Form MA/A WILLIAM BLAIR & COMPANY

  
    MA/A
    
      
        0000012518
        XXXXXXXX
      
      
        Michael Robbins
        3123645319
      
      [email protected]
      
        [email protected]
        [email protected]
        [email protected]
        [email protected]
      
    
  
  
    WILLIAM BLAIR & COMPANY L.L.C.
    000001252
    36-2214610
    
      
        866-00054-00
      
      
        
          867-00476
        
        
          
            008-02698
            000001252
          
          
            Investment Adviser
            801-00688
            0000012518
          
          
            Commodity Futures Trading Commission
            0426602
          
        
      
    
    
      
        
          222 WEST ADAMS ST
          CHICAGO
          IL
          60606-5312
        
      
      312-236-1600
      3122764077
    
    
      
        
          Add
        
        
          
            
              666 Fifth Avenue
              14th Floor
              New York
              NY
              10103
            
          
          2122372700
        
      
      
        
          Add
        
        
          
            
              343 Sansome Street
              12th Floor
              San Francisco
              CA
              94104
            
          
          4159865596
          4159861719
        
      
      
        
          Add
        
        
          
            
              10100 Santa Monica Blvd
              Suite 300
              Los Angeles
              CA
              90067
            
          
          3107345800
          3107722231
        
      
      
        
          Add
        
        
          
            
              100 Great Meadow Road - Putnam Place
              Suite 606
              Wethersfield
              CT
              06109
            
          
          8005962028
        
      
      
        
          Add
        
        
          
            
              6500 River Place Blvd., Building 7
              Suite 250
              Austin
              TX
              78730
            
          
          512-813-7662
        
      
    
    N
    
      
        222 WEST ADAMS STREET
        CHICAGO
        IL
        60606-5312
      
    
    www.williamblair.com
    
      
        Kenneth
        Lee
        Wagner
      
      
        
      
      

        
          222 WEST ADAMS
          CHICAGO
          IL
          60606
        
      
      3123648050
      3125514646
      [email protected]
    
    
      
        Michael
        Edward
        Robbins
      
      
        
      
      

        
          222 WEST ADAMS
          CHICAGO
          IL
          60606
        
      
      3123645319
      3125514646
      [email protected]
    
    
      
        
          Add
        
        Iron Mountain
        
          
            
              1565 Hunter Dr.
              Hanover Park
              IL
              60133
            
          
          630-893-2640
        
        
          
        
        Various investment advisory and broker/dealer records.
      
      
        
          Add
        
        Broadridge Financial Solutions
        
          
            
              51 Mercedes Way
              Edgewood
              NY
              11717
            
          
          212-918-6990
        
        
          
        
        Proxy voting records.
      
      
        
          Add
        
        William Blair International, Limited
        
          
            
              The Broadgate Tower
              20 Primrose St., 17th Flr
              London
              X0
              EC2A 2EW
            
          
          4420-78684400
        
        
          
        
        Various investment advisory records.
      
      
        
          Add
        
        William Blair & Company, L.L.C.
        
          
            
              500 Delaware Ave.
              Suite 720
              Wilmington
              DE
              19801
            
          
          302-573-5000
          302-573-5168
        
        
          
        
        Various records related to management of private funds.
      
    
    
      
        WILBLAIRCO ASSOCIATES
        N
      
      
        WILBLAIRCO II LLC
        N
      
      
        WILLIAM BLAIR & COMPANY, INTERNATIONAL
        Y
        
          SECURITIES AND FUTURES AUTHORITY (SFA)
          03619027
          
            X0
          
        
      
      
        WBC GP LLC
        N
      
      
        WILLIAM BLAIR DO BRASIL ASSESSORIA FINANCEIRA LIMITADA
        N
      
      
        WILLIAM BLAIR ADVANCED STRATEGIES, L.L.C.
        N
      
      
        WILLIAM BLAIR ADVANCED GLOBAL STRATEGIES
        N
      
      
        WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC
        Y
        
          United States Securities & Exchange Commission
          801-80640
          
            
          
        
      
    
    
      
        
          
        
      
    
