%
      649905DF0
      US649905DF00
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-09-01
      N
      N
      N
      0.0040
      29400000.00
      29400000.00
      0.0147
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Blythedale Children's Hospital) VRDO 0.420000%
      649905DG8
      US649905DG82
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2036-12-01
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      8900000.00
      8900000.00
      0.0045
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (City University of New York) 5.000000%
      64990HS84
      US64990HS846
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2016-07-01
      N
      N
      N
      0.0009
      395055.30
      395055.30
      0.0002
      N
      N
      N
      N
    
    
      NEW YORK STATE URBAN DEVELOPMENT CORP.
      New York State Urban Development Corp. Revenue (Personal Income Tax) TOB VRDO 0.450000%
      650035K31
      54930039Y2EMGXN6LM88
      US650035K310
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2043-03-15
      Y
      
        MORGAN STANLEY BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      5850000.00
      5850000.00
      0.0029
      N
      N
      N
      N
    
    
      NEW YORK STATE URBAN DEVELOPMENT CORP.
      New York State Urban Development Corp. Revenue (Service Contract) VRDO 0.420000%
      650035KP2
      54930039Y2EMGXN6LM88
      US650035KP26
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2030-01-01
      N
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      4550000.00
      4550000.00
      0.0023
      N
      N
      N
      N
    
    
      NEW YORK STATE URBAN DEVELOPMENT CORP.
      New York State Urban Development Corp. Revenue (Personal Income Tax) 5.000000%
      650035L71
      54930039Y2EMGXN6LM88
      US650035L714
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2017-03-15
      2017-03-15
      2017-03-15
      N
      N
      N
      0.0053
      24143427.75
      24143427.75
      0.0121
      N
      N
      N
      N
    
    
      NEW YORK STATE URBAN DEVELOPMENT CORP.
      New York State Urban Development Corp. Revenue (Service Contract) VRDO 0.440000%
      650035MJ4
      54930039Y2EMGXN6LM88
      US650035MJ48
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2033-03-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      5600000.00
      5600000.00
      0.0028
      N
      N
      Y
      N
    
    
      NORTH HEMPSTEAD, TOWN OF (NY)
      North Hempstead NY BAN 2.250000%
      659666RN3
      549300HZGEMT3JR5XU82
      US659666RN36
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2017-04-04
      2017-04-04
      2017-04-04
      N
      N
      N
      0.0081
      7581675.00
      7581675.00
      0.0038
      N
      N
      N
      N
    
    
      NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND
      Nuveen New York AMT-Free Municipal Income Fund VRDP VRDO 0.470000%
      670656404
      US6706564043
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2040-08-01
      N
      Y
      
        CITIBANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0047
      20000000.00
      20000000.00
      0.0100
      N
      N
      Y
      N
    
    
      NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND
      Nuveen New York AMT-Free Municipal Income Fund VRDP VRDO 0.470000%
      670656503
      US6706565032
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2040-08-01
      N
      Y
      
        CITIBANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0047
      31000000.00
      31000000.00
      0.0155
      N
      N
      Y
      N
    
    
      NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND
      Nuveen New York AMT-Free Municipal Income Fund VRDP VRDO 0.470000%
      670656602
      US6706566022
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2040-12-01
      N
      Y
      
        CITIBANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0047
      12000000.00
      12000000.00
      0.0060
      N
      N
      Y
      N
    
    
      NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND
      Nuveen New York AMT-Free Municipal Income Fund VRDP VRDO 0.500000%
      670656875
      US6706568754
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2046-06-01
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0050
      27500000.00
      27500000.00
      0.0138
      N
      N
      Y
      N
    
    
      NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND
      Nuveen New York Dividend Advantage Municipal Fund VRDP VRDO 0.530000%
      67066X701
      US67066X7012
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2040-03-01
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0053
      34500000.00
      34500000.00
      0.0173
      N
      N
      Y
      N
    
    
      ONONDAGA COUNTY INDUSTRIAL DEVELOPMENT AGENCY (NY)
      Onondaga County NY Industrial Development Agency Civic Facility Revenue (Crouse Health Hospital Inc. Project) VRDO 0.450000%
      682747EA4
      US682747EA49
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2023-01-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0045
      3975000.00
      3975000.00
      0.0020
      N
      N
      N
      N
    
