Form 6-K NOMURA HOLDINGS INC For: Jun 10

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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of June 2015

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F     X            Form 40-F          

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number
1.		(English Translation) Share Buyback Report for the reporting month from May 1, 2015 to May 31, 2015

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

		NOMURA HOLDINGS, INC.
Date: June 10, 2015		By:		/s/ Hajime Ikeda
				Hajime Ikeda
				Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from May 1, 2015 to May 31, 2015

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on June 10, 2015]

Class of Shares: Common Stock

 

1.	Status of repurchase

 

(1)	Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)	Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

		as of May 31, 2015
		Number of Shares						Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (May 19, 2015) (Period of repurchase: from May 20, 2015 to July 28, 2015)		25,000,000							20,000,000,000
Repurchases during this reporting month (Date of repurchase)		(Date) May 20 May 21 May 22 May 25 May 26 May 27 May 28 May 29			4,131,800 5,639,100 4,981,900 3,597,800 2,652,600 1,917,600 980,000 430,300				3,370,752,350 4,620,652,020 4,081,515,510 2,981,170,300 2,178,851,100 1,576,700,340 811,140,140 356,066,190
Total		—			24,331,100				19,976,847,950
Aggregate shares repurchased as of the end of this reporting month					24,331,100				19,976,847,950
Progress of share repurchase (%)					97.3				99.9

 

2.	Status of disposition

 

		as of May 31, 2015
		Number of shares disposed in the reporting month						Aggregate amount of disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares		(Date)			—				—
Subtotal		—			—				—
Treasury shares canceled		(Date)			—				—
Subtotal		—			—				—
Treasury shares transferred upon merger, share exchange or demerger		(Date)			—				—
Subtotal		—			—				—
Other (upon request for purchasing “less-than-a-full-unit shares”)		(Date) —			—				—
Subtotal		—			—				—

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		as of May 31, 2015
		Number of shares disposed in the reporting month						Aggregate amount of disposition (JPY)
Other (exercise of stock acquisition rights)		(Date)
		May 1			288,900				1,179,900
		May 7			299,800				4,242,800
		May 8			5,740,500				5,740,500
		May 11			1,696,200				6,563,200
		May 12			756,600				3,522,700
		May 13			749,700				6,437,700
		May 14			965,500				3,625,500
		May 15			368,900				665,900
		May 18			144,900				5,014,900
		May 19			69,400				4,458,400
		May 20			386,100				1,577,100
		May 21			297,800				8,347,800
		May 22			316,600				1,801,600
		May 25			194,900				4,344,900
		May 26			227,600				12,620,600
		May 27			218,100				10,722,100
		May 28			65,800				5,877,800
		May 29			255,500				9,723,000
Subtotal		—			13,042,800				96,466,400
Total		—			13,042,800				96,466,400

 

3.	Status of shares held in treasury

 

		as of May 31, 2015
As of the end of the reporting month		Number of Shares
Total number of issued shares			3,822,562,601
Number of shares held in treasury			230,076,877

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