    December
    
      DE
    
    10-30-1995
    N
    810
    23
    23
    0
    0
    10
    
      
        Municipal Entities
        Non-profit organizations
        Corporations or other businesses
      
    
    0
    0
    0
    
      
        Not Applicable
      
    
    
      
        Hourly Charges
        Fixed Fees
        Contingent Fees
      
    
    
      
        Not Applicable
      
    
    
      
        Advice Insurance Of MS
        Advice Investment Of Proceeds MS
        Advice ME Investments
        Advice ME Other Investments
        Advice Guaranteed IC
        Advice Use Of MD
        Brokerage Of MEI
      
    
    
      
        Y
        Y
      
      
        Y
      
      
        Y
      
      
        Y
      
      
        Y
        Y
      
    
    N
    
      Commodity pool operator
    
    2
    
      
        
          Add
        
        
          Commodity pool operator
        
        William Blair Global Advanced Strategies
        William Blair Global Advanced Strategies
        
          N
          Y
          N
        
      
      
        
          Add
        
        
          Commodity pool operator
        
        William Blair Advanced Strategies, L.L.C.
        William Blair Advanced Strategies, L.L.C.
        
          N
          Y
          N
        
      
    
    
      N
      Y
      N
      Y
      Y
      Y
      Y
      Y
      Y
      N
      Y
      N
      Y
      N
    
    
      
        N
        N
        N
        N
      
      
        N
        Y
        N
        Y
        Y
        N
        Y
        N
        N
        N
        N
        Y
        N
        N
        N
        N
      
      
        N
        N
        N
        N
      
    
    N
    Y
    
      
        
          WBC Holdings, L.P.
          N
          
            
          
          32-0268461
          
            Holding Company
            11-01-2008
            E
            Y
          
        
      
      
        
          
            Edgar
            David III
            Coolidge
          
          
            Vice Chairman
            01-01-2004
            NA
            Y
            000053342
          
        
        
          
            John
            Roger
            Ettelson
          
          
            President and Chief Executive Officer
            01-01-2004
            NA
            Y
            001319236
          
        
        
          
            Brent
            Walker
            Gledhill
          
          
            Executive Committee Member
            03-01-2009
            NA
            Y
            002921069
          
        
        
          
            John
            Carroll
            Moore
          
          
            Executive Committee Member
            01-01-2009
            NA
            Y
            000719076
          
        
        
          
            Thomas
            William
            Pace
          
          
            Director of Operations
            10-01-2012
            NA
            Y
            002717418
          
        
        
          
            Walter
            Ramsay Jr.
            Randall
          
          
            Investment Adviser Chief Compliance Officer
            12-01-2009
            NA
            Y
            002379435
          
        
        
          
            Michelle
            Renae
            Seitz
          
          
            Executive Committee Member
            01-01-2002
            NA
            Y
            002721413
          
        
        
          
            Arthur
            Joseph
            Simon
          
          
            General Counsel and Executive Committee Member
            12-01-2000
            NA
            Y
            004169626
          
        
        
          
            Richard
            William
            Smirl
          
          
            Investment Adviser Chief Operating Officer
            12-01-2009
            NA
            Y
            004232829
          
        
        
          
            Jeffrey
            Alan
            Urbina
          
          
            Executive Committee Member
            01-01-2014
            NA
            Y
            002201007
          
        
        
          
            Kenneth
            Lee
            Wagner
          
          
            Broker/Dealer Chief Compliance Officer
            09-01-2006
            NA
            Y
            001113763
          
        
        
          
            Jon
            Walter
            Zindel
          
          
            Chief Financial Officer and Executive Committee Member
            08-01-2012
            NA
            Y
            002792693
          
        
      
    
    
      
        
          WBC Holdings, L.P.
          