    
      ONONDAGA COUNTY INDUSTRIAL DEVELOPMENT AGENCY (NY)
      Onondaga County NY Industrial Development Agency Civic Facility Revenue (Syracuse Home Association Project) VRDO 0.460000%
      682747GN4
      US682747GN42
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2037-06-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      5040000.00
      5040000.00
      0.0025
      N
      N
      N
      N
    
    
      ONONDAGA COUNTY INDUSTRIAL DEVELOPMENT AGENCY (NY)
      Onondaga County NY Industrial Development Agency Civic Facility Revenue (Crouse Health Hospital Inc. Project) VRDO 0.450000%
      682747GP9
      US682747GP99
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2033-07-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0045
      7170000.00
      7170000.00
      0.0036
      N
      N
      Y
      N
    
    
      ONONDAGA COUNTY TRUST FOR CULTURAL RESOURCES (NY)
      Onondaga County NY Trust For Cultural Resources Revenue (Syracuse University Project) VRDO 0.400000%
      68276FAL4
      US68276FAL40
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2029-12-01
      N
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      2055000.00
      2055000.00
      0.0010
      N
      N
      N
      N
    
    
      PITTSFORD CENTRAL SCHOOL DISTRICT
      Pittsford NY Central School District BAN 2.000000%
      725635FJ0
      US725635FJ09
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2017-02-10
      2017-02-10
      2017-02-10
      N
      N
      N
      0.0056
      7060970.00
      7060970.00
      0.0035
      N
      N
      N
      N
    
    
      PORT AUTHORITY OF NEW YORK & NEW JERSEY
      Port Authority of New York & New Jersey Revenue 5.000000%
      73358WEQ3
      US73358WEQ33
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-10-15
      2016-10-15
      2016-10-15
      N
      N
      N
      0.0050
      1013080.00
      1013080.00
      0.0005
      N
      N
      N
      N
    
    
      PORT AUTHORITY OF NEW YORK & NEW JERSEY
      Port Authority of New York & New Jersey Revenue TOB VRDO 0.450000%
      73358WTX2
      US73358WTX29
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2022-03-01
      Y
      
        CITIBANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      1050000.00
      1050000.00
      0.0005
      N
      N
      Y
      N
    
    
      LONG ISLAND POWER AUTHORITY (NY)
      Utility Debt Securitization Authority New York Revenue TOB VRDO 0.430000%
      74926YH20
      US74926YH200
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2021-12-15
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      6650000.00
      6650000.00
      0.0033
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Building Aid Revenue TOB VRDO 0.430000%
      74926YUH2
      US74926YUH25
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2017-08-15
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      15210000.00
      15210000.00
      0.0076
      N
      N
      Y
      N
    
    
      SARATOGA COUNTY CAPITAL RESOURCE CORP. (NY)
      Saratoga County NY Capital Resource Corp. Revenue (Saratoga Hospital Project) VRDO 0.460000%
      803481AT7
      US803481AT77
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2040-12-01
      N
      Y
      
        HSBC BANK USA NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0046
      8700000.00
      8700000.00
      0.0044
      N
      N
      Y
      N
    
    
      SCARSDALE UNION FREE SCHOOL DISTRICT (NY)
      Scarsdale NY Union Free School District BAN 2.000000%
      806160LX3
      US806160LX38
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2017-06-22
      2017-06-22
      2017-06-22
      N
      N
      N
      0.0078
      5059350.00
      5059350.00
      0.0025
      N
      N
      N
      N
    
    
      SYRACUSE INDUSTRIAL DEVELOPMENT AGENCY (NY)
      Syracuse NY Industrial Development Agency Civic Facility Revenue (Syracuse University Project) VRDO 0.400000%
      871720CD8
      US871720CD89
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2035-12-01
      N
      Y
      
        US BANK NATIONAL ASSOCIATION
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0040
      18050000.00
      18050000.00
      0.0091
      N
      N
      Y
      N
    
    
      TARRYTOWNS UNION FREE SCHOOL DISTRICT (NY)
      Tarrytowns NY Union Free School District BAN 2.000000%
      876487NJ4
      US876487NJ41
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2017-07-12
      2017-07-12
      2017-07-12
      N
      N
      N
      0.0071
      8958216.00
      8958216.00
      0.0045
      N
      N
      N
      N
    
