Form 4 Green Brick Partners, For: Jul 01 Filed by: Third Point Ultra Master Fund L.P.
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
Green Brick Partners, Inc. [ GRBK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/01/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 per share ("Common Stock") | 99,943 | D | ||||||||
Common Stock | 07/01/2015 | P (3) | 2,840,898 | A | $ 10 | 8,083,022 | I | See Footnotes (1) (2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
/s/ William Song, as attorney-in-fact for Daniel S. Loeb | 07/01/2015 | |
** Signature of Reporting Person | Date | |
Third Point LLC, By: Daniel S. Loeb, Chief Executive Officer, By: /s/ William Song, Attorney-in-Fact | 07/01/2015 | |
** Signature of Reporting Person | Date | |
Third Point Partners L.P., By: Third Point Advisors LLC, its General Partner, By: Daniel S. Loeb, Managing Member; By: /s/ William Song, Attorney-in-Fact | 07/01/2015 | |
** Signature of Reporting Person | Date | |
Third Point Partners Qualified L.P., By: Third Point Advisors LLC, its General Partner, By: Daniel S. Loeb, Managing Member, By: /s/ William Song, Attorney-in-Fact | 07/01/2015 | |
** Signature of Reporting Person | Date | |
Third Point Offshore Master Fund L.P., By: Third Point Advisors II LLC, its General Partner, By: Daniel S. Loeb, Managing Member, By: /s/ William Song, Attorney-in-Fact | 07/01/2015 | |
** Signature of Reporting Person | Date | |
Third Point Ultra Master Fund L.P., By: Third Point Advisors II LLC, its General Partner, By: Daniel S. Loeb, Managing Member, By: /s/ William Song, Attorney-in-Fact | 07/01/2015 | |
** Signature of Reporting Person | Date | |
Third Point Reinsurance Company Ltd., By: /s/ William Song, Attorney-in-Fact | 07/01/2015 | |
** Signature of Reporting Person | Date | |
Third Point Reinsurance Ltd., By: /s/ William Song, Attorney-in-Fact | 07/01/2015 | |
** Signature of Reporting Person | Date | |
Third Point Reinsurance (USA) Ltd., By: William Song, Attorney-in-Fact | 07/01/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS THAT each of the undersigned hereby constitute and appoint WILLIAM SONG and JOSHUA L. TARGOFF and each of them severally, as the true and lawful attorneys and agents of each of the undersigned, with power to act with or without the others and with full power of substitution and resubstitution, to execute in the name, place and stead of each of the undersigned any statement or report, including any amendment to any statement or report, required to be filed with respect to the undersigned (whether such filing includes one or more or all of the undersigned) under Section 13 or Section 16 of the United States Securities Exchange Act of 1934, as amended, and any rules, regulations and requirements thereunder, including any forms or statements required to be submitted in connection with any electronic filing, or any statement or report, including any amendment to any statement or report, required to be filed with respect to any of the undersigned under any comparable laws, rules, regulations and requirements of any foreign jurisdiction, and to file any of the same with the Securities and Exchange Commission and any other appropriate U.S. and foreign regulatory authorities, said attorneys and agents having full power and authority to do and perform in the name and on behalf of any of the undersigned every act necessary to be done in the premises as fully and as effectually as the undersigned might or could do in its own name or on its own behalf; and each of the undersigned hereby ratifies and confirms all that said attorneys and agents shall do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned has subscribed these presents as of June 25, 2015.
THIRD POINT REINSURANCE (USA) LTD.
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By:
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/s/ Thomas C. Wafer
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Name:
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Thomas C. Wafer
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Title:
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President
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Attachment to Form 4
JOINT FILER INFORMATION
Name and Address:
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Third Point LLC
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390 Park Avenue
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New York, NY 10022
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Date of Event Requiring Statement:
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07/01/2015
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Issuer and Ticker Symbol:
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Green Brick Partners, Inc. [GRBK]
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Relationship to Issuer:
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10% Owner
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Designated Filer:
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Daniel S. Loeb
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TABLE I INFORMATION
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Title of Security:
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Common Stock
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Transaction Date:
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July 1, 2015
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Transaction Code:
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P
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Amount of Securities and Price:
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2,840,898 at $10.00 per share
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Securities Acquired (A) or Disposed of (D):
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A
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Amount of Securities Beneficially Owned Following Reported Transactions:
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8,083,022
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Ownership Form:
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I
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Nature of Indirect Beneficial Ownership:
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(1)
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Name and Address:
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Third Point Offshore Master Fund L.P.
