Close

Form 8-K RAYMOND JAMES FINANCIAL For: Jun 29

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/25/2024

1. TSLA
2. ENPH
3. TXN
4. META
5. BA
6. SPOT
7. IBM
8. V
9. KMB
10. HCP


June 29, 2015 4:56 PM EDT


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
June 29, 2015
Date of report (date of earliest event reported)
 
Raymond James Financial, Inc.
(Exact Name of Registrant as Specified in Its Charter)
 
Florida
(State or Other Jurisdiction of Incorporation)
 
1-9109
 
59-1517485
(Commission File Number)
 
(IRS Employer Identification No.)
 
880 Carillon Parkway St. Petersburg, FL 33716
(Address of Principal Executive Offices)  (Zip Code)
 
(727) 567-1000
(Registrant's Telephone Number, Including Area Code)
 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



















Item 7.01. Regulation FD Disclosure.

On June 29, 2015, Raymond James Financial, Inc. (the "Company") issued a press release to announce its disclosure of its annual company-run stress test results, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. A copy of the release is attached hereto as Exhibit 99.1 and is incorporated by reference herein. The results are available in the Investor Relations section of the Company’s website under “Our Company>Investor Relations>Financial Reports>Other Reports and Information”.
            The information in this Current Report, including any exhibits hereto, is being “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).


Item 9.01 Financial Statements and Exhibits

(d) The following is filed as an exhibit to this report:


Exhibit No.

99.1    Press Release, dated June 29, 2015, issued by Raymond James Financial, Inc.



SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
RAYMOND JAMES FINANCIAL, INC.
 
 
 
 
 
 
Date:
June 29, 2015
By:
/s/ Jeffrey P. Julien
 
 
 
Jeffrey P. Julien
 
 
 
Executive Vice President - Finance,
 
 
 
Chief Financial Officer and Treasurer




EXHIBIT INDEX

Exhibit No.
Description
99.1
Press Release, dated June 29, 2015, issued by Raymond James Financial, Inc.









June 29, 2015                                  FOR IMMEDIATE RELEASE
Media Contact: Steve Hollister, 727.567.2824
Investor Contact: Paul Shoukry, 727.567.5133
raymondjames.com/media


RAYMOND JAMES DISCLOSES RESULTS OF
2015 ANNUAL DODD-FRANK ACT STRESS TEST


ST. PETERSBURG, Fla - Raymond James Financial, Inc. (NYSE: RJF) today disclosed certain results of its 2015 stress test, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The information provided includes summary stress test results for both Raymond James Financial, Inc. and Raymond James Bank, N.A., and can be found on Raymond James’ Investor Relations website under the heading “Financial Reports” (http://www.raymondjames.com/about/financial_reports.htm). Stress test results are based on a forward-looking exercise using hypothetical, severely adverse macroeconomic assumptions developed by the Federal Reserve and the Office of the Comptroller of the Currency, and do not represent RJF’s economic forecast.



About Raymond James Financial, Inc.

Raymond James Financial, Inc. (NYSE: RJF) is a leading diversified financial services company providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. The company has nearly 6,400 financial advisors serving in excess of 2.6 million client accounts in more than 2,600 locations throughout the United States, Canada and overseas. Total client assets are approximately $505 billion. Public since 1983, the firm has been listed on the New York Stock Exchange since 1986 under the symbol RJF. Additional information is available at www.raymondjames.com.








Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings

Related Entities

Raymond James