    
      PORT AUTHORITY OF NEW YORK & NEW JERSEY
      Port Authority of New York & New Jersey Revenue TOB VRDO 0.490000%
      88033LAB5
      US88033LAB53
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2017-05-01
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0049
      1710000.00
      1710000.00
      0.0009
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Housing Revenue TOB VRDO 0.490000%
      88033LAP4
      549300SQWVHKBRF8D702
      US88033LAP40
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2034-05-01
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0049
      6730000.00
      6730000.00
      0.0034
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue TOB VRDO 0.430000%
      88033LB32
      US88033LB324
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2021-11-01
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      6300000.00
      6300000.00
      0.0032
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Personal Income Tax) TOB VRDO 0.440000%
      88033LBF5
      US88033LBF58
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2016-09-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      8330000.00
      8330000.00
      0.0042
      N
      N
      Y
      N
    
    
      SALES TAX ASSET RECEIVABLE CORP. (NY)
      New York City NY Sales Tax Asset Receivable Corp. Revenue TOB VRDO 0.440000%
      88033LD48
      US88033LD486
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2022-10-20
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      5250000.00
      5250000.00
      0.0026
      N
      N
      N
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY
      New York Metropolitan Transportation Authority Revenue (Service Contract) TOB VRDO 0.440000%
      88033LHX0
      5493000TKYODLXADQD60
      US88033LHX01
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2017-07-01
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      4500000.00
      4500000.00
      0.0023
      N
      N
      N
      N
    
    
      SALES TAX ASSET RECEIVABLE CORP. (NY)
      New York City NY Sales Tax Asset Receivable Corp. Revenue TOB VRDO 0.440000%
      88033LRF8
      US88033LRF84
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2022-10-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      3140000.00
      3140000.00
      0.0016
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Personal Income Tax) TOB VRDO 0.440000%
      88033LSG5
      US88033LSG58
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2022-03-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      11000000.00
      11000000.00
      0.0055
      N
      N
      Y
      N
    
    
      PORT AUTHORITY OF NEW YORK & NEW JERSEY
      Port Authority of New York & New Jersey Revenue TOB VRDO 0.490000%
      88033LTC3
      US88033LTC36
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2019-10-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0049
      6500000.00
      6500000.00
      0.0033
      N
      N
      Y
      N
    
    
      SALES TAX ASSET RECEIVABLE CORP. (NY)
      New York City NY Sales Tax Asset Receivable Corp. Revenue TOB VRDO 0.440000%
      88033LTM1
      US88033LTM18
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2022-10-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      3335000.00
      3335000.00
      0.0017
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Personal Income Tax) TOB VRDO 0.440000%
      88033LXE4
      US88033LXE46
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2023-02-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      7500000.00
      7500000.00
      0.0038
      N
      N
      Y
      N
    
    
      NEW YORK STATE ENVIRONMENTAL FACILITIES CORP.
      New York State Environmental Facilities Corp. Revenue (State Clean Water & Drinking Water Revolving Funds) TOB VRDO 0.440000%
      88033M3X3
      549300QJ33JJW73OQO60
      US88033M3X34
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2017-06-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      3650000.00
      3650000.00
      0.0018
      N
      N
      Y
      N
    
    
      NEW YORK CONVENTION CENTER DEVELOPMENT CORP.
      New York Convention Center Development Corp. Revenue TOB VRDO 0.560000%
      88033M5N3
      US88033M5N34
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2023-11-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0056
      7020000.00
      7020000.00
      0.0035
      N
      N
      Y
      N
    
    
      NEW YORK CITY HOUSING DEVELOPMENT CORP. (NY)
      New York City NY Housing Development Corp. Multi-Family Housing Revenue TOB VRDO 0.460000%
      88033MBE6
      549300SQWVHKBRF8D702
      US88033MBE66
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-05-01
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0046
      6665000.00
      6665000.00
      0.0033
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Building Aid Revenue TOB VRDO 0.440000%
      88033MBG1
      US88033MBG15
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2041-07-15
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      5000000.00
      5000000.00
      0.0025
      N
      N
      Y
      N
    