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c/o Third Point LLC
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390 Park Avenue
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New York, NY 10022
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Date of Event Requiring Statement:
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07/01/2015
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Issuer and Ticker Symbol:
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Green Brick Partners, Inc. [GRBK]
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Relationship to Issuer:
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10% Owner
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Designated Filer:
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Daniel S. Loeb
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TABLE I INFORMATION
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Title of Security:
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Common Stock
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Transaction Date:
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July 1, 2015
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Transaction Code:
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P
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Amount of Securities and Price:
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764,569 at $10.00 per share
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Securities Acquired (A) or Disposed of (D):
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A
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Amount of Securities Beneficially Owned Following Reported Transactions:
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2,175,378
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Ownership Form:
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D
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Nature of Indirect Beneficial Ownership:
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N/A
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Name and Address:
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Third Point Ultra Master Fund L.P.
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c/o Third Point LLC
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390 Park Avenue
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New York, NY 10022
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Date of Event Requiring Statement:
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07/01/2015
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Issuer and Ticker Symbol:
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Green Brick Partners, Inc. [GRBK]
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Relationship to Issuer:
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10% Owner
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Designated Filer:
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Daniel S. Loeb
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TABLE I INFORMATION
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Title of Security:
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Common Stock
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Transaction Date:
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July 1, 2015
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Transaction Code:
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P
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Amount of Securities and Price:
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384,396 at $10.00 per share
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Securities Acquired (A) or Disposed of (D):
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A
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Amount of Securities Beneficially Owned Following Reported Transactions:
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1,053,087
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Ownership Form:
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D
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Nature of Indirect Beneficial Ownership:
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N/A
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Name and Address:
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Third Point Reinsurance Company Ltd.
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The Waterfront
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#96 Pitts Bay Road
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Pembroke HM 08 Bermuda
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Date of Event Requiring Statement:
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07/01/2015
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Issuer and Ticker Symbol:
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Green Brick Partners, Inc. [GRBK]
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Relationship to Issuer:
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10% Owner
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Designated Filer:
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Daniel S. Loeb
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TABLE I INFORMATION
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Title of Security:
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Common Stock
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Transaction Date:
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July 1, 2015
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Transaction Code:
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P
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Amount of Securities and Price:
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128,328 at $10.00 per share
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Securities Acquired (A) or Disposed of (D):
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A
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Amount of Securities Beneficially Owned Following Reported Transactions:
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440,128
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Ownership Form:
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D
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Nature of Indirect Beneficial Ownership:
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N/A
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Name and Address:
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Third Point Reinsurance Ltd.
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The Waterfront
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#96 Pitts Bay Road
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Pembroke HM 08 Bermuda
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Date of Event Requiring Statement:
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07/01/2015
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Issuer and Ticker Symbol:
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Green Brick Partners, Inc. [GRBK]
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Relationship to Issuer:
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10% Owner
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Designated Filer:
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Daniel S. Loeb
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TABLE I INFORMATION
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Title of Security:
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Common Stock
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Transaction Date:
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July 1, 2015
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Transaction Code:
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P
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Amount of Securities and Price:
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128,328 at $10.00 per share
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Securities Acquired (A) or Disposed of (D):
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A
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Amount of Securities Beneficially Owned Following Reported Transactions:
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440,128
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Ownership Form:
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I
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Nature of Indirect Beneficial Ownership:
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Third Point Reinsurance Company Ltd. is a direct, wholly owned subsidiary of Third Point Reinsurance Ltd. (“TPRE”), which may be deemed to share beneficial ownership of the securities owned by Third Point Re. TPRE hereby disclaims beneficial ownership of any securities held by (x) Third Point Re, except to the extent of any indirect pecuniary interest therein; and (y) the Funds, in each case, for purposes of Section 16 of the Act and the rules promulgated thereunder or for any other purpose.
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Name and Address:
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Third Point Reinsurance (USA) Ltd.
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51 JFK Parkway
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First Floor West
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Short Hills, N.J. 07078
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Date of Event Requiring Statement:
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07/01/2015
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Issuer and Ticker Symbol:
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Green Brick Partners, Inc. [GRBK]
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Relationship to Issuer:
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10% Owner
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Designated Filer:
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Daniel S. Loeb
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TABLE I INFORMATION
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Title of Security:
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Common Stock
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Transaction Date:
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July 1, 2015
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Transaction Code:
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P
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Amount of Securities and Price:
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18,639 at $10.00 per share
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Securities Acquired (A) or Disposed of (D):
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A
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Amount of Securities Beneficially Owned Following Reported Transactions:
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18,639
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Ownership Form:
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D
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Nature of Indirect Beneficial Ownership:
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N/A
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