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Form 6-K NOMURA HOLDINGS INC For: Jan 12

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January 12, 2017 6:06 AM EST
Table of Contents

 

 

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of January 2017

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F       X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 

Table of Contents

Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from December 1, 2016 to December 31, 2016

Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: January 12, 2017     By:  

/s/ Hajime Ikeda

      Hajime Ikeda
      Senior Managing Director

Table of Contents

[Translation of Share Buyback Report for the reporting month from December 1, 2016 to December 31 , 2016 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on January 12, 2017]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

           as of December 31, 2016  
     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (July 28, 2016)

(Period of repurchase: from August 15, 2016 to January 27, 2017 (excluding the period between October 28, 2016 to November 11, 2016))

        100,000,000         45,000,000,000   

Repurchases during this reporting month (Date of repurchase)

     

 

 

 

 

 

 

 

 

 

 

 

 

 (Date)

December 1

December 2

December 5

December 6

December 7

December 8

December 9

December 12

December 13

December 14

December 15

December 16

   

  

  

  

  

  

  

  

  

  

  

  

  

    

 

 

 

 

 

 

 

 

 

 

 

 984,100

984,100

1,098,000

1,098,000

1,098,000

1,098,000

1,098,000

1,100,600

1,100,600

1,100,600

1,100,600

623,200

   

  

  

  

  

  

  

  

  

  

  

  

     

 

 

 

 

 

 

 

 

 

 

 

 637,052,260

662,593,830

739,527,590

763,467,440

771,729,480

797,230,580

825,725,260

842,647,730

815,403,210

824,090,020

828,635,220

468,193,950

   

  

  

  

  

  

  

  

  

  

  

  

    

 

 

     

 

 

  

Total

      —          12,483,800         8,976,296,570   
    

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

      85,987,200         44,999,965,170   
    

 

 

     

 

 

  

Progress of share repurchase (%)

      86.0         100.0   

Table of Contents
2. Status of disposition

 

         as of December 31, 2016  
     Number of shares disposed
in the reporting month		      Aggregate amount of
disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)     —           —     

Subtotal

    —       —           —     

Treasury shares canceled

    (Date)     —           —     

Subtotal

    —       —           —     

Treasury shares transferred upon merger, share exchange or demerger

    (Date)     —           —     

Subtotal

    —       —           —     

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

December 12

December 29

    

 

 70

27

   

  

     

 

 47,306

19,448

   

  

Subtotal

    —       97         66,754   

Other (exercise of stock acquisition rights)

    (Date)

December 1

December 2

December 5

December 6

December 7

December 8

December 9

December 12

December 13

December 14

December 15

December 16

December 19

December 20

December 21

December 22

December 26

December 27

    

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 140,500

60,500

47,400

32,700

111,700

172,700

91,200

115,600

190,700

83,900

192,300

207,200

144,000

484,400

165,800

74,100

9,000

196,000

   

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

     

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 2,452,500

60,500

344,400

1,871,700

4,930,600

12,136,700

6,131,200

6,822,600

16,179,700

16,695,900

13,631,300

16,839,200

1,332,000

7,065,400

6,802,800

6,782,100

605,000

4,822,000

   

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

    

 

 

     

 

 

  

Subtotal

    —       2,519,700         125,505,600   
    

 

 

     

 

 

  

Total

    —       2,519,797         125,572,354   
    

 

 

     

 

 

  

 

3. Status of shares held in treasury

 

     as of December 31, 2016  

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,822,562,601   

Number of shares held in treasury

      298,593,095   

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