Form 6-K NOMURA HOLDINGS INC For: Feb 13

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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of February 2015

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number
1.		(English Translation) Share Buyback Report for the reporting month from January 1, 2015 to January 31, 2015

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

		NOMURA HOLDINGS, INC.
Date: February 13, 2015		By:		/s/ Hajime Ikeda
				Hajime Ikeda
				Managing Director

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[Translation of Share Buyback Report for the reporting month from January 1, 2015 to January 31, 2015

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on February 13, 2015]

Class of Shares: Common Stock

 

1.	Status of repurchase

 

(1)	Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)	Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

		as of January 31, 2015
		Number of Shares						Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (October 28, 2014)					40,000,000				28,000,000,000
(Period of repurchase: from November 13, 2014 to January 16, 2015)
Repurchases during this reporting month (Date of repurchase)		(Date)
		Jan 5			1,151,800				782,570,020
		Jan 6			1,490,000				988,461,180
		Jan 7			1,748,000				1,158,847,180
		Jan 8			982,600				651,154,290
		Jan 9			1,042,000				674,651,750
		Jan 13			2,258,000				1,437,567,930
Total		—			8,672,400				5,693,252,350
Aggregate shares repurchased as of the end of this reporting month					15,198,700				10,192,680,230
Progress of share repurchase (%)					38.0				36.4

 

		as of January 31, 2015
		Number of Shares						Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (January 29, 2015)					40,000,000				30,000,000,000
(Period of repurchase: from February 16, 2015 to March 27, 2015)
Repurchases during this reporting month (Date of repurchase)		(Date)			—				—
Total		—			0				0
Aggregate shares repurchased as of the end of this reporting month					0				0
Progress of share repurchase (%)					0.0				0.0

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2.	Status of disposition

 

		as of January 31, 2015
		Number of shares disposed in the reporting month						Aggregate amount of disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares		(Date)			—				—
Subtotal		—			—				—
Treasury shares canceled		(Date)			—				—
Subtotal		—			—				—
Treasury shares transferred upon merger, share exchange or demerger		(Date)			—				—
Subtotal		—			—				—
Other (upon request for purchasing “less-than-a-full-unit shares”)		(Date)			—				—
Subtotal		—			—				—
Other (exercise of stock acquisition rights)		(Date)
		Jan 5			12,100				1,052,600
		Jan 6			3,000				894,000
		Jan 7			33,400				330,400
		Jan 8			23,100				23,100
		Jan 14			23,000				5,955,000
		Jan 15			15,200				15,200
		Jan 16			30,500				30,500
		Jan 19			12,100				12,100
		Jan 20			3,500				3,500
		Jan 21			4,000				4,000
		Jan 22			22,400				915,400
		Jan 23			5,600				5,600
		Jan 26			82,700				82,700
		Jan 27			15,000				4,470,000
		Jan 28			26,000				4,783,000
		Jan 29			6,900				303,900
		Jan 30			4,000				1,195,000
Subtotal		—			322,500				20,076,000
Total		—			322,500				20,076,000

 

3.	Status of shares held in treasury

 

		as of January 31, 2015
As of the end of the reporting month		Number of Shares
Total number of issued shares			3,822,562,601
Number of shares held in treasury			185,787,397

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