    
      ERIE COUNTY (NY)
      Erie County NY Industrial Development Agency School Facility Revenue (Buffalo City School District Project) TOB VRDO 0.430000%
      88033MDP9
      US88033MDP95
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2028-05-01
      Y
      
        CITIBANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      6665000.00
      6665000.00
      0.0033
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY
      New York Metropolitan Transportation Authority Revenue (Dedicated Tax Fund) TOB VRDO 0.490000%
      88033ME52
      5493000TKYODLXADQD60
      US88033ME524
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2024-05-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0049
      5350000.00
      5350000.00
      0.0027
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Personal Income Tax) TOB VRDO 0.440000%
      88033MGE1
      US88033MGE12
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2023-09-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      5500000.00
      5500000.00
      0.0028
      N
      N
      Y
      N
    
    
      NEW YORK CONVENTION CENTER DEVELOPMENT CORP.
      New York Convention Center Development Corp. Revenue TOB VRDO 0.430000%
      88033MGN1
      US88033MGN11
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2023-05-15
      Y
      
        CITIBANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      10400000.00
      10400000.00
      0.0052
      N
      N
      Y
      N
    
    
      PORT AUTHORITY OF NEW YORK & NEW JERSEY
      Port Authority of New York & New Jersey Revenue TOB VRDO 0.450000%
      88033MHQ3
      US88033MHQ33
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2055-10-15
      Y
      
        MORGAN STANLEY BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      8500000.00
      8500000.00
      0.0043
      N
      N
      Y
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Sales Tax Revenue TOB VRDO 0.410000%
      88033MKH9
      US88033MKH96
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2045-03-15
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0041
      11580000.00
      11580000.00
      0.0058
      N
      N
      Y
      N
    
    
      NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)
      New York City NY Transitional Finance Authority Future Tax Revenue TOB VRDO 0.450000%
      88033MKK2
      US88033MKK26
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2026-11-01
      Y
      
        MORGAN STANLEY BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      3000000.00
      3000000.00
      0.0015
      N
      N
      N
      N
    
    
      NEW YORK STATE URBAN DEVELOPMENT CORP.
      New York State Urban Development Corp. Revenue (Personal Income Tax) TOB VRDO 0.440000%
      88033ML70
      54930039Y2EMGXN6LM88
      US88033ML701
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2021-03-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      7500000.00
      7500000.00
      0.0038
      N
      N
      Y
      N
    
    
      UTILITY DEBT SECURITIZATION AUTHORITY (LIPA) (NY)
      Utility Debt Securitization Authority New York Revenue TOB VRDO 0.430000%
      88033MNG8
      US88033MNG86
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2023-06-15
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      1000000.00
      1000000.00
      0.0005
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (Personal Income Tax) TOB VRDO 0.430000%
      88033MRB5
      US88033MRB53
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2023-09-15
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      4375000.00
      4375000.00
      0.0022
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY - TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
      Triborough Bridge & Tunnel Authority New York Revenue TOB VRDO 0.430000%
      88033MSK4
      54930020ZN4LQF7K3456
      US88033MSK44
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2023-11-15
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      3750000.00
      3750000.00
      0.0019
      N
      N
      Y
      N
    
    
      NEW YORK STATE URBAN DEVELOPMENT CORP.
      New York State Urban Development Corp. Revenue TOB VRDO 0.480000%
      88033MX77
      54930039Y2EMGXN6LM88
      US88033MX771
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2020-04-01
      Y
      
        BANK OF AMERICA NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0048
      5300000.00
      5300000.00
      0.0027
      N
      N
      Y
      N
    
    
      PORT AUTHORITY OF NEW YORK & NEW JERSEY
      Port Authority of New York & New Jersey Revenue TOB VRDO 0.430000%
      88033MXW2
      US88033MXW27
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2019-10-15
      Y
      
        ROYAL BANK OF CANADA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      2900000.00
      2900000.00
      0.0015
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY - TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
      Triborough Bridge and Tunnel Authority New York Revenue TOB VRDO 0.440000%
      88033SLN2
      54930020ZN4LQF7K3456
      US88033SLN26
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2029-05-15
      Y
      
        JPMORGAN CHASE BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0044
      2665000.00
      2665000.00
      0.0013
      N
      N
      N
      N
    
