Form 4 OMNOVA SOLUTIONS INC For: Mar 16 Filed by: MERRIMAN MICHAEL J
March 18, 2016 2:57 PM EDT
| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
|
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
OMNOVA SOLUTIONS INC
[
OMN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
03/16/2016
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Deferred Shares
|
|
03/16/2016 |
|
A |
|
12,963
|
|
|
|
Common Shares
|
12,963
|
$
0
|
68,615
|
D
|
|
| Explanation of Responses: |
|
|
|
|
Frank P. Esposito, Attorney-in-fact for Michael J. Merriman |
03/18/2016 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
OMNOVA SOLUTIONS INC.
Authorization and Designation to Sign and File
Section 16 and Rule 144 Reporting Forms
The undersigned, Michael J. Merriman, a director of OMNOVA Solutions Inc., an
Ohio corporation, does hereby authorize and designate James C. LeMay, Paul F.
DeSantis, and Frank P. Esposito, or any of them, with full powers of
substitution and resubstitution, to sign and file on the undersigned's behalf
(i) any and all statements or reports under Section 16 of the Securities
Exchange Act of 1934, as amended ("Section 16") with respect to the ownership of
equity securities of OMNOVA Solutions Inc., including, without limitation, all
Forms 3, 4, and 5 relating to equity securities of OMNOVA Solutions Inc.
pursuant to the requirements of Section 16, and (ii) any and all notices
pursuant to Rule 144 under the Securities Act of 1933 ("Rule 144") with respect
to sales of shares of equity securities of OMNOVA Solutions Inc., including,
without limitation, all notices of proposed sales on Form 144. This
authorization, unless earlier revoked by the undersigned in writing, shall be
valid until the undersigned's reporting obligations under Section 16 and Rule
144 cease with respect to equity securities of OMNOVA Solutions Inc.
IN WITNESS WHEREOF, the undersigned has executed this Authorization and
Designation this 19th day of March 2015.
/s/Michael J. Merriman
Michael J. Merriman
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