            WBC GP L.L.C.
            N
            
              
            
            30-0517722
            
              General Partner
              11-01-2008
              F
              Y
            
          
        
      
    
    
      
        
          
            Add
          
          
            WBC Holdings, L.P.
            N
            
              
            
            32-0268461
            
              Holding Company
              11-01-2008
              E
              Y
            
          
        
      
      
        
          
            Add
          
          
            
              Edgar
              David III
              Coolidge
            
            
              Vice Chairman
              01-01-2004
              NA
              Y
              000053342
            
          
        
        
          
            Add
          
          
            
              John
              Roger
              Ettelson
            
            
              President and Chief Executive Officer
              01-01-2004
              NA
              Y
              001319236
            
          
        
        
          
            Add
          
          
            
              Brent
              Walker
              Gledhill
            
            
              Executive Committee Member
              03-01-2009
              NA
              Y
              002921069
            
          
        
        
          
            Add
          
          
            
              John
              Carroll
              Moore
            
            
              Executive Committee Member
              01-01-2009
              NA
              Y
              000719076
            
          
        
        
          
            Add
          
          
            
              Thomas
              William
              Pace
            
            
              Director of Operations
              10-01-2012
              NA
              Y
              002717418
            
          
        
        
          
            Add
          
          
            
              Walter
              Ramsay Jr.
              Randall
            
            
              Investment Adviser Chief Compliance Officer
              12-01-2009
              NA
              Y
              002379435
            
          
        
        
          
            Add
          
          
            
              Michelle
              Renae
              Seitz
            
            
              Executive Committee Member
              01-01-2002
              NA
              Y
              002721413
            
          
        
        
          
            Add
          
          
            
              Arthur
              Joseph
              Simon
            
            
              General Counsel and Executive Committee Member
              12-01-2000
              NA
              Y
              004169626
            
          
        
        
          
            Add
          
          
            
              Richard
              William
              Smirl
            
            
              Investment Adviser Chief Operating Officer
              12-01-2009
              NA
              Y
              004232829
            
          
        
        
          
            Add
          
          
            
              Jeffrey
              Alan
              Urbina
            
            
              Executive Committee Member
              01-01-2014
              NA
              Y
              002201007
            
          
        
        
          
            Add
          
          
            
              Kenneth
              Lee
              Wagner
            
            
              Broker/Dealer Chief Compliance Officer
              09-01-2006
              NA
              Y
              001113763
            
          
        
        
          
            Add
          
          
            
              Jon
              Walter
              Zindel
            
            
              Chief Financial Officer and Executive Committee Member
              08-01-2012
              NA
              Y
              002792693
            
          
        
      
      
        
          
            Add
          
          
            WBC Holdings, L.P.
            
              WBC GP L.L.C.
              N
              
                
              
              30-0517722
              
                General Partner
                11-01-2008
                F
                Y
              
            
          
        
      
    
    
      
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1703453
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-D2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1666779
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1656807
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1536921
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1536623
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1496142
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1496114
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1381058
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1340835
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1255214
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1156121
                
              
            
          
          
            
              
                
                  Stephen
                  Edward
                  Elkins
                
              
              
                N
                000077040
              
              
                
                  
                    William Blair & Company, L.L.C.
                    000001252
                    1156121
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1124726
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  687004
                
              
            
          
        
        
          
            
              
                
              
              1
              
                
              
            
            
              9-D2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  687002
                
              
            
          
          
            
              
                William Blair Mutual Funds, Inc.
              
              
                N
              
              
                
                  
                    William Blair & Company, L.L.C.
                    000001252
                    687002
                  
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  275242
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  275240
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  95342
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-D2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  95341
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  95340
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  95339
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-C2
              9-C5
            
          
          
            
              
                
                  William Blair & Company L.LC.
                  000001252
                  1786682
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1811339
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-D2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  1853496
                
              
            
          
        
        
          
            
              
                
              
              
                
              
            
            
              9-E2
            
          
          
            
              
                
                  William Blair & Company, L.L.C.
                  000001252
                  2014042827601
                
              
            
          
        
      
    
    
      
        Thomas E. Lanctot
        Thomas E. Lanctot
        Partner & Head of Debt Capital Markets
        10-04-2016
      
    
    
      N
      N
      N
      N
      N
      Y
      N
      Y
      N
      N
      Y
      N
      Y
      N
      N
      N
      N
      N
      Y
      N
      N
    
  

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