    
      NEW YORK STATE DORMITORY AUTHORITY
      New York State Dormitory Authority Revenue (New York University) TOB VRDO 0.450000%
      88033SNT7
      US88033SNT77
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2039-07-01
      Y
      
        MORGAN STANLEY BANK NA
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0045
      9200000.00
      9200000.00
      0.0046
      N
      N
      Y
      N
    
    
      NEW YORK CITY (NY)
      New York City NY GO TOB VRDO 0.430000%
      88033SQR8
      549300ABYZD2SFD5JB29
      US88033SQR84
      Tender Option Bond
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2029-08-01
      Y
      
        STATE STREET BANK AND TRUST COMP
        
          N/A
          N/A
        
        1.0000
        7
        Y
      
      N
      N
      0.0043
      7500000.00
      7500000.00
      0.0038
      N
      N
      Y
      N
    
    
      TOMPKINS COUNTY INDUSTRIAL DEVELOPMENT AGENCY (NY)
      Tompkins County NY Industrial Development Agency Civic Facility Revenue (Ithaca College) VRDO 0.420000%
      890099CQ5
      US890099CQ53
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2034-07-01
      N
      Y
      
        TD BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      23075000.00
      23075000.00
      0.0116
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY - TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
      Triborough Bridge & Tunnel Authority New York Revenue VRDO 0.380000%
      89602N2B9
      54930020ZN4LQF7K3456
      US89602N2B97
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2032-01-01
      N
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0038
      5245000.00
      5245000.00
      0.0026
      N
      N
      N
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY - TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
      Triborough Bridge & Tunnel Authority New York Revenue VRDO 0.420000%
      89602NSQ8
      54930020ZN4LQF7K3456
      US89602NSQ87
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2032-01-01
      N
      Y
      
        BANK OF TOKYO-MITSUBISHI UFJ LTD
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      15075000.00
      15075000.00
      0.0076
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY - TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
      Triborough Bridge & Tunnel Authority New York Revenue VRDO 0.420000%
      89602NWU4
      54930020ZN4LQF7K3456
      US89602NWU44
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-07
      2016-07-07
      2033-01-01
      N
      Y
      
        PNC BANK NATIONAL ASSOCIATION
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0042
      18110000.00
      18110000.00
      0.0091
      N
      N
      Y
      N
    
    
      NEW YORK METROPOLITAN TRANSPORTATION AUTHORITY - TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
      Triborough Bridge & Tunnel Authority New York Revenue VRDO 0.380000%
      89602NWW0
      54930020ZN4LQF7K3456
      US89602NWW00
      Variable Rate Demand Note
      First Tier Security
      
        N/A
        N/A
      
      2016-07-01
      2016-07-01
      2033-01-01
      N
      Y
      
        WELLS FARGO BANK NA
        
          N/A
          N/A
        
        1.0000
      
      N
      0.0038
      9800000.00
      9800000.00
      0.0049
      N
      N
      Y
      N
    
    
      ULSTER COUNTY (NY)
      Ulster County NY BAN 2.000000%
      903766G31
      US903766G313
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2016-11-23
      2016-11-23
      2016-11-23
      N
      N
      N
      0.0054
      8862539.88
      8862539.88
      0.0044
      N
      N
      N
      N
    
    
      WARWICK VALLEY CENTRAL SCHOOL DISTRICT (NY)
      Warwick Valley Central School District BAN 2.000000%
      936733LQ5
      US936733LQ55
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2017-07-07
      2017-07-07
      2017-07-07
      N
      N
      N
      0.0082
      5058450.00
      5058450.00
      0.0025
      N
      N
      N
      N
    
    
      WILLIAMSVILLE CENTRAL SCHOOL DISTRICT (NY)
      Williamsville NY Central School District BAN 2.000000%
      970497MD2
      US970497MD21
      Other Municipal Security
      First Tier Security
      
        N/A
        N/A
      
      2017-06-14
      2017-06-14
      2017-06-14
      N
      N
      N
      0.0078
      8320492.25
      8320492.25
      0.0042
      N
      N
      N
      N
    
    
      Vanguard New York Tax Free Funds
      2016-07-08
      Glenn Booraem
      Glenn Booraem
      Treasurer
    
  





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