Form 6-K NOMURA HOLDINGS INC For: Oct 12

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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of October 2016

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F        X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number
1.		(English Translation) Share Buyback Report for the reporting month from September 1, 2016 to September 30, 2016

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

				NOMURA HOLDINGS, INC.
Date: October 12, 2016				By:		/s/ Hajime Ikeda
						Hajime Ikeda
						Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from September 1, 2016 to September 30, 2016 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on October 12, 2016]

Class of Shares: Common Stock

 

1.	Status of repurchase

 

(1)	Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)	Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

						as of September 30, 2016
		Number of Shares								Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (July 28, 2016)
(Period of repurchase: from August 15, 2016 to January 27, 2017 (excluding the period between October 28, 2016 to November 11, 2016))							100,000,000				45,000,000,000
Repurchases during this reporting month (Date of repurchase)			(Date)
			September 1				1,247,000				611,079,520
			September 2				1,247,000				619,552,800
			September 5				1,066,200				527,789,050
			September 6				1,066,200				516,800,250
			September 7				1,066,200				504,996,000
			September 8				1,066,200				510,891,960
			September 9				1,066,200				519,299,790
			September 12				992,700				475,563,330
			September 13				992,700				473,986,360
			September 14				992,700				468,912,130
			September 15				992,700				454,215,570
			September 16				992,700				459,327,580
			September 20				995,000				458,656,580
			September 21				995,000				462,289,490
			September 23				995,000				464,997,090
Total			—				1 5,773,500				7,528,354,500
Aggregate shares repurchased as of the end of this reporting month							38,481,100				17,956,285,720
Progress of share repurchase (%)							38.5				39.9

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2.	Status of disposition

 

								as of September 30, 2016
		Number of shares disposed in the reporting month						Aggregate amount of disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares		(Date)			—				—
Subtotal		—			—				—
Treasury shares canceled		(Date)			—				—
Subtotal		—			—				—
Treasury shares transferred upon merger, share exchange or demerger		(Date)			—				—
Subtotal		—			—				—
Other (upon request for purchasing “less-than-a-full-unit shares”)		(Date) September 12			97				46,792
Subtotal		—			97				46,792
Other (exercise of stock acquisition rights)		(Date)
		September 1			16,000				16,000
		September 2			19,200				19,200
		September 5			103,000				997,000
		September 6			4,300				4,300
		September 7			259,600				259,600
		September 8			9,700				955,700
		September 9			17,400				17,400
		September 13			11,300				2,986,300
		September 14			14,100				1,204,100
		September 15			24,500				24,500
		September 16			1,900				1,900
		September 23			13,200				13,200
		September 26			306,500				306,500
		September 27			68,000				68,000
		September 28			29,500				29,500
		September 29			39,200				39,200
Subtotal					937,400				6,942,400
Total					937,497				6,989,192

 

3.	Status of shares held in treasury

 

		as of September 30, 2016
As of the end of the reporting month		Number of Shares
Total number of issued shares			3,822,562,601
Number of shares held in treasury			266,